Experience

Jim has dedicated nearly 50 years in the financial services industry to serving clients of UBS and its predecessor firms, with a special focus on wealth management planning strategies. As a CERTIFIED FINANCIAL PLANNER™ and UBS Wealth Advisor, he leverages his extensive knowledge of financial and estate planning, tax minimization strategies and investment decision making to help the team's clients develop and implement their overall financial plans. CA License # 4371880 Read full biography

David joined Fasi Wealth Management at UBS Financial Services in 2012 after spending 8 years serving the risk management needs of his corporate clients. His primary focus is working with owners of closely-held and family-owned businesses, with a focus on exit planning and generational planning. He is a CERTIFIED FINANCIAL PLANNER™ professional, along with a Certified Exit Planner (CEPA®) and maintains a consultative approach to the business.

Within his community, David is active within a number of professional organizations, including the Estate and Business Planning Council of Hartford (EBPC) and the Exit Planning Exchange (XPX). CA License # 4371877

In 2012, Bob joined Fasi Wealth Management where he serves high net worth and ultra high net worth individuals, business owners and corporate executives. Bob brings a depth of experience to his role as a Financial Advisor. His interest in investing started at an early age; he purchased his first stock when he was just 13 years old. Read full biography

Steven joined PaineWebber, UBS's predecessor firm, in 1989 and was an integral part of building one of the firms Executive Stock Option teams serving executives of many of the region's largest public companies with their equity compensation programs. He is a graduate of Georgetown University with a BA in Public Administration and earned his Certified Investment Management Analyst designation from the Investment Management Consultants Association after attending The Wharton School of Business in 2005. Steven holds Series 7, 63, and 65 licenses and is registered in all 50 states. Residing in East Hampton, CT with his wife and twin daughters, he is a past President of the East Hampton Rotary Club and appointed as a Town Moderator. CA License # 4371879

CA License #0H38158

Nile, a former business owner, has over 20 years of wealth management and financial planning experience. He focuses on goal based investing, asset diversification, tax efficiency strategies, downside protection strategies and retirement income. In 2001, Nile was awarded the CERTIFIED FINANCIAL PLANNER designation (CFP) which enhanced and complimented his comprehensive approach to wealth management, which includes: insurance needs, mortgages and lending, college funding, next generation planning and education, wealth transfer, and trust and estate strategies that can be coordinated with your attorney and CPA. Niles holds a BA in economics from Hobart College. Nile holds Series 7 and 66 licenses as well as Life and Health Insurance licenses. He resides in Chester, CT with his family where he is active in community and civic organizations as well as sports activities with his children.

George's work experience in finance dates back to Hartford National starting in 1979. He has over 40 years of finance experience, in commercial & investment banking, including  senior management roles.

4 children.  7 grandsons, 4 living in Fairfield, CT and 3 living in London, United Kingdom.

George primarily resides in  Hobe Sound, FL, but also spends time in Connecticut and visits the UK on a regular basis.

Diane began her career with Advest in 1983 and joined UBS in 2006. She has worked closely with Steven Greco serving executives from leading companies in the region and growing the Executive Stock Option business. As a Client Service Associate, Diane has distinguished herself with a strong work ethic and operations knowledge. She has proven equally adept at solving problems, complex or simple, for institutions and Wealth Management clients. She resides in Colchester, CT with her husband.

Vicki is a Wealth Management Associate and has been with UBS since 2008. She is the primary client service contact and is responsible for relationship management, account administration and operational functions.

Vicki attended Eastern Connecticut State University and graduated with a B.A. in Psychology with a Minor in Management.  Vicki holds the Series 7, 66 and 9 securities licenses as well as Life and Health Licenses and has over 20 years of industry experience.

Vicki lives in Vernon with her two children.  She enjoys gardening and spending time at the beach.