Your financial world. And beyond.

Private Wealth Management

Your financial life is shaped by distinct priorities, values, and aspirations. At The Ellis Group, we take the time to understand what matters most to you, then develop thoughtful, sophisticated strategies designed to bring clarity to today’s decisions and confidence to your long-term vision.

Let’s begin a conversation about what matters most to you—and how we can help bring your vision forward.

Connect with us

Over 80

Collective years of experience

$3.8 billion

Assets under management

Advisors on the team

A culture of service

Each member of our experienced team has the insight to look beyond your portfolio, asking questions that get to the core issues—about life, family and legacy. we strive to connect with your children because individuals of any age can benefit from education and more informed financial decision-making.

Our goal is to be your single point of contact—problem-solvers who listen, provide answers and collaborate with your tax and legal professionals to help ensure we deliver, cohesive advice designed for your clients needs.

You have already accomplished much in your lifetime. We are committed to helping you preserve and protect all you have achieved and enhance value for generations to come. We do this by utilizing the deep global resources of our firm and our extended team of UBS experts in planning, estate and trust strategies and philanthropy.

David W. Ellis

Managing Director

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
With more than 40 years of experience in the financial services industry, David and his team help individuals, families, and organizations with substantial wealth pursue their financial goals through personalized investment guidance and comprehensive wealth management. He holds the Series 7, 24, 63, and 65 securities licenses and combines decades of financial-services experience with his background as a non-practicing CPA to offer thoughtful, well-rounded guidance.

David extends his commitment to service through longstanding civic and nonprofit leadership. He formerly chaired the Greater Cincinnati Foundation and has served on the boards of the Cincinnati Symphony Orchestra and Cincinnati Children’s Hospital Medical Center Foundation. He currently serves on the boards of the Blue Ash Protective Association and the Madeira–Indian Hill Joint Fire District. David earned a B.S. in accounting from Syracuse University and is Chairman Emeritus of Gradison.

Outside the office, David enjoys playing golf, fly fishing, and playing guitar in The Suits That Rock.
- Barron’s Top 250 Private Wealth Management Teams, 2024, 2025The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Barron's Top 1,000 Financial Advisors, 2009, 2010, 2011, 2012, 2013The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022, 2023, 2024, 2025
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 1,500 Financial Advisors, 2026The Barron's rating is awarded annually in March based on information from the prior year Q3.
- Forbes America's Top Wealth Advisors, 2016, 2017, 2018, 2019, 2020, 2021, 2022, 2023, 2024, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Private Wealth Advisor
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

david.w.ellis@ubs.com

David W. Ellis

8044 Montgomery Road,Cincinnati,OH,45236
Adam Cannon, CIMA

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Adam is the Lead Portfolio Manager and Investment Strategist for The Ellis Group. Since joining the team in 1997, he has helped guide clients through changing markets with a thoughtful, disciplined investment approach drawing on more than 30 years of industry experience. Adam works closely with the team to design and manage client portfolios, implement investment strategies, evaluate risk, and identify opportunities to help clients pursue their long-term financial goals.

Known for his disciplined approach and steady perspective, Adam oversees portfolio construction, rebalancing, tax-loss harvesting strategies, and investment manager due diligence. He collaborates with the team to help ensure portfolios remain aligned with each client's goals, risk tolerance, and changing financial circumstances.

Adam holds the Certified Investment Management Analyst® (CIMA®) designation and is a member of the Investments & Wealth Institute. He also maintains FINRA Series 7, 63, and 65 licenses and attended the University of Cincinnati.

Outside the office, Adam enjoys spending time with his wife and son, exploring America's National Parks, and cheering on his beloved Cincinnati Bengals.
- Barron’s Top 250 Private Wealth Management Teams, 2024, 2025The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Private Wealth Advisor
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

adam.cannon@ubs.com

Adam Cannon, CIMA

8044 Montgomery Road,Cincinnati,OH,45236
Keith Lum, CRPS

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Keith is a Private Wealth Advisor with The Ellis Group. He began his financial services career in 1992 and joined The Ellis Group in 2006. With decades of industry experience, Keith helps individuals, families, and organizations navigate complex financial decisions through thoughtful, personalized guidance. His areas of expertise include comprehensive financial planning, retirement planning, insurance strategies, and corporate retirement plans.

