Family. Wealth. For generations

Our team is committed to making a real impact in the lives of successful families. Our goals-based approach to wealth management helps ensure we deliver thoughtful financial planning and solutions for all aspects of your financial life.

With more than 100 years of combined experience, we focus on helping our clients navigate significant life events and financial transitions. Our team will be by your side every step of the way, whether you are planning for retirement, a business owner considering exiting your business, or concerned about multi-generational wealth transfer. We will provide you with the insight and advice needed to make the best decisions for your family by addressing life’s biggest financial concerns such as protecting your wealth, mitigating taxes, and supporting the philanthropic causes you care about.

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Advice. Beyond investing.

Juan Sandoval

Managing Director–Wealth Management
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- LA
- MA
- MD
- ME
- NC
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- VA
- WA
- WI
- WV
Juan Sandoval is a Managing Director-Wealth Management at UBS Financial Services. Since 1992 he has been helping clients prepare and navigate significant life events and financial transitions including marriage and remarriage, divorce, retirement, estate management and death of loved ones. Together with his team, Juan helps high-net-worth clients address their five most pressing concerns: preserving wealth, mitigating taxes, ensuring assets are not unjustly taken, intergenerational wealth transfer and effective charitable giving

Originally from Madrid, Spain, Juan graduated magna cum laude from Wofford College in Spartanburg, South Carolina, with a degree in economics and finance. He also earned the prestigious designation of Wealth Advisor at UBS, and he has taken substantial courses in financial planning, portfolio management and equity strategies.

In his free time, Juan enjoys tennis and donates his time to several charitable causes such as Education equals hope. He lives in Charlotte and has an adult daughter and son.
- Forbes Best-in-State Wealth Advisors, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Wofford College, Economics and Finance, magna cum laude
- Wealth Advisor
6100 Fairview Road
Suite 900
Charlotte, NC 28210
Roger Shuster

Senior Vice President–Wealth Management
View bio
- AK
- AL
- AZ
- CA
- CO
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- LA
- MA
- MD
- ME
- NC
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- VA
- WA
- WI
- WV
Roger offers over 38 years of experience in the wealth management business and achieved a distinguished career by putting clients' interest first and providing exceptional advice through all stock and bond market cycles. Prior to joining UBS, he worked for Smith Barney. He has been a member of the Chairman's circle of Excellence at his predecessor firm. Roger received a bachelor's degree in finance and accounting from the University of Wisconsin in Madison and also holds the designation of Senior Portfolio Manager.
- University of Wisconsin in Madison, Finance and Accounting
- Senior Portfolio Manager
6100 Fairview Road
Suite 900
Charlotte, NC 28210
Ron Fleischman

Executive Director

Branch Manager
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- LA
- MA
- MD
- ME
- NC
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
- WI
- WV
Ron began his career as a Financial Advisor in 1993 and joined UBS in 2002. Since joining UBS he has held leadership positions in both Charlotte & New York and is currently responsible for leading the wealth management business for UBS in the Charlotte offices. In this role and as a financial advisor on The Fairview Group, Ron’s focus is to bring the vast resources and capabilities of UBS to clients to help them achieve what's important to them.

Ron earned a Bachelor of Science degree in finance from Drexel University in Philadelphia, PA. Born and raised on Long Island, NY, he now lives in Charlotte, NC with his wife Robin. They have a two adult children, Jamie and Finn. He is an active supporter of the Charlotte Mecklenburg Police Foundation, Second Harvest Food Bank, Hands on Charlotte, and has been a mentor for members of the military transitioning to the civilian workforce through American Corporate Partners. Ron is also an avid hunter and competitive pistol shooter.
6100 Fairview Road
Suite 900
Charlotte, NC 28210
Crockett Rose Clark, CFP

Senior Wealth Strategy Associate
View bio
- GA
- NC
- SC
Crockett has developed a unique ability to provide the team's clients with highly personalized, efficient client services that include account opening and maintenance, cash management, client communication and reporting, and technology support.

Before becoming a part of UBS, Crockett graduated with honors with a degree in Marketing and Management from the University of South Carolina. She has earned the CERTIFIED FINANCIAL PLANNER designation and holds her Series 7 and 66 securities licenses as well as life and health insurance licenses.

