Your financial world. And beyond.

Private Wealth Management 

Ellis lead image

Successful families, entrepreneurs and executives choose The Ellis Group to oversee their financial world year after year. We are diligent and focused Private Wealth Advisors who not only care about what matters to you, but our meticulous process leaves no stone unturned when it comes to structuring a thoughtful plan and creating solutions to help you pursue your goals.

  • David Ellis

    David Ellis

    Managing Director

    Financial Advisor

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    • AK
    • AL
    • AZ
    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • IL
    • IN
    • KY
    • MA
    • MD
    • ME
    • MI
    • MN
    • MO
    • NC
    • NE
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • PR
    • RI
    • SC
    • TN
    • TX
    • UT
    • VA
    • VT
    • WA
    • WI

    With more than 30 years of experience in the financial services industry, David’s team provides dynamic asset management and wealth management services for individuals, families and organizations with substantial wealth. David holds the Series 7, 24, 63 and 65 securities licenses and as a non-practicing CPA brings comprehensive wealth planning insight to his practice. 

    Outside of the office, David is committed to supporting his community, serving on the boards of the Cincinnati Children’s Hospital Medical Center Foundation, the Blue Ash Protective Association and the Segoe Foundation. David earned his B.S. in accounting from Syracuse University and is Chairman Emeritus of Gradison.

    • Barron's Top 1,000 Financial Advisors, 2009, 2010, 2011, 2012, 2013The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
    • Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022
      The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
    • Forbes America's Top Wealth Advisors, 2017, 2018, 2019, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
    • Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
    • Forbes/SHOOK Top 100 Wealth Advisors, 2016The Forbes rating is awarded annually in August or September and is based on information from March of the prior year to March of the award year. 

      • Private Wealth Advisor
      8044 Montgomery Road
      The Towers At Kenwood
      Cincinnati, OH 45236
    • Adam Cannon

      Adam Cannon, CIMA®

      Senior Vice President–Wealth Management

      Financial Advisor

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      • AK
      • AL
      • AZ
      • CA
      • CO
      • CT
      • DC
      • DE
      • FL
      • GA
      • IL
      • IN
      • KY
      • MA
      • MD
      • ME
      • MI
      • MN
      • MO
      • NC
      • NE
      • NH
      • NJ
      • NM
      • NV
      • NY
      • OH
      • OK
      • OR
      • PA
      • PR
      • RI
      • SC
      • TN
      • TX
      • UT
      • VA
      • VT
      • WA
      • WI

      Adam brings more than 20 years of industry experience to his Private Wealth Advisor role. He joined The Ellis Group in 1997 and is a Certified Investment Management AnalystSM. As a member of the team, Adam focuses on portfolio construction and management, as well as investment manager due diligence. Adam also implements asset allocation strategies and manages the portfolio risk analysis for the team. He holds the Series 7, 63 and 65 securities licenses and attended the University of Cincinnati.

          • Private Wealth Advisor
          8044 Montgomery Road
          The Towers At Kenwood
          Cincinnati, OH 45236
        •  Keith Lum

          Keith Lum, CRPS®

          First Vice President–Wealth Management

          Financial Advisor

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          • AK
          • AL
          • AZ
          • CA
          • CO
          • CT
          • DC
          • DE
          • FL
          • GA
          • IL
          • IN
          • KY
          • MA
          • MD
          • ME
          • MI
          • MN
          • MO
          • NC
          • NE
          • NH
          • NJ
          • NM
          • NV
          • NY
          • OH
          • OK
          • OR
          • PA
          • PR
          • RI
          • SC
          • TN
          • TX
          • UT
          • VA
          • VT
          • WA
          • WI

          Keith joined The Ellis Group in 2006 with more than 20 years of financial services experience. As a member of the team, he brings extensive expertise in strategic financial planning and corporate retirement planning. Keith holds his Series 7 and 66 securities licenses and life, health and annuity licenses. A graduate of Purdue University with a B.A. in financial planning, Keith also earned his master’s degree in business from Xavier University.

              • Private Wealth Advisor
              8044 Montgomery Road
              The Towers At Kenwood
              Cincinnati, OH 45236
            • TonyBollin

              Tony Bollin, CFP®, CDFA

              Associate Director

              Senior Wealth Strategy Associate

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              • AK
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              • