Your financial world. And beyond.

Private Wealth Management 

Ellis lead image

Successful families, entrepreneurs and executives choose The Ellis Group to oversee their financial world year after year. We are diligent and focused Private Wealth Advisors who not only care about what matters to you, but our meticulous process leaves no stone unturned when it comes to structuring a thoughtful plan and creating solutions to help you pursue your goals.

  • David Ellis

    David Ellis

    Managing Director

    Financial Advisor

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    • AK
    • AL
    • AR
    • AZ
    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • IL
    • IN
    • KS
    • KY
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • NC
    • NE
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • PR
    • RI
    • SC
    • TN
    • TX
    • UT
    • VA
    • VT
    • WA
    • WI

    With more than 30 years of experience in the financial services industry, David’s team provides dynamic asset management and wealth management services for individuals, families and organizations with substantial wealth. David holds the Series 7, 24, 63 and 65 securities licenses and as a non-practicing CPA brings comprehensive wealth planning insight to his practice. 

    Outside of the office, David is committed to supporting his community, he has served on the boards of the Cincinnati Children’s Hospital Medical Center Foundation, the Blue Ash Protective Association and the Segoe Foundation. David earned his B.S. in accounting from Syracuse University and is Chairman Emeritus of Gradison.

    • Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
    • Barron's Top 1,000 Financial Advisors, 2009, 2010, 2011, 2012, 2013The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
    • Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022, 2023, 2024
      The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
    • Forbes America's Top Wealth Advisors, 2016, 2017, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
    • Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
    • Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

      • Private Wealth Advisor
      8044 Montgomery Road
      The Towers At Kenwood
      Cincinnati, OH 45236
      david.w.ellis@ubs.com
      David Ellis
      8044 Montgomery Road,Cincinnati,OH,45236
    • Adam Cannon

      Adam Cannon, CIMA®

      Senior Vice President–Wealth Management

      Financial Advisor

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      • AK
      • AL
      • AR
      • AZ
      • CA
      • CO
      • CT
      • DC
      • DE
      • FL
      • GA
      • IL
      • IN
      • KS
      • KY
      • MA
      • MD
      • ME
      • MI
      • MN
      • MO
      • NC
      • NE
      • NH
      • NJ
      • NM
      • NV
      • NY
      • OH
      • OK
      • OR
      • PA
      • PR
      • RI
      • SC
      • TN
      • TX
      • UT
      • VA
      • VT
      • WA
      • WI

      Adam brings more than 20 years of industry experience to his Private Wealth Advisor role. He joined The Ellis Group in 1997 and is a Certified Investment Management AnalystSM. As a member of the team, Adam focuses on portfolio construction and management, as well as investment manager due diligence. Adam also implements asset allocation strategies and manages the portfolio risk analysis for the team. He holds the Series 7, 63 and 65 securities licenses and attended the University of Cincinnati.

      • Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
      • Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

        • Private Wealth Advisor
        8044 Montgomery Road
        The Towers At Kenwood
        Cincinnati, OH 45236
        adam.cannon@ubs.com
        Adam Cannon, CIMA®
        8044 Montgomery Road,Cincinnati,OH,45236
      •  Keith Lum

        Keith Lum, CRPS®

        First Vice President–Wealth Management

        Financial Advisor

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        • AK
        • AL
        • AR
        • AZ
        • CA
        • CO
        • CT
        • DC
        • DE
        • FL
        • GA
        • IL
        • IN
        • KS
        • KY
        • MA
        • MD
        • ME
        • MI
        • MN
        • MO
        • NC
        • NE
        • NH
        • NJ
        • NM
        • NV
        • NY
        • OH
        • OK
        • OR
        • PA
        • PR
        • RI
        • SC
        • TN
        • TX
        • UT
        • VA
        • VT
        • WA
        • WI

        Keith joined The Ellis Group in 2006 with more than 20 years of financial services experience. As a member of the team, he brings extensive expertise in strategic financial planning and corporate retirement planning. Keith holds his Series 7 and 66 securities licenses and life, health and annuity licenses. A graduate of Purdue University with a B.A. in financial planning, Keith also earned his master’s degree in business from Xavier University.

        • Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
        • Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

          • Private Wealth Advisor
          8044 Montgomery Road
          The Towers At Kenwood
          Cincinnati, OH 45236
          keith.lum@ubs.com
          Keith Lum, CRPS®
          8044 Montgomery Road,Cincinnati,OH,45236
        • TonyBollin

          Tony Bollin, CFP®, CDFA

          Associate Director

          Financial Advisor

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          • AK
          • AL
          • AR
          • AZ
          • CA
          • CO
          • CT
          • DC
          • DE
          • FL
          • GA
          • IL
          • IN
          • KS
          • KY
          • MA
          • MD
          • ME
          • MI
          • MN
          • MO
          • NC
          • NE
          • NH
          • NJ
          • NM
          • NV
          • NY
          • OH
          • OK
          • OR
          • PA
          • PR
          • RI
          • SC
          • TN
          • TX
          • UT
          • VA
          • VT
          • WA
          • WI

          Tony joined The Ellis Group in 2005 and has over 10 years of industry experience. He is a Certified Financial Planner™ as well as a Certified Divorce Financial Analyst®, providing customized financial planning that encompasses investments, insurance planning, estate planning and retirement planning. Tony holds his Series 7 and 66 securities licenses and life, health, accident and annuity licenses. He earned his B.S. in finance from Miami University.