Outside of the office, Crockett participates in service opportunities with her church. She loves yoga, reading, watching sports and spending time with family and friends.
- University of South Carolina, Marketing and Management
- CERTIFIED FINANCIAL PLANNER™
6100 Fairview Road
Suite 900
Charlotte, NC 28210
Leila Vitale

Senior Client Associate
View bio
- NC
- SC
6100 Fairview Road
Suite 900
Charlotte, NC 28210

Juan Sandoval

Managing Director–Wealth Management
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- LA
- MA
- MD
- ME
- NC
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- VA
- WA
- WI
- WV
Juan Sandoval is a Managing Director-Wealth Management at UBS Financial Services. Since 1992 he has been helping clients prepare and navigate significant life events and financial transitions including marriage and remarriage, divorce, retirement, estate management and death of loved ones. Together with his team, Juan helps high-net-worth clients address their five most pressing concerns: preserving wealth, mitigating taxes, ensuring assets are not unjustly taken, intergenerational wealth transfer and effective charitable giving

Originally from Madrid, Spain, Juan graduated magna cum laude from Wofford College in Spartanburg, South Carolina, with a degree in economics and finance. He also earned the prestigious designation of Wealth Advisor at UBS, and he has taken substantial courses in financial planning, portfolio management and equity strategies.

In his free time, Juan enjoys tennis and donates his time to several charitable causes such as Education equals hope. He lives in Charlotte and has an adult daughter and son.
- Forbes Best-in-State Wealth Advisors, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Wofford College, Economics and Finance, magna cum laude
- Wealth Advisor
6100 Fairview Road
Suite 900
Charlotte, NC 28210
Roger Shuster

Senior Vice President–Wealth Management
View bio
- AK
- AL
- AZ
- CA
- CO
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- LA
- MA
- MD
- ME
- NC
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- VA
- WA
- WI
- WV
Roger offers over 38 years of experience in the wealth management business and achieved a distinguished career by putting clients' interest first and providing exceptional advice through all stock and bond market cycles. Prior to joining UBS, he worked for Smith Barney. He has been a member of the Chairman's circle of Excellence at his predecessor firm. Roger received a bachelor's degree in finance and accounting from the University of Wisconsin in Madison and also holds the designation of Senior Portfolio Manager.
- University of Wisconsin in Madison, Finance and Accounting
- Senior Portfolio Manager
6100 Fairview Road
Suite 900
Charlotte, NC 28210
Ron Fleischman

Executive Director

Branch Manager
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- LA
- MA
- MD
- ME
- NC
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- WA
- WI
- WV
Ron began his career as a Financial Advisor in 1993 and joined UBS in 2002. Since joining UBS he has held leadership positions in both Charlotte & New York and is currently responsible for leading the wealth management business for UBS in the Charlotte offices. In this role and as a financial advisor on The Fairview Group, Ron’s focus is to bring the vast resources and capabilities of UBS to clients to help them achieve what's important to them.

Ron earned a Bachelor of Science degree in finance from Drexel University in Philadelphia, PA. Born and raised on Long Island, NY, he now lives in Charlotte, NC with his wife Robin. They have a two adult children, Jamie and Finn. He is an active supporter of the Charlotte Mecklenburg Police Foundation, Second Harvest Food Bank, Hands on Charlotte, and has been a mentor for members of the military transitioning to the civilian workforce through American Corporate Partners. Ron is also an avid hunter and competitive pistol shooter.
6100 Fairview Road
Suite 900
Charlotte, NC 28210
Crockett Rose Clark, CFP

Senior Wealth Strategy Associate
View bio
- GA
- NC
- SC
Crockett has developed a unique ability to provide the team's clients with highly personalized, efficient client services that include account opening and maintenance, cash management, client communication and reporting, and technology support.

Before becoming a part of UBS, Crockett graduated with honors with a degree in Marketing and Management from the University of South Carolina. She has earned the CERTIFIED FINANCIAL PLANNER designation and holds her Series 7 and 66 securities licenses as well as life and health insurance licenses.

