Now is the time to plan your future

Tom brings twenty-nine (29) years of wealth management experience to the team, 12 of those at UBS. Tom began his career in 1993. At the time, the Dow Jones index was trading at 3,300, CDs were paying 6%, and mortgages were at 8%. Since then, he has experienced multiple market corrections and tumultuous economic and political environments. For nearly 30 years, he has had the privilege of helping clients manage their wealth through good times and bad.

Tom joined UBS in 2010 after close to 15 years with Merrill Lynch and a prior tenure of running his own financial planning practice. His education includes a Bachelor in Business Administration from Texas A&M University and graduate work from Harvard University and The Wharton School of Business.  In addition, he has earned several industry designations, including the CIMA designation which is held by only a small percentage of my industry colleagues.

By integrating experience, education and integrity, Tom brings relevant financial guidance to his clients. His practice, focuses on high-net-worth individuals, families, corporate executives, business owners, and more recently, to women in transition (widows, divorcees). He has successfully assisted his clients through prudent financial planning and disciplined investment management strategies.

"What I enjoy the most about my profession and the role my clients allow me to have, is becoming an advisor to families and helping plan for their continued legacy.”

Dennis brings thirty-four (34) years of wealth management experience, 27 of those at UBS.  He attended the University of Houston as a History major and this lifelong interest has propelled his study of the financial markets and ultimately the ongoing management of his investment philosophy. In addition to his studies, Dennis has completed extensive training to earn the Wealth Advisor designation from UBS.

Dennis brings tremendous experience and knowledge to his practice.  His career focus on financial planning and investing through Alternative Investment strategies has allowed his clients to not only continue to accumulate wealth, but to persevere through the challenges the markets often bring to investing.

John joined the industry 22 years ago and takes pride in developing comprehensive financial plans for his clients. Since 2002, he has gained the knowledge and experience essential to educating clients about their portfolios and for developing financial plans according to their individual goals and objectives. Retirement planning, stock option plans, and Rule 144 issues are his primary areas of concentration. His hobbies include spending time with family, weightlifting, basketball, taekwondo, and traveling. He is also involved with the Hispanic Heritage Foundation.

Belinda serves the team overseeing client administration and service needs.  She has been in the industry for  eighteen years and is fully registered.  She also hold the AAMS®, Accredited Asset Management Specialist designation. Belinda attended the University of Arkansas and spent the early part of her career owning and/or operating small businesses.   She lives in Houston, TX with her husband Tom and they share two sons and three grandchildren.

Amber brings nearly twelve (12) years of financial industry experience to our team.  After graduating from Texas Tech University in 2010, she entered the Financial Services industry. Amber serves our clients with all banking, service, and administrative needs.  She currently holds the Retirement Income Certified Professional®, (RICP®) designation through the American College and is currently studying for the industry respected CFP® (Certified Financial Planner) designation.  Amber met her husband, Ty, while attending Texas Tech University. They enjoy fishing, golfing, and spending time outdoors.