Understanding

Comes from experience

We believe that by taking a comprehensive approach as early as possible, we can help you pursue your financial goals more effectively. We can help design a flexible wealth management plan that is appropriate for you and your family, while also taking advantage of potential tax-saving opportunities and our experience in helping manage assets.*

* Neither UBS Financial Services Inc. nor any of its employees provide legal or tax advice. You must consult with your legal or tax advisor regarding your personal circumstances. 

Juan Sandoval

Managing Director–Wealth Management

Juan Sandoval is a Managing Director-Wealth Management at UBS Financial Services.  Since 1992 he has been helping clients prepare and navigate significant life events and financial transitions including marriage and remarriage, divorce, retirement, estate management and death of loved ones. Together with his team, Juan helps high-net-worth clients address their five most pressing concerns: preserving wealth, mitigating taxes, ensuring assets are not unjustly taken, intergenerational wealth transfer and effective charitable giving

Originally from Madrid, Spain, Juan graduated magna cum laude from Wofford College in Spartanburg, South Carolina, with a degree in economics and finance. He also earned the prestigious designation of Wealth Advisor at UBS, and he has taken substantial courses in financial planning, portfolio management and equity strategies.

In his free time, Juan enjoys tennis and donates his time to several charitable causes such as Education equals hope. He lives in Charlotte and has an adult daughter and son.

 

Registered States:
  • AK
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DE
  • FL
  • GA
  • IA
  • IL
  • IN
  • KS
  • LA
  • MA
  • MD
  • ME
  • MI
  • MO
  • MS
  • NC
  • NJ
  • NM
  • NY
  • OH
  • OK
  • OR
  • PA
  • RI
  • SC
  • SD
  • TN
  • TX
  • VA
  • VT
  • WA
  • WI
  • WV

Recognized as an industry leader:

  • Barron's Top 1,200 Financial Advisors, 2024
    The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
  • Forbes Best-in-State Wealth Advisors, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
  • Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Education

  • Wofford College, Economics and Finance, magna cum laude

Credentials

  • Wealth Advisor
6100 Fairview Road
Suite 900
Charlotte, NC 28210

Email Me

Roger Shuster

Senior Vice President–Wealth Management

Roger offers over 38 years of experience in the wealth management business and achieved a distinguished career by putting clients' interest first and providing exceptional advice through all stock and bond market cycles. Prior to joining UBS, he worked for Smith Barney. He has been a member of the Chairman's circle of Excellence at his predecessor firm. Roger received a bachelor's degree in finance and accounting from the University of Wisconsin in Madison and also holds the designation of Senior Portfolio Manager. 

Registered States:
  • AK
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DE
  • FL
  • GA
  • IA
  • IL
  • IN
  • LA
  • MA
  • MD
  • ME
  • NC
  • NY
  • OH
  • OK
  • OR
  • PA
  • RI
  • SC
  • SD
  • TN
  • TX
  • VA
  • WA
  • WI
  • WV

Recognized as an industry leader:

  • Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Education

  • University of Wisconsin in Madison, Finance and Accounting

Credentials

  • Senior Portfolio Manager
6100 Fairview Road
Suite 900
Charlotte, NC 28210

Email Me

Crockett Rose Clark, CFP

Senior Wealth Strategy Associate

Crockett has developed a unique ability to provide the team's clients with highly personalized, efficient client services that include account opening and maintenance, cash management, client communication and reporting, and technology support.

Before becoming a part of UBS, Crockett graduated with honors with a degree in Marketing and Management from the University of South Carolina.  She has earned the CERTIFIED FINANCIAL PLANNER designation and holds her Series 7 and 66 securities licenses as well as life and health insurance licenses.

Outside of the office, Crockett participates in service opportunities with her church. She loves yoga, reading, watching sports and spending time with family and friends.

Registered States:
  • GA
  • NC
  • SC
  • SD

Recognized as an industry leader:

  • Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Education

  • University of South Carolina, Marketing and Management

Credentials

  • CERTIFIED FINANCIAL PLANNER™
6100 Fairview Road
Suite 900
Charlotte, NC 28210

Email Me

Leila Vitale

Senior Client Associate

Leila joined UBS in the Short Hills, New Jersey office in 2014 after starting her career in financial services in 1999 at A.G. Edwards.  She relocated to the Charlotte area with her husband in 2017 and joined the Fairview Group.  As a Senior Client Service Associate she manages the administrative and daily service aspects of the business.

Leila enjoys exploring the Charlotte area, reading, and spending time with her family and friends.

 

Registered States:
  • NC
  • SC
6100 Fairview Road
Suite 900
Charlotte, NC 28210

Email Me