Vice President–Wealth Management
Financial Advisor
James Cargill helps individuals and corporate professionals build clarity and confidence in their financial lives througn retirement planning, investment strategy, and long-term wealth planning.
He specializes in working with executives of public companies and the unique complexities surrounding equity compensation. James' experience includes guiding clients through concentrated stock positions, employer stock plans, long-term incentive programs, diversification strategies, and tax-aware distribution planning.
James believes financial planning should be clear, collaborative, and aligned with his client's personal values, financial goals, and career milestones. He tailors his approach to emphasize transparency, financial education, and building long-term relationships helping clients feel supported through their financial decisions.
Vice President–Wealth Management
Financial Advisor
James Cargill helps individuals and corporate professionals build clarity and confidence in their financial lives througn retirement planning, investment strategy, and long-term wealth planning.
He specializes in working with executives of public companies and the unique complexities surrounding equity compensation. James' experience includes guiding clients through concentrated stock positions, employer stock plans, long-term incentive programs, diversification strategies, and tax-aware distribution planning.
James believes financial planning should be clear, collaborative, and aligned with his client's personal values, financial goals, and career milestones. He tailors his approach to emphasize transparency, financial education, and building long-term relationships helping clients feel supported through their financial decisions.
Vice President–Wealth Management
Financial Advisor
Nicholas is a wealth advisor with over 17 years of industry experience. He started his Financial Advisory career in 2006 alongside family members, where together they built a successful boutique firm underwriting equities. Spreading his wings, per se, Nick transitioned into life insurance planning with AXA so he could assist clients with their advanced estate planning needs. Following his passion for the financial markets and financial planning, Nicholas joined Merrill Lynch in 2018. At Merrill, Nick leveraged his experience to serve executives of public and private corporations, specializing in corporate compensation, benefits and goals-based planning.
This mission led him to join UBS, a global wealth management firm that caters to affluent families, executives, institutions and business owners. Nicholas is excited to deliver advanced planning and global financial solutions to his clients. He is passionate about helping clients enjoy what they have worked so hard to achieve. Whether you are in your wealth building years or contemplating an exit from corporate life, looking for guidance on managing concentrated positions or stock options, Nick is well versed in the issues and opportunities that may shape your decisions. By helping you construct a disciplined plan that moves you toward your personal and business goals, Nick can help you enhance and preserve your success, today and for many years to come.
Past experience
-Life Insurance Analyst, AXA
-Financial Advisor, Merrill Lynch
Education and credentials
-Hofstra University
Life
-Nick currently lives in Ponte Vedra, Florida with his wife Danielle and their three children
-He enjoys an active lifestyle and spending time with family and friends
Vice President–Wealth Management
Financial Advisor
Nicholas is a wealth advisor with over 17 years of industry experience. He started his Financial Advisory career in 2006 alongside family members, where together they built a successful boutique firm underwriting equities. Spreading his wings, per se, Nick transitioned into life insurance planning with AXA so he could assist clients with their advanced estate planning needs. Following his passion for the financial markets and financial planning, Nicholas joined Merrill Lynch in 2018. At Merrill, Nick leveraged his experience to serve executives of public and private corporations, specializing in corporate compensation, benefits and goals-based planning.
This mission led him to join UBS, a global wealth management firm that caters to affluent families, executives, institutions and business owners. Nicholas is excited to deliver advanced planning and global financial solutions to his clients. He is passionate about helping clients enjoy what they have worked so hard to achieve. Whether you are in your wealth building years or contemplating an exit from corporate life, looking for guidance on managing concentrated positions or stock options, Nick is well versed in the issues and opportunities that may shape your decisions. By helping you construct a disciplined plan that moves you toward your personal and business goals, Nick can help you enhance and preserve your success, today and for many years to come.
Past experience
-Life Insurance Analyst, AXA
-Financial Advisor, Merrill Lynch
Education and credentials
-Hofstra University
Life
-Nick currently lives in Ponte Vedra, Florida with his wife Danielle and their three children
-He enjoys an active lifestyle and spending time with family and friends
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
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