Keith earned a bachelor’s degree in financial planning from Purdue University and an MBA from Xavier University. He holds the Chartered Retirement Plans Specialist™ (CRPS®) professional designation, as well as Series 7 and 66 securities licenses and life, health, and annuity insurance licenses. Committed to serving the Greater Cincinnati community, Keith serves as treasurer on the board of Every Child Succeeds.
- Barron’s Top 250 Private Wealth Management Teams, 2024, 2025The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Private Wealth Advisor
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

keith.lum@ubs.com

Keith Lum, CRPS

8044 Montgomery Road,Cincinnati,OH,45236
Tony Bollin, CFP

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Tony is a Financial Advisor with the Ellis Group. He joined the team in 2005 and has over 20 years of experience providing comprehensive financial planning and wealth management solutions to successful individuals, families, and business owners. Tony offers a holistic approach to helping clients address their investment, retirement, protection, and legacy planning needs. Known for his client-centered philosophy and commitment to excellence, Tony focuses on building trusted relationships and delivering personalized strategies that help clients pursue financial confidence and long-term success.

Tony earned a bachelor’s degree in finance at Miami University. He is a Certified Financial Planner™ and holds Series 7 and 66 securities licenses, along with life, health, and annuity insurance licenses. Outside of work, Tony is a sports enthusiast, enjoys playing golf, traveling with his wife and three boys, and giving back to his community.
- Barron’s Top 250 Private Wealth Management Teams, 2025The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- CERTIFIED FINANCIAL PLANNER
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

tony.bollin@ubs.com

Tony Bollin, CFP

8044 Montgomery Road,Cincinnati,OH,45236
Molly Ellis, CFP

First Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Molly joined The Ellis Group in 2021. Prior to joining the team, she spent two years working as a Wealth Planning Associate at UBS in Chicago, developing comprehensive financial plans for high net worth clients throughout the Chicago market. Molly has earned the Certified Financial Planner™ designation as well as the Certified Investment Management Analyst® designation. She holds Her Series 7 and 66 securities licenses, as well as her life, health, accident and annuity licenses. As a financial planner, she provides expertise in the following areas: retirement planning, cash flow analysis, insurance planning and multigenerational planning. Outside of the office, Molly is committed to serving her community. She sits on The Boys and Girls Club YP Board, Reds Community Fund Board, and The Seven Hills School Alumni Board. Molly graduated from Miami University.
- Barron’s Top 250 Private Wealth Management Teams, 2025The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- CERTIFIED FINANCIAL PLANNER
- Certified Investment Management Analyst
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

molly.ellis@ubs.com

Molly Ellis, CFP

8044 Montgomery Road,Cincinnati,OH,45236
Lisa M. Martin, CFP®

Associate Director

Team Administrator
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Lisa joined The Ellis Group in 2010. She manages team administration and all aspects of clients' service and operational needs. She acquired her Certified Financial Planner™ designation in 2016 and holds her Series 7, 9, 10 and 66 securities licenses, as well as life, health, accident and annuity licenses. Lisa earned her B.S. in business administration from Xavier University and is a licensed notary public.

Lisa is dedicated to serving her community; of particular interest is her involvement with Impact Autism.
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

lisa.m.martin@ubs.com

Lisa M. Martin, CFP®

8044 Montgomery Road,Cincinnati,OH,45236

M. Jackie Schuler

Authorized Officer

Senior Wealth Strategy Associate
View bio
- CA
- DE
- FL
- IN
- KY
- MA
- ME
- MI
- OH
- SC
Jackie has been with our firm since 1991. She worked in the Senior Registered Client Associate role from 1991-1995. In 1995, she began working as Senior Branch Office Administrator in our downtown Cincinnati office. She returned to the Senior Registered Client Service Associate role in 2002. Jackie provides administrative support for day-to-day operations. She has her Series 7, 63 and 65 licenses.
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