Outside of the office, Crockett participates in service opportunities with her church. She loves yoga, reading, watching sports and spending time with family and friends.
- University of South Carolina, Marketing and Management
- CERTIFIED FINANCIAL PLANNER™
6100 Fairview Road
Suite 900
Charlotte, NC 28210
Leila Vitale

Senior Client Associate
View bio
- NC
- SC
6100 Fairview Road
Suite 900
Charlotte, NC 28210

Advanced planning

How will you help me avoid financial blind spots as my needs evolve?

Whether you are navigating life’s milestones, managing business transitions or planning your legacy, we offer confident advice that grows with your needs.

Wealth enhancement

We’ll help determine how best to put your wealth to work and reduce the cost of liabilities where appropriate:

Wealth transfer

We help ensure your assets are preserved and transferred to future generations and charitable organizations in a tax-efficient manner:

Wealth protection

Our team views your family interests and business interests as the components of a complete and integrated strategy:

Charitable giving

Many of our clients are passionate about philanthropy and rely on us to help them achieve your specific estate, legacy planning and charitable giving goals:

Multigenerational planning

Relationship management

How will we work together?

Exceptional service is essential to a successful relationship. We stay on top of the latest and most prudent financial thinking and share that expertise through regular financial plan reviews, performance evaluations and one-to-one meetings.

Long-range impact on each generation

We understand the connections between wealth and family, and we’re committed to having a multigenerational impact on your life. We are positioned to address family issue ranging from wealth transfer and preservation strategies to philanthropic pursuits. Our approach is simple: if people and causes are important to you, they are important to us.

A network of professionals

Our team works closely together, communicating regularly, tapping each member’s experience. We have built strong relationships with a wide array of experts, both inside and outside of UBS. In addition, we will work closely with your team of accountants and attorneys with your permission to help, leading the effort to develop one integrated approach.

Customized client service

Our client service team is highly accessible, offering consistent communication, personal touch points and ongoing reviews. Responsive and attentive, we provide a flexible communication plan specific to your needs and schedule.

Life transitions

How will you help ensure financial continuity?

Facing the uncertainty and stress of divorce or the loss of a loved one, you need a knowledgeable and experienced ally on your side to help evaluate options, make important financial decisions and achieve the results you deserve.

Facing divorce

Our team brings years of experience and sophisticated financial insights to help guide you through the financial planning process before, during and after your divorce.

Pre-divorce planning to help ensure readiness
Financial collaboration during the divorce process
Facilitating a new beginning post-divorce

The loss of a loved one

In many relationships, financial decisions are often made primarily by one partner. With a loss, this may frequently results in one of the parties being left uninformed, uncertain and anxious.

We offer financial guidance for the next phase of your life:

Financial education and planning
Cash flow management
Asset allocation strategies

Our consultative process

How will you make planning and investment recommendations?

Our in-depth process results in an integrated wealth plan that can help serve as a road map for meeting your personal and professional goals.

Discovery

We learn about you through a full diagnostic of your current financial situation.

Planning

We present a comprehensive plan with our evaluation and recommendations.

Commitment

We confirm our commitment and provide details of our recommended investment approach.

Follow-up

We help simplify your life by organizing your account paperwork.

Progress

We offer ongoing reviews with our team and access to UBS network of professionals to help track, monitor and optimize your plan.

Legacy—Wealth for others

For needs that go beyond your own—to help you improve the lives of others

What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

Learn more at ubs.com/wealthway.

Backed by the strength of UBS

A global leader in wealth management

^$2.8 trillion

In invested assets globally
As of 06/30/2022

51 countries

Our global footprint

Global leader

UBS is a world-leading wealth manager

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Family. Wealth. For generations

Advice. Beyond investing.

Juan Sandoval

Roger Shuster

Ron Fleischman

Crockett Rose Clark, CFP

Leila Vitale

Juan Sandoval

Roger Shuster

Ron Fleischman

Crockett Rose Clark, CFP

Leila Vitale

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Education

Credentials

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Advanced planning

Multigenerational planning

Relationship management

Life transitions

Our consultative process

Legacy—Wealth for others

Backed by the strength of UBS

A global leader in wealth management

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