Experience

Doug has been helping people reach their financial goals for over 27 years, and has extensive experience in portfolio management with emphasis in equity evaluation. His primary goal has always been to learn the financial needs of each client and provide the best suitable investment solutions.  Asset allocation and overall portfolio construction are very important components to the team solutions. 

Doug received a B.S. in Chemistry/Biochemistry from the University of Illinois Urbana-Champaign in 1979 and joined Baxter Travenol as a chemist in 1980.  He transitioned to pharmaceutical sales with G.D. Searle & Co. in late 1982. After earning an MBA at Loyola University of Chicago, Doug decided to pursue his passion for finance and investments by joining Paine Webber, Inc. in 1986, and remained with the firm when Paine Webber was purchased by UBS in 2000.

Doug and his wife Jill reside in Chicago where they both enjoy running, family, travel, fine dining, entertaining and reading.

Doug holds the FINRA Series 3, 7, 63 and 65 licenses, as well as insurance licenses.

 David has worked in Wealth Management at UBS for over 12 years. His career has spanned one of the most turbulent periods in the history of financial markets. Through this time, David has kept his focus on his clients' long-term goals, through careful asset allocation and a planning-based advisory practice.

After graduation from Le Moyne College in Syracuse, New York, David began with UBS in a Client Service role, supporting several financial advisors. During this period he devoted his time to studying Financial Planning and asset allocation strategy.

In 2004, David attained a CERTIFIED FINANCIAL PLANNER® designation and joined on as a partner with Kevin Fitch. In the years following, David continued his education, culminating in an MBA with concentrations in Finance and Strategy, Execution and Valuation from DePaul University's Kellstadt School of Business in 2010.

David holds NASD Series 3, 7, 31 and 66 licenses.