jackie.schuler@ubs.com

M. Jackie Schuler

8044 Montgomery Road,Cincinnati,OH,45236
Jenny Dimmitt

Senior Registered Client Associate
View bio
- DE
- FL
- KY
- MI
- OH
Jenny has been with our firm since 1996 and joined The Ellis Group in 2019. She earned her degree in finance and marketing from the University of Cincinnati. Jenny provides administrative support for day-to-day operations. She has her Series 7 and 66 licenses.
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

jennifer.dimmitt@ubs.com

Jenny Dimmitt

8044 Montgomery Road,Cincinnati,OH,45236
Anne Sun, CFP

Registered Client Associate
View bio
- CA
- CO
- DE
- FL
- GA
- IL
- IN
- KY
- MI
- NC
- NY
- OH
- TN
Anne joined The Ellis Group in 2021 and is dedicated to helping clients feel supported and confident throughout their financial journey. She obtained her CERTIFIED FINANCIAL PLANNER® certification in 2024, and has her Series 7, 63, and 65 licenses. Anne earned her B.S. in Business Administration from Marquette University and began her financial services career in 2020.
- CERTIFIED FINANCIAL PLANNER
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

anne.sun@ubs.com

Anne Sun, CFP

8044 Montgomery Road,Cincinnati,OH,45236
Maggie Ellis

Registered Client Associate
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- VA
- VT
- WA
- WI
Maggie Ellis joined The Ellis Group in 2024. She graduated from the University of Kentucky with a bachelor's degree in Finance and holds her Series 7 and Series 66 securities licenses. In addition to her work with The Ellis Group, Maggie serves on the Emerging Leaders Board of the Cincinnati Parks Foundation and is actively involved in the Cincinnati community.
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

maggie.ellis@ubs.com

Maggie Ellis

8044 Montgomery Road,Cincinnati,OH,45236
Liz Flynn

Client Associate
View bio
Liz joined the Ellis Group in 2023 and provides administrative support across team functions. She particularly enjoys the team’s commitment to providing a superior client experience.
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

liz.flynn@ubs.com

Liz Flynn

8044 Montgomery Road,Cincinnati,OH,45236
Cait Schauer

Client Associate
View bio
Cait joined The Ellis Group in 2026 and is driven to provide exceptional service by prioritizing client care at every step. She holds a Series 7 license and is working toward her Series 66. She earned her B.S. in Marketing & Business Administration at Northern Kentucky University and began her career in financial services in 2024.
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

cait.schauer@ubs.com

Cait Schauer

8044 Montgomery Road,Cincinnati,OH,45236

David W. Ellis

Managing Director

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
With more than 40 years of experience in the financial services industry, David and his team help individuals, families, and organizations with substantial wealth pursue their financial goals through personalized investment guidance and comprehensive wealth management. He holds the Series 7, 24, 63, and 65 securities licenses and combines decades of financial-services experience with his background as a non-practicing CPA to offer thoughtful, well-rounded guidance.

David extends his commitment to service through longstanding civic and nonprofit leadership. He formerly chaired the Greater Cincinnati Foundation and has served on the boards of the Cincinnati Symphony Orchestra and Cincinnati Children’s Hospital Medical Center Foundation. He currently serves on the boards of the Blue Ash Protective Association and the Madeira–Indian Hill Joint Fire District. David earned a B.S. in accounting from Syracuse University and is Chairman Emeritus of Gradison.

Outside the office, David enjoys playing golf, fly fishing, and playing guitar in The Suits That Rock.
- Barron’s Top 250 Private Wealth Management Teams, 2024, 2025The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Barron's Top 1,000 Financial Advisors, 2009, 2010, 2011, 2012, 2013The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022, 2023, 2024, 2025
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 1,500 Financial Advisors, 2026The Barron's rating is awarded annually in March based on information from the prior year Q3.
- Forbes America's Top Wealth Advisors, 2016, 2017, 2018, 2019, 2020, 2021, 2022, 2023, 2024, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Private Wealth Advisor
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

david.w.ellis@ubs.com

David W. Ellis

8044 Montgomery Road,Cincinnati,OH,45236
Adam Cannon, CIMA

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Adam is the Lead Portfolio Manager and Investment Strategist for The Ellis Group. Since joining the team in 1997, he has helped guide clients through changing markets with a thoughtful, disciplined investment approach drawing on more than 30 years of industry experience. Adam works closely with the team to design and manage client portfolios, implement investment strategies, evaluate risk, and identify opportunities to help clients pursue their long-term financial goals.

