Your financial world. And beyond.

Private Wealth Management

Successful families, entrepreneurs and executives choose The Ellis Group to oversee their financial world year after year. We are diligent and focused Private Wealth Advisors who not only care about what matters to you, but our meticulous process leaves no stone unturned when it comes to structuring a thoughtful plan and creating solutions to help you pursue your goals.

Start the conversation

David Ellis

Managing Director

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
With more than 30 years of experience in the financial services industry, David’s team provides dynamic asset management and wealth management services for individuals, families and organizations with substantial wealth. David holds the Series 7, 24, 63 and 65 securities licenses and as a non-practicing CPA brings comprehensive wealth planning insight to his practice.

Outside of the office, David is committed to supporting his community, he has served on the boards of the Cincinnati Children’s Hospital Medical Center Foundation, the Blue Ash Protective Association and the Segoe Foundation. David earned his B.S. in accounting from Syracuse University and is Chairman Emeritus of Gradison.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Barron's Top 1,000 Financial Advisors, 2009, 2010, 2011, 2012, 2013The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022, 2023, 2024, 2025
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Forbes America's Top Wealth Advisors, 2016, 2017, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Private Wealth Advisor
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

david.w.ellis@ubs.com

David Ellis

8044 Montgomery Road,Cincinnati,OH,45236
Adam Cannon, CIMA®

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Adam brings more than 20 years of industry experience to his Private Wealth Advisor role. He joined The Ellis Group in 1997 and is a Certified Investment Management AnalystSM. As a member of the team, Adam focuses on portfolio construction and management, as well as investment manager due diligence. Adam also implements asset allocation strategies and manages the portfolio risk analysis for the team. He holds the Series 7, 63 and 65 securities licenses and attended the University of Cincinnati.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Private Wealth Advisor
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

adam.cannon@ubs.com

Adam Cannon, CIMA®

8044 Montgomery Road,Cincinnati,OH,45236
Keith Lum, CRPS®

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Keith joined The Ellis Group in 2006 with more than 20 years of financial services experience. As a member of the team, he brings extensive expertise in strategic financial planning and corporate retirement planning. Keith holds his Series 7 and 66 securities licenses and life, health and annuity licenses. A graduate of Purdue University with a B.A. in financial planning, Keith also earned his master’s degree in business from Xavier University.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Private Wealth Advisor
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

keith.lum@ubs.com

Keith Lum, CRPS®

8044 Montgomery Road,Cincinnati,OH,45236
Tony Bollin, CFP®, CDFA

Associate Director

Financial Advisor
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Tony joined The Ellis Group in 2005 and has over 10 years of industry experience. He is a Certified Financial Planner™ as well as a Certified Divorce Financial Analyst®, providing customized financial planning that encompasses investments, insurance planning, estate planning and retirement planning. Tony holds his Series 7 and 66 securities licenses and life, health, accident and annuity licenses. He earned his B.S. in finance from Miami University.
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

tony.bollin@ubs.com

Tony Bollin, CFP®, CDFA

8044 Montgomery Road,Cincinnati,OH,45236
Molly Ellis

Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Molly joined The Ellis Group in 2021. She is a Certified Financial Planner™ and holds Her Series 7 and 66 securities licenses, as well as her life, health, accident and annuity licenses. As a financial planner, she provides expertise in the following areas: retirement planning, cash flow analysis, insurance planning and multigenerational planning. Molly graduated from Miami University.
- Forbes Best-in-State Wealth Management Teams, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- CERTIFIED FINANCIAL PLANNER®
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

molly.ellis@ubs.com

Molly Ellis

8044 Montgomery Road,Cincinnati,OH,45236
Lisa M. Martin, CFP®

Associate Director

Team Administrator
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Lisa joined The Ellis Group in 2010. She manages team administration and all aspects of clients' service and operational needs. She acquired her Certified Financial Planner™ designation in 2016 and holds her Series 7, 9, 10 and 66 securities licenses, as well as life, health, accident and annuity licenses. Lisa earned her B.S. in business administration from Xavier University and is a licensed notary public.
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

lisa.m.martin@ubs.com

Lisa M. Martin, CFP®

8044 Montgomery Road,Cincinnati,OH,45236

M. Jackie Schuler

Authorized Officer

Senior Wealth Strategy Associate
View bio
- CA
- DE
- FL
- IN
- KY
- MA
- MI
- OH
- SC
Jackie has been with our firm since 1991. She worked in the Senior Registered Client Associate role from 1991-1995. In 1995, she began working as Senior Branch Office Administrator in our downtown Cincinnati office. She returned to the Senior Registered Client Service Associate role in 2002. Jackie provides administrative support for day-to-day operations. She has her Series 7, 63 and 65 licenses.
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

jackie.schuler@ubs.com

M. Jackie Schuler

8044 Montgomery Road,Cincinnati,OH,45236
Jennifer L. "Jenny" Dimmitt

Senior Registered Client Associate
View bio
- DE
- FL
- KY
- MI
- OH
Jenny has been with our firm since 1996 and joined The Ellis Group in 2019. She earned her degree in finance and marketing from the University of Cincinnati. Jenny provides administrative support for day-to-day operations. She has her Series 7 and 66 licenses.
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

jennifer.dimmitt@ubs.com

Jennifer L. "Jenny" Dimmitt

8044 Montgomery Road,Cincinnati,OH,45236
Anne Mosher

Registered Client Associate
View bio
- CA
- DE
- FL
- IL
- IN
- KY
- MI
- NY
- OH
- TN
Anne joined The Ellis Group in 2021. By helping with everyday operations and assisting clients, she supports the groups’ commitment to a detailed and cohesive experience. Currently she holds her Series 7 and 66 licenses. Anne earned her B.S. in Business Administration from Marquette University and began her financial career in Omaha, NE
8044 Montgomery Road
Cincinnati, OH 45236

anne.mosher@ubs.com

Anne Mosher

8044 Montgomery Road,Cincinnati,OH,45236

David Ellis

Managing Director

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
With more than 30 years of experience in the financial services industry, David’s team provides dynamic asset management and wealth management services for individuals, families and organizations with substantial wealth. David holds the Series 7, 24, 63 and 65 securities licenses and as a non-practicing CPA brings comprehensive wealth planning insight to his practice.

Outside of the office, David is committed to supporting his community, he has served on the boards of the Cincinnati Children’s Hospital Medical Center Foundation, the Blue Ash Protective Association and the Segoe Foundation. David earned his B.S. in accounting from Syracuse University and is Chairman Emeritus of Gradison.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Barron's Top 1,000 Financial Advisors, 2009, 2010, 2011, 2012, 2013The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022, 2023, 2024, 2025
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Forbes America's Top Wealth Advisors, 2016, 2017, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Private Wealth Advisor
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

david.w.ellis@ubs.com

David Ellis

8044 Montgomery Road,Cincinnati,OH,45236
Adam Cannon, CIMA®

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Adam brings more than 20 years of industry experience to his Private Wealth Advisor role. He joined The Ellis Group in 1997 and is a Certified Investment Management AnalystSM. As a member of the team, Adam focuses on portfolio construction and management, as well as investment manager due diligence. Adam also implements asset allocation strategies and manages the portfolio risk analysis for the team. He holds the Series 7, 63 and 65 securities licenses and attended the University of Cincinnati.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Private Wealth Advisor
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

adam.cannon@ubs.com

Adam Cannon, CIMA®

8044 Montgomery Road,Cincinnati,OH,45236
Keith Lum, CRPS®

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Keith joined The Ellis Group in 2006 with more than 20 years of financial services experience. As a member of the team, he brings extensive expertise in strategic financial planning and corporate retirement planning. Keith holds his Series 7 and 66 securities licenses and life, health and annuity licenses. A graduate of Purdue University with a B.A. in financial planning, Keith also earned his master’s degree in business from Xavier University.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Private Wealth Advisor
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

keith.lum@ubs.com

Keith Lum, CRPS®

8044 Montgomery Road,Cincinnati,OH,45236
Tony Bollin, CFP®, CDFA

Associate Director

Financial Advisor
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Tony joined The Ellis Group in 2005 and has over 10 years of industry experience. He is a Certified Financial Planner™ as well as a Certified Divorce Financial Analyst®, providing customized financial planning that encompasses investments, insurance planning, estate planning and retirement planning. Tony holds his Series 7 and 66 securities licenses and life, health, accident and annuity licenses. He earned his B.S. in finance from Miami University.
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

