Senior Vice President–Wealth Management
Financial Advisor
Rod has spent over 30 years in the financial services industry. He started his career with Morgan Stanley Dean Witter in the Whitter, CA office and moved to UBS in 2008. He is a California native and graduated from California State University Fullerton in 1988. Rod's goal is for his team of professionals to become your primary source of financial advice and personal service. He is dedicated to developing a long term relationship with his clients and is confident that the strength, stability, and resources of UBS - delivered through his team - make this a great place for you to feel confident about your money and financial future. Rod has been married to his wife Stephanie for 35 years and they have 3 children and 3 grandchildren. Rod enjoys spending family time at the beach and cheering on the Anaheim Angels. Rod holds the Series 7, 31, 63, and 65 licenses.
California Insurance License #0B161104
Education
Senior Vice President–Wealth Management
Financial Advisor
Rod has spent over 30 years in the financial services industry. He started his career with Morgan Stanley Dean Witter in the Whitter, CA office and moved to UBS in 2008. He is a California native and graduated from California State University Fullerton in 1988. Rod's goal is for his team of professionals to become your primary source of financial advice and personal service. He is dedicated to developing a long term relationship with his clients and is confident that the strength, stability, and resources of UBS - delivered through his team - make this a great place for you to feel confident about your money and financial future. Rod has been married to his wife Stephanie for 35 years and they have 3 children and 3 grandchildren. Rod enjoys spending family time at the beach and cheering on the Anaheim Angels. Rod holds the Series 7, 31, 63, and 65 licenses.
California Insurance License #0B161104
Education
Client Associate
Client Associate
Authorized Officer
Senior Client Associate
A Southern California native, Shawna has her Bachelor's degree from Cal State University Fullerton. She has over 25 years of industry experience, all the while working for UBS Financial Services Inc, earning her the rank of Senior Registered Client Service Associate. Shawna is Series 7, 66, 9 and 10 licensed. Gardening, Hiking, Camping and family trips to the Colorado River with her husband and daughter, all help balance out her professional life.
Authorized Officer
Senior Client Associate
A Southern California native, Shawna has her Bachelor's degree from Cal State University Fullerton. She has over 25 years of industry experience, all the while working for UBS Financial Services Inc, earning her the rank of Senior Registered Client Service Associate. Shawna is Series 7, 66, 9 and 10 licensed. Gardening, Hiking, Camping and family trips to the Colorado River with her husband and daughter, all help balance out her professional life.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
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