Known for his disciplined approach and steady perspective, Adam oversees portfolio construction, rebalancing, tax-loss harvesting strategies, and investment manager due diligence. He collaborates with the team to help ensure portfolios remain aligned with each client's goals, risk tolerance, and changing financial circumstances.

Adam holds the Certified Investment Management Analyst® (CIMA®) designation and is a member of the Investments & Wealth Institute. He also maintains FINRA Series 7, 63, and 65 licenses and attended the University of Cincinnati.

Outside the office, Adam enjoys spending time with his wife and son, exploring America's National Parks, and cheering on his beloved Cincinnati Bengals.
- Barron’s Top 250 Private Wealth Management Teams, 2024, 2025The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Private Wealth Advisor
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

adam.cannon@ubs.com

Adam Cannon, CIMA

8044 Montgomery Road,Cincinnati,OH,45236
Keith Lum, CRPS

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Keith is a Private Wealth Advisor with The Ellis Group. He began his financial services career in 1992 and joined The Ellis Group in 2006. With decades of industry experience, Keith helps individuals, families, and organizations navigate complex financial decisions through thoughtful, personalized guidance. His areas of expertise include comprehensive financial planning, retirement planning, insurance strategies, and corporate retirement plans.

Keith earned a bachelor’s degree in financial planning from Purdue University and an MBA from Xavier University. He holds the Chartered Retirement Plans Specialist™ (CRPS®) professional designation, as well as Series 7 and 66 securities licenses and life, health, and annuity insurance licenses. Committed to serving the Greater Cincinnati community, Keith serves as treasurer on the board of Every Child Succeeds.
- Barron’s Top 250 Private Wealth Management Teams, 2024, 2025The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Private Wealth Advisor
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

keith.lum@ubs.com

Keith Lum, CRPS

8044 Montgomery Road,Cincinnati,OH,45236
Tony Bollin, CFP

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Tony is a Financial Advisor with the Ellis Group. He joined the team in 2005 and has over 20 years of experience providing comprehensive financial planning and wealth management solutions to successful individuals, families, and business owners. Tony offers a holistic approach to helping clients address their investment, retirement, protection, and legacy planning needs. Known for his client-centered philosophy and commitment to excellence, Tony focuses on building trusted relationships and delivering personalized strategies that help clients pursue financial confidence and long-term success.

Tony earned a bachelor’s degree in finance at Miami University. He is a Certified Financial Planner™ and holds Series 7 and 66 securities licenses, along with life, health, and annuity insurance licenses. Outside of work, Tony is a sports enthusiast, enjoys playing golf, traveling with his wife and three boys, and giving back to his community.
- Barron’s Top 250 Private Wealth Management Teams, 2025The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2026The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- CERTIFIED FINANCIAL PLANNER
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

tony.bollin@ubs.com

Tony Bollin, CFP

8044 Montgomery Road,Cincinnati,OH,45236
Molly Ellis, CFP

First Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Molly joined The Ellis Group in 2021. Prior to joining the team, she spent two years working as a Wealth Planning Associate at UBS in Chicago, developing comprehensive financial plans for high net worth clients throughout the Chicago market. Molly has earned the Certified Financial Planner™ designation as well as the Certified Investment Management Analyst® designation. She holds Her Series 7 and 66 securities licenses, as well as her life, health, accident and annuity licenses. As a financial planner, she provides expertise in the following areas: retirement planning, cash flow analysis, insurance planning and multigenerational planning. Outside of the office, Molly is committed to serving her community. She sits on The Boys and Girls Club YP Board, Reds Community Fund Board, and The Seven Hills School Alumni Board. Molly graduated from Miami University.
- Barron’s Top 250 Private Wealth Management Teams, 2025The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- CERTIFIED FINANCIAL PLANNER
- Certified Investment Management Analyst
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

molly.ellis@ubs.com

Molly Ellis, CFP

8044 Montgomery Road,Cincinnati,OH,45236
Lisa M. Martin, CFP®

Associate Director

Team Administrator
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Lisa joined The Ellis Group in 2010. She manages team administration and all aspects of clients' service and operational needs. She acquired her Certified Financial Planner™ designation in 2016 and holds her Series 7, 9, 10 and 66 securities licenses, as well as life, health, accident and annuity licenses. Lisa earned her B.S. in business administration from Xavier University and is a licensed notary public.

