Support and resources
The UBS Optimus Foundation has committed up to $1 million in match funding for donations to trusted relief organizations Americares, World Central Kitchen, Team Rubicon and GiveDirectly in support of their efforts on behalf of those affected by the recent wildfires in southern California.
Learn more about how you can get involved and double your impact through the UBS Optimus Foundation.
Senior Vice President–Wealth Management
Senior Portfolio Manager
CA Insurance License # 0A73307
Dennis earned his bachelor's degree from U.C. Santa Barbara and began his career in the financial services industry in 1987. As a Financial Advisor, he has been actively involved in work with court-appointed fiduciaries and their attorneys since 1994. Over this period, The Falkowski Wealth Management Group has assisted more than 550 law offices in a variety of court jurisdictions. Although the majority of our cases are domiciled in California and New York, we have been involved with matters originating from more than 30 states.
Education
Credentials
Senior Vice President–Wealth Management
Senior Portfolio Manager
CA Insurance License # 0A73307
Dennis earned his bachelor's degree from U.C. Santa Barbara and began his career in the financial services industry in 1987. As a Financial Advisor, he has been actively involved in work with court-appointed fiduciaries and their attorneys since 1994. Over this period, The Falkowski Wealth Management Group has assisted more than 550 law offices in a variety of court jurisdictions. Although the majority of our cases are domiciled in California and New York, we have been involved with matters originating from more than 30 states.
Education
Credentials
First Vice President–Wealth Management
Portfolio Manager
CA Insurance License # 0F31480
James earned a B.S. in Finance from San Diego State University. He has been a fully licensed investment professional since 2006 and has worked with Dennis since that time. As a former Client Service Associate and current Financial Advisor, he understands the additional complexities related to court-appointed fiduciary accounts and is dedicated to providing the highest level of advice and service to the clients we serve.
Education
Credentials
First Vice President–Wealth Management
Portfolio Manager
CA Insurance License # 0F31480
James earned a B.S. in Finance from San Diego State University. He has been a fully licensed investment professional since 2006 and has worked with Dennis since that time. As a former Client Service Associate and current Financial Advisor, he understands the additional complexities related to court-appointed fiduciary accounts and is dedicated to providing the highest level of advice and service to the clients we serve.
Education
Credentials
Senior Registered Client Associate
CA Insurance License # 4195564
Lindy is the newest member of The Falkowski Wealth Management Group. Her ability to produce high-quality work in a fast paced environment makes her an integral member of the team where she is responsible for all the administrative and operational duties for the cases we handle. She has more than eight years of experience in the financial services industry, holds her Series 7 and 66 securities licenses, and earned her bachelor's degree from University of North Texas.
Senior Registered Client Associate
CA Insurance License # 4195564
Lindy is the newest member of The Falkowski Wealth Management Group. Her ability to produce high-quality work in a fast paced environment makes her an integral member of the team where she is responsible for all the administrative and operational duties for the cases we handle. She has more than eight years of experience in the financial services industry, holds her Series 7 and 66 securities licenses, and earned her bachelor's degree from University of North Texas.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Email Me
