Experience

With more than 40 years of experience in the financial services industry, David and his team help individuals, families, and organizations with substantial wealth pursue their financial goals through personalized investment guidance and comprehensive wealth management. He holds the Series 7, 24, 63, and 65 securities licenses and combines decades of financial-services experience with his background as a non-practicing CPA to offer thoughtful, well-rounded guidance.

David extends his commitment to service through longstanding civic and nonprofit leadership. He formerly chaired the Greater Cincinnati Foundation and has served on the boards of the Cincinnati Symphony Orchestra and Cincinnati Children’s Hospital Medical Center Foundation. He currently serves on the boards of the Blue Ash Protective Association and the Madeira–Indian Hill Joint Fire District. David earned a B.S. in accounting from Syracuse University and is Chairman Emeritus of Gradison.

Outside the office, David enjoys playing golf, fly fishing, and playing guitar in The Suits That Rock.

Adam is the Lead Portfolio Manager and Investment Strategist for The Ellis Group. Since joining the team in 1997, he has helped guide clients through changing markets with a thoughtful, disciplined investment approach drawing on more than 30 years of industry experience. Adam works closely with the team to design and manage client portfolios, implement investment strategies, evaluate risk, and identify opportunities to help clients pursue their long-term financial goals.

Known for his disciplined approach and steady perspective, Adam oversees portfolio construction, rebalancing, tax-loss harvesting strategies, and investment manager due diligence. He collaborates with the team to help ensure portfolios remain aligned with each client's goals, risk tolerance, and changing financial circumstances.

Adam holds the Certified Investment Management Analyst® (CIMA®) designation and is a member of the Investments & Wealth Institute. He also maintains FINRA Series 7, 63, and 65 licenses and attended the University of Cincinnati.

Outside the office, Adam enjoys spending time with his wife and son, exploring America's National Parks, and cheering on his beloved Cincinnati Bengals.

Keith is a Private Wealth Advisor with The Ellis Group. He began his financial services career in 1992 and joined The Ellis Group in 2006. With decades of industry experience, Keith helps individuals, families, and organizations navigate complex financial decisions through thoughtful, personalized guidance. His areas of expertise include comprehensive financial planning, retirement planning, insurance strategies, and corporate retirement plans. 

Keith earned a bachelor’s degree in financial planning from Purdue University and an MBA from Xavier University. He holds the Chartered Retirement Plans Specialist™ (CRPS®) professional designation, as well as Series 7 and 66 securities licenses and life, health, and annuity insurance licenses. Committed to serving the Greater Cincinnati community, Keith serves as treasurer on the board of Every Child Succeeds.

Tony is a Financial Advisor with the Ellis Group.  He joined the team in 2005 and has over 20 years of experience providing comprehensive financial planning and wealth management solutions to successful individuals, families, and business owners.  Tony offers a holistic approach to helping clients address their investment, retirement, protection, and legacy planning needs. Known for his client-centered philosophy and commitment to excellence, Tony focuses on building trusted relationships and delivering personalized strategies that help clients pursue financial confidence and long-term success.

 Tony earned a bachelor’s degree in finance at Miami University.  He is a Certified Financial Planner™ and holds Series 7 and 66 securities licenses, along with life, health, and annuity insurance licenses.  Outside of work, Tony is a sports enthusiast, enjoys playing golf, traveling with his wife and three boys, and giving back to his community.

Molly joined The Ellis Group in 2021. Prior to joining the team, she spent two years working as a Wealth Planning Associate at UBS in Chicago, developing comprehensive financial plans for high net worth clients throughout the Chicago market. Molly has earned the Certified Financial Planner™ designation as well as the Certified Investment Management Analyst® designation. She holds Her Series 7 and 66 securities licenses, as well as her life, health, accident and annuity licenses. As a financial planner, she provides expertise in the following areas: retirement planning, cash flow analysis, insurance planning and multigenerational planning. Outside of the office, Molly is committed to serving her community. She sits on The Boys and Girls Club YP Board, Reds Community Fund Board, and The Seven Hills School Alumni Board. Molly graduated from Miami University.

Lisa joined The Ellis Group in 2010. She manages team administration and all aspects of clients' service and operational needs. She acquired her Certified Financial Planner™ designation in 2016 and holds her Series 7, 9, 10 and 66 securities licenses, as well as life, health, accident and annuity licenses. Lisa earned her B.S. in business administration from Xavier University and is a licensed notary public.

Lisa is dedicated to serving her community; of particular interest is her involvement with Impact Autism. 

Jackie has been with our firm since 1991. She worked in the Senior Registered Client Associate role from 1991-1995. In 1995, she began working as Senior Branch Office Administrator in our downtown Cincinnati office. She returned to the Senior Registered Client Service Associate role in 2002. Jackie provides administrative support for day-to-day operations. She has her Series 7, 63 and 65 licenses.

Jenny has been with our firm since 1996 and joined The Ellis Group in 2019.  She earned her degree in finance and marketing from the University of Cincinnati.  Jenny provides administrative support for day-to-day operations.  She has her Series 7 and 66 licenses. 

Anne joined The Ellis Group in 2021 and is dedicated to helping clients feel supported and confident throughout their financial journey. She obtained her CERTIFIED FINANCIAL PLANNER® certification in 2024, and has her Series 7, 63, and 65 licenses. Anne earned her B.S. in Business Administration from Marquette University and began her financial services career in 2020.

Maggie Ellis joined The Ellis Group in 2024. She graduated from the University of Kentucky with a bachelor's degree in Finance and holds her Series 7 and Series 66 securities licenses. In addition to her work with The Ellis Group, Maggie serves on the Emerging Leaders Board of the Cincinnati Parks Foundation and is actively involved in the Cincinnati community.

Liz joined the Ellis Group in 2023 and provides administrative support across team functions.   She particularly enjoys the team’s commitment to providing a superior client experience.

Cait joined The Ellis Group in 2026 and is driven to provide exceptional service by prioritizing client care at every step. She holds a Series 7 license and is working toward her Series 66. She earned her B.S. in Marketing & Business Administration at Northern Kentucky University and began her career in financial services in 2024.