Lisa is dedicated to serving her community; of particular interest is her involvement with Impact Autism.
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

lisa.m.martin@ubs.com

Lisa M. Martin, CFP®

8044 Montgomery Road,Cincinnati,OH,45236
M. Jackie Schuler

Authorized Officer

Senior Wealth Strategy Associate
View bio
- CA
- DE
- FL
- IN
- KY
- MA
- ME
- MI
- OH
- SC
Jackie has been with our firm since 1991. She worked in the Senior Registered Client Associate role from 1991-1995. In 1995, she began working as Senior Branch Office Administrator in our downtown Cincinnati office. She returned to the Senior Registered Client Service Associate role in 2002. Jackie provides administrative support for day-to-day operations. She has her Series 7, 63 and 65 licenses.
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

jackie.schuler@ubs.com

M. Jackie Schuler

8044 Montgomery Road,Cincinnati,OH,45236
Jenny Dimmitt

Senior Registered Client Associate
View bio
- DE
- FL
- KY
- MI
- OH
Jenny has been with our firm since 1996 and joined The Ellis Group in 2019. She earned her degree in finance and marketing from the University of Cincinnati. Jenny provides administrative support for day-to-day operations. She has her Series 7 and 66 licenses.
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

jennifer.dimmitt@ubs.com

Jenny Dimmitt

8044 Montgomery Road,Cincinnati,OH,45236
Anne Sun, CFP

Registered Client Associate
View bio
- CA
- CO
- DE
- FL
- GA
- IL
- IN
- KY
- MI
- NC
- NY
- OH
- TN
Anne joined The Ellis Group in 2021 and is dedicated to helping clients feel supported and confident throughout their financial journey. She obtained her CERTIFIED FINANCIAL PLANNER® certification in 2024, and has her Series 7, 63, and 65 licenses. Anne earned her B.S. in Business Administration from Marquette University and began her financial services career in 2020.
- CERTIFIED FINANCIAL PLANNER
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

anne.sun@ubs.com

Anne Sun, CFP

8044 Montgomery Road,Cincinnati,OH,45236
Maggie Ellis

Registered Client Associate
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- VA
- VT
- WA
- WI
Maggie Ellis joined The Ellis Group in 2024. She graduated from the University of Kentucky with a bachelor's degree in Finance and holds her Series 7 and Series 66 securities licenses. In addition to her work with The Ellis Group, Maggie serves on the Emerging Leaders Board of the Cincinnati Parks Foundation and is actively involved in the Cincinnati community.
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

maggie.ellis@ubs.com

Maggie Ellis

8044 Montgomery Road,Cincinnati,OH,45236
Liz Flynn

Client Associate
View bio
Liz joined the Ellis Group in 2023 and provides administrative support across team functions. She particularly enjoys the team’s commitment to providing a superior client experience.
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

liz.flynn@ubs.com

Liz Flynn

8044 Montgomery Road,Cincinnati,OH,45236
Cait Schauer

Client Associate
View bio
Cait joined The Ellis Group in 2026 and is driven to provide exceptional service by prioritizing client care at every step. She holds a Series 7 license and is working toward her Series 66. She earned her B.S. in Marketing & Business Administration at Northern Kentucky University and began her career in financial services in 2024.
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

cait.schauer@ubs.com

Cait Schauer

8044 Montgomery Road,Cincinnati,OH,45236

Life planning and transition

Our in-depth Planning process creates the framework for us to examine your life—your priorities today and the goals you have for tomorrow. From there, we develop a strategy to pursue your goals. This is an ongoing process—we continue to adjust and monitor your plan to help ensure your finances stay on track.

