Let's move forward. Together.

The Farallon Group

We make a real impact in the lives of our clients by guiding them through major life events and helping them preserve and pass on their wealth. Our customized approach focuses on thoughtful financial planning and wealth management that looks beyond your investments and encompasses all aspects of your financial life.

rowing

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Denis Roy Profile Photo

    Denis Roy

    Senior Vice President–Wealth Management

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    • AL
    • AZ
    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • HI
    • ID
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • NH
    • NM
    • NV
    • NY
    • OH
    • OR
    • TN
    • TX
    • UT
    • VA
    • WA
    • WI
    • WY

    The focus of Denis' practice is working with Family Stewards as a consultant and advisor for their long term Wealth Management. Helping clients to achieve their goals begins with cash flow, planning to educate their children, and preparing for retirement. This process involves growing of wealth, the protection of assets from taxes, creditors and predators, and the ultimate distribution of those assets to the people they love and to the causes they cherish.

    Denis' team The Farallon Group works with private business owners to get them the ideas and information they need to make smart decisions about their wealth.   Denis' clients appreciate having a trusted advisor to help them integrate their business and family wealth with their family dynamics.   He brings a "boutique experience" combined with the resources of a premier global investment securities firm to provide clients with the comprehensive services they deserve while maintaining focus on the individual.

    • Forbes Best-in-State Wealth Advisors, 2022The Forbes rating is awarded annually in January or February and is based on information from June of the prior year to June of the award year. 

        555 California Street
        32nd/ 34th /46th Floor
        San Francisco, CA 94104
      • Michael Grosse Profile Photo

        Michael Grosse, CFP

        Senior Vice President–Wealth Management

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        • AL
        • AZ
        • CA
        • CO
        • CT
        • DC
        • DE
        • FL
        • GA
        • HI
        • ID
        • MA
        • MD
        • ME
        • MI
        • MN
        • MO
        • NH
        • NM
        • NV
        • NY
        • OH
        • OR
        • TN
        • TX
        • UT
        • VA
        • WA
        • WI
        • WY

        As a Financial Advisor, Michael's goal is to help clients to articulate and to understand their financial goals by providing a roadmap to achieve them.   The Farallon Group specializes in helping private business owners manage the financial challenges of their businesses and their families.  Michael focuses on research and asset allocation, while maintaining consistent client contact in order to manage reactions to market fluctuations.  He believes the benefits of an individually-driven personal relationship combined with the resources of a premier global investment firm serve to provide our clients with the comprehensive services they deserve.

            • Portfolio Manager
            555 California Street
            32nd/ 34th /46th Floor
            San Francisco, CA 94104
          • Victoria Tory Hargrove Profile Photo

            Victoria "Tory" Hargrove

            Senior Client Associate

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            • AZ
            • CA
            • CO
            • CT
            • DE
            • FL
            • GA
            • HI
            • IA
            • ID
            • IN
            • LA
            • MA
            • MD
            • ME
            • MI
            • MN
            • MO
            • MT
            • NC
            • NE
            • NM
            • NV
            • NY
            • OH
            • OK
            • OR
            • TN
            • TX
            • UT
            • WA
            • WI
            • WY

            Victoria provides operational and administrative support to The Farallon Group.  She actively assists in the input of orders and data, organizes logistics for the team events and marketing materials, helps to identify service opportunities for clients and maintains management systems with up to date client information.    She interfaces with clients directly to ensure their service needs and requests are appropriately met.

                  555 California Street
                  32nd/ 34th /46th Floor
                  San Francisco, CA 94104
                • Ryan Yamaguchi Profile Photo

                  Ryan Yamaguchi

                  Senior Wealth Strategy Associate

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                  • AZ
                  • CA
                  • CO
                  • CT
                  • DE
                  • FL
                  • GA
                  • HI
                  • IA
                  • ID
                  • IN
                  • LA
                  • MA
                  • MD
                  • ME
                  • MI
                  • MN
                  • MO
                  • MT
                  • NC
                  • NE
                  • NM
                  • NV
                  • NY
                  • OH
                  • OK
                  • OR
                  • PA
                  • TN
                  • TX
                  • UT
                  • WA
                  • WI
                  • WY

                  Ryan provides a critical role in The Farallon Group by developing tailored wealth management plans and strategies for our clients.   He focuses on research and analysis of portfolio performance reports, interpreting them for potential change and making informed recommendations based on his findings.

                        555 California Street
                        32nd/ 34th /46th Floor
                        San Francisco, CA 94104

                      What did the Fed say?

                      Retirement planning

                      Retirement planning

                      Multigenerational planning

                      Multigenerational planning

                      Legacy—Wealth for others

                      For needs that go beyond your own—to help you improve the lives of others

                      What will your legacy be?
                      It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                      Learn more at ubs.com/wealthway.

                      Backed by the strength of UBS

                      A global leader in wealth management

                      $2.8 trillion

                      In invested assets globally 
                      As of 06/30/2022

                      51 countries

                      Our global footprint

                      Global leader

                      UBS is a world-leading wealth manager