Family. Wealth. For Generations.

Generational Family on Beach

Our team is committed to making a real impact in the lives of successful families. Our goals-based approach to wealth management helps ensure we deliver thoughtful financial planning and solutions for all aspects of your financial life.

With more than 100 years of combined experience, we focus on helping our clients navigate significant life events and financial transitions. Our team will be by your side every step of the way, whether you are planning for retirement, a business owner considering exiting your business,  or concerned about multi-generational wealth transfer. We will provide you with the insight and advice needed to make the best decisions for your family by addressing life’s biggest financial concerns such as protecting your wealth, mitigating taxes, and supporting the philanthropic causes you care about.

Advice. Beyond investing.

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    Juan Sandoval

    Managing Director–Wealth Management

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    • AK
    • AL
    • AZ
    • CA
    • CO
    • CT
    • DE
    • FL
    • GA
    • IA
    • IL
    • IN
    • LA
    • MA
    • MD
    • ME
    • MI
    • MO
    • MS
    • NC
    • NJ
    • NM
    • NY
    • OH
    • OK
    • OR
    • PA
    • SC
    • SD
    • TN
    • TX
    • VA
    • VT
    • WA
    • WI
    • WV

    Juan Sandoval is a Managing Director-Wealth Management at UBS Financial Services.  Since 1992 he has been helping clients prepare and navigate significant life events and financial transitions including marriage and remarriage, divorce, retirement, estate management and death of loved ones. Together with his team, Juan helps high-net-worth clients address their five most pressing concerns: preserving wealth, mitigating taxes, ensuring assets are not unjustly taken, intergenerational wealth transfer and effective charitable giving

    Originally from Madrid, Spain, Juan graduated magna cum laude from Wofford College in Spartanburg, South Carolina, with a degree in economics and finance. He also earned the prestigious designation of Wealth Advisor at UBS, and he has taken substantial courses in financial planning, portfolio management and equity strategies.

    In his free time, Juan enjoys tennis and donates his time to several charitable causes such as Education equals hope. He lives in Charlotte and has an adult daughter and son.

     

    • Forbes Best-in-State Wealth Advisors, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
    • Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

    • Wofford College, Economics and Finance, magna cum laude
    • Wealth Advisor
    6100 Fairview Road
    Suite 900
    Charlotte, NC 28210
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    Roger Shuster

    Senior Vice President–Wealth Management

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    • AK
    • AL
    • AZ
    • CA
    • CO
    • CT
    • DE
    • FL
    • GA
    • IA
    • IL
    • IN
    • LA
    • MA
    • MD
    • ME
    • NC
    • NY
    • OH
    • OK
    • OR
    • PA
    • SC
    • SD
    • TN
    • TX
    • VA
    • WA
    • WI
    • WV

    Roger offers over 38 years of experience in the wealth management business and achieved a distinguished career by putting clients' interest first and providing exceptional advice through all stock and bond market cycles. Prior to joining UBS, he worked for Smith Barney. He has been a member of the Chairman's circle of Excellence at his predecessor firm. Roger received a bachelor's degree in finance and accounting from the University of Wisconsin in Madison and also holds the designation of Senior Portfolio Manager. 

    • Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

    • University of Wisconsin in Madison, Finance and Accounting
    • Senior Portfolio Manager
    6100 Fairview Road
    Suite 900
    Charlotte, NC 28210
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    Crockett Rose Clark, CFP

    Senior Wealth Strategy Associate

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    • GA
    • NC
    • SC
    • SD

    Crockett has developed a unique ability to provide the team's clients with highly personalized, efficient client services that include account opening and maintenance, cash management, client communication and reporting, and technology support.

    Before becoming a part of UBS, Crockett graduated with honors with a degree in Marketing and Management from the University of South Carolina.  She has earned the CERTIFIED FINANCIAL PLANNER designation and holds her Series 7 and 66 securities licenses as well as life and health insurance licenses.

    Outside of the office, Crockett participates in service opportunities with her church. She loves yoga, reading, watching sports and spending time with family and friends.

    • Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

    • University of South Carolina, Marketing and Management
    • CERTIFIED FINANCIAL PLANNER™
    6100 Fairview Road
    Suite 900
    Charlotte, NC 28210
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    Leila Vitale

    Senior Client Associate

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    • NC
    • SC

    Leila joined UBS in the Short Hills, New Jersey office in 2014 after starting her career in financial services in 1999 at A.G. Edwards.  She relocated to the Charlotte area with her husband in 2017 and joined the Fairview Group.  As a Senior Client Service Associate she manages the administrative and daily service aspects of the business.

    Leila enjoys exploring the Charlotte area, reading, and spending time with her family and friends.

     

          6100 Fairview Road
          Suite 900
          Charlotte, NC 28210
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