Turn possibilities into a plan

What’s really important to you—today and for the long term? UBS Wealth Way starts with questions and discussions that can help you organize your financial life into three key dimensions: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

^{UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment. Time frames may vary. Strategies are subject to individual client goals, objectives and suitability.}

Comprehensive planning for significant wealth

Retirement plan services

Estate planning strategies

Philanthropy

What are the causes you are passionate about? Whatever your objectives, we can help you explore new and innovative ways to make a positive impact on the world. Through our network and the UBS Family Advisory and Philanthropy Services, we’ll work with you and family members to help provide education on philanthropy, practical solutions and tax-efficient investment strategies for creating a meaningful and lasting legacy.

Advice for business owners & entrepreneurs

UBS Wealth Way

Our framework is designed to help you turn your possibilities into a plan. It starts with questions and a conversation to uncover everything that's important to you—beyond your money and wealth. Then, we organize your financial life in a way that gives you confidence you’ll have what you need—when you need it.

_{UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment. Time frames may vary. Strategies are subject to individual client goals, objectives and suitability.}

Your family’s values and legacy

Your family’s values and legacy

Multigenerational families require skilled advice and guidance. We have deep experience working with families of substantial wealth and can help you navigate the complexities and challenges that come with multiple generations and jurisdictions—all with the goal of ensuring that you are well positioned to optimize your wealth.

Learn more

Connect with us

Making a lasting difference

Making a lasting difference

We understand that using your wealth to transform lives and make a positive impact is an important part of any legacy—at any stage in your wealth creation.

Let us work with you to shape your giving strategy and ensure that it has the impact you envision. When it makes sense, we can draw on the expertise of UBS’s Family Advisory and Philanthropy Services group to help ensure that your philanthropic plan is thoughtfully aligned with your overall wealth plan and legacy.

Connect with us

Passing your wealth on to others

Passing your wealth on to others

For families with substantial wealth, having an experienced team to help you thoughtfully address how to pass your wealth to others can make all the difference. We have deep experience advising multigenerational families on the strategies to help maximize your wealth’s impact, now and for the future.

We can help you develop a plan for passing on your wealth to future generations that makes sense for your family, while also aligning with your overall objectives and investment goals.

Learn more

Start the conversation

Learn more

Connect with us

Start the conversation

Process-driven investment management

Over the last 30 years, we’ve learned from and navigated different types of market environments. With this understanding, we implement a clear and disciplined investment process to create your personalized portfolio.

Our portfolio strategies, seek to manage volatility and reduce unnecessary risk. We prudently execute and then monitor the solutions we’ve recommended. Most important, we are always focused on preserving your assets—now and for the long term.

Our investment process:

Discovery meeting
Gathering information
Develop initial plan
Implement plan Review

A new era of wealth is underway

And this is your time to define success on your terms.

Money isn’t just changing hands, it’s changing meaning. This is your new era of wealth, with real opportunities to pursue your ambitions based on your values.

When it comes to building your legacy, we don’t prescribe a single path. We seek to understand yours. Because the best wealth strategy starts with you.

^$7 trn

UBS Group invested assets
As of 12/31/2025

More than 160 years

offering financial advice

Global leader

UBS is a leading and truly global wealth manager

Your financial world. And beyond.

Private Wealth Management

The Ellis Group

A culture of service

David W. Ellis

Adam Cannon, CIMA

Keith Lum, CRPS

Tony Bollin, CFP

Molly Ellis, CFP

Lisa M. Martin, CFP®

M. Jackie Schuler

Jenny Dimmitt

Anne Sun, CFP

Maggie Ellis

Liz Flynn

Cait Schauer

David W. Ellis

Adam Cannon, CIMA

Keith Lum, CRPS

Tony Bollin, CFP

Molly Ellis, CFP

Lisa M. Martin, CFP®

M. Jackie Schuler

Jenny Dimmitt

Anne Sun, CFP

Maggie Ellis

Liz Flynn

Cait Schauer

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Education

Credentials

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Education

Credentials

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Life planning and transition

Turn possibilities into a plan

Comprehensive planning for significant wealth

Retirement plan services

Estate planning strategies

Philanthropy

Advice for business owners & entrepreneurs

UBS Wealth Way

UBS Wealth Way

Your family’s values and legacy

Your family’s values and legacy

Making a lasting difference

Making a lasting difference

Passing your wealth on to others

Passing your wealth on to others

Process-driven investment management

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A new era of wealth is underway

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