                8044 Montgomery Road
                The Towers At Kenwood
                Cincinnati, OH 45236
                tony.bollin@ubs.com
                Tony Bollin, CFP®, CDFA
                8044 Montgomery Road,Cincinnati,OH,45236
              • Molly Ellis

                Molly Ellis

                Financial Advisor

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                • AK
                • AL
                • AR
                • AZ
                • CA
                • CO
                • CT
                • DC
                • DE
                • FL
                • GA
                • IL
                • IN
                • KS
                • KY
                • MA
                • MD
                • ME
                • MI
                • MN
                • MO
                • NC
                • NE
                • NH
                • NJ
                • NM
                • NV
                • NY
                • OH
                • OK
                • OR
                • PA
                • PR
                • RI
                • SC
                • TN
                • TX
                • UT
                • VA
                • VT
                • WA
                • WI

                Molly joined The Ellis Group in 2021. She is a Certified Financial Planner™ and holds Her Series 7 and 66 securities licenses, as well as her life, health, accident and annuity licenses. As a financial planner, she provides expertise in the following areas: retirement planning, cash flow analysis, insurance planning and multigenerational planning. Molly graduated from Miami University.

                • Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

                  • CERTIFIED FINANCIAL PLANNER®
                  8044 Montgomery Road
                  The Towers At Kenwood
                  Cincinnati, OH 45236
                  molly.ellis@ubs.com
                  Molly Ellis
                  8044 Montgomery Road,Cincinnati,OH,45236
                • Lisa Martin

                  Lisa M. Martin, CFP®

                  Associate Director

                  Team Administrator

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                  • AK
                  • AL
                  • AZ
                  • CA
                  • CO
                  • CT
                  • DC
                  • DE
                  • FL
                  • GA
                  • IL
                  • IN
                  • KY
                  • MA
                  • MD
                  • MI
                  • MN
                  • MO
                  • NC
                  • NH
                  • NJ
                  • NY
                  • OH
                  • OR
                  • PA
                  • PR
                  • SC
                  • TX
                  • VT
                  • WA
                  • WI

                  Lisa joined The Ellis Group in 2010. She manages team administration and all aspects of clients' service and operational needs. She acquired her Certified Financial Planner™ designation in 2016 and holds her Series 7, 9, 10 and 66 securities licenses, as well as life, health, accident and annuity licenses. Lisa earned her B.S. in business administration from Xavier University and is a licensed notary public.

                        8044 Montgomery Road
                        The Towers At Kenwood
                        Cincinnati, OH 45236
                        lisa.m.martin@ubs.com
                        Lisa M. Martin, CFP®
                        8044 Montgomery Road,Cincinnati,OH,45236
                      • Jackie Schuler

                        M. Jackie Schuler

                        Authorized Officer

                        Senior Wealth Strategy Associate

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                        • KY
                        • OH

                        Jackie has been with our firm since 1991. She worked in the Senior Registered Client Associate role from 1991-1995. In 1995, she began working as Senior Branch Office Administrator in our downtown Cincinnati office. She returned to the Senior Registered Client Service Associate role in 2002. Jackie provides administrative support for day-to-day operations. She has her Series 7, 63 and 65 licenses.

                         

                              8044 Montgomery Road
                              The Towers At Kenwood
                              Cincinnati, OH 45236
                              jackie.schuler@ubs.com
                              M. Jackie Schuler
                              8044 Montgomery Road,Cincinnati,OH,45236
                            • Jenny Dimmitt

                              Jennifer L. "Jenny" Dimmitt

                              Senior Client Associate

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                              • KY
                              • OH

                              Jenny has been with our firm since 1996 and joined The Ellis Group in 2019.  She earned her degree in finance and marketing from the University of Cincinnati.  Jenny provides administrative support for day-to-day operations.  She has her Series 7 and 66 licenses. 

                                    8044 Montgomery Road
                                    The Towers At Kenwood
                                    Cincinnati, OH 45236
                                    jennifer.dimmitt@ubs.com
                                    Jennifer L. "Jenny" Dimmitt
                                    8044 Montgomery Road,Cincinnati,OH,45236
                                  • Anne Mosher

                                    Anne Mosher

                                    Client Associate

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                                    • KY
                                    • OH

                                    Anne joined The Ellis Group in 2021. By helping with everyday operations and assisting clients, she supports the groups’ commitment to a detailed and cohesive experience. Currently she holds her Series 7 and 66 licenses. Anne earned her B.S. in Business Administration from Marquette University and began her financial career in Omaha, NE

                                          8044 Montgomery Road
                                          Cincinnati, OH 45236
                                          anne.mosher@ubs.com
                                          Anne Mosher
                                          8044 Montgomery Road,Cincinnati,OH,45236

                                        Private Wealth Management

                                        As a team within the exclusive Private Wealth Management division at UBS, we connect you to the dynamic presence of one of the world‘s leading wealth managers. Private Wealth Advisors serve many of the firm‘s largest relationships, providing extensive reach and the distinct advantage of the firm‘s global perspective, insights and resources.

                                        Life planning and transition

                                        Life planning and transition

                                        A culture of service

                                        A culture of service

                                        Process-driven investment management

                                        Process-driven investment management

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                                        ElectionWatch 2024

                                        24 questions for the '24 US election

                                        Election day is fast approaching and the outcome could impact your portfolio. Connect with us for election insights and investment strategies that may be right for you.

                                        The latest ElectionWatch report from our Chief Investment Office answers 24 of investors' frequently asked questions. Covering a range of concerns from taxes and inflation to investment considerations and monetary policy, this report can help inform your decisions regardless of the election's outcome.

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