tony.bollin@ubs.com

Tony Bollin, CFP®, CDFA

8044 Montgomery Road,Cincinnati,OH,45236
Molly Ellis

Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Molly joined The Ellis Group in 2021. She is a Certified Financial Planner™ and holds Her Series 7 and 66 securities licenses, as well as her life, health, accident and annuity licenses. As a financial planner, she provides expertise in the following areas: retirement planning, cash flow analysis, insurance planning and multigenerational planning. Molly graduated from Miami University.
- Forbes Best-in-State Wealth Management Teams, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- CERTIFIED FINANCIAL PLANNER®
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

molly.ellis@ubs.com

Molly Ellis

8044 Montgomery Road,Cincinnati,OH,45236
Lisa M. Martin, CFP®

Associate Director

Team Administrator
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KS
- KY
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
Lisa joined The Ellis Group in 2010. She manages team administration and all aspects of clients' service and operational needs. She acquired her Certified Financial Planner™ designation in 2016 and holds her Series 7, 9, 10 and 66 securities licenses, as well as life, health, accident and annuity licenses. Lisa earned her B.S. in business administration from Xavier University and is a licensed notary public.
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

lisa.m.martin@ubs.com

Lisa M. Martin, CFP®

8044 Montgomery Road,Cincinnati,OH,45236
M. Jackie Schuler

Authorized Officer

Senior Wealth Strategy Associate
View bio
- CA
- DE
- FL
- IN
- KY
- MA
- MI
- OH
- SC
Jackie has been with our firm since 1991. She worked in the Senior Registered Client Associate role from 1991-1995. In 1995, she began working as Senior Branch Office Administrator in our downtown Cincinnati office. She returned to the Senior Registered Client Service Associate role in 2002. Jackie provides administrative support for day-to-day operations. She has her Series 7, 63 and 65 licenses.
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

jackie.schuler@ubs.com

M. Jackie Schuler

8044 Montgomery Road,Cincinnati,OH,45236
Jennifer L. "Jenny" Dimmitt

Senior Registered Client Associate
View bio
- DE
- FL
- KY
- MI
- OH
Jenny has been with our firm since 1996 and joined The Ellis Group in 2019. She earned her degree in finance and marketing from the University of Cincinnati. Jenny provides administrative support for day-to-day operations. She has her Series 7 and 66 licenses.
8044 Montgomery Road
The Towers At Kenwood
Cincinnati, OH 45236

jennifer.dimmitt@ubs.com

Jennifer L. "Jenny" Dimmitt

8044 Montgomery Road,Cincinnati,OH,45236
Anne Mosher

Registered Client Associate
View bio
- CA
- DE
- FL
- IL
- IN
- KY
- MI
- NY
- OH
- TN
Anne joined The Ellis Group in 2021. By helping with everyday operations and assisting clients, she supports the groups’ commitment to a detailed and cohesive experience. Currently she holds her Series 7 and 66 licenses. Anne earned her B.S. in Business Administration from Marquette University and began her financial career in Omaha, NE
8044 Montgomery Road
Cincinnati, OH 45236

anne.mosher@ubs.com

Anne Mosher

8044 Montgomery Road,Cincinnati,OH,45236

The first 100 days

Is your portfolio ready?

In the first 100 days of a second Trump administration, policy uncertainty continues to dominate. Do you have questions about the impact of tariffs, inflation and geopolitical developments on your investment strategy?

We’re here to help you make sense of it all and move forward with confidence. Make sure your portfolio is prepared for ongoing market volatility.

^$5.9+ trn

UBS Group invested assets
As of 06/30/2024

More than 160 years

offering financial advice

Global leader

UBS is a leading and truly global wealth manager

Your financial world. And beyond.

David Ellis

Adam Cannon, CIMA®

Keith Lum, CRPS®

Tony Bollin, CFP®, CDFA

Molly Ellis

Lisa M. Martin, CFP®

M. Jackie Schuler

Jennifer L. "Jenny" Dimmitt

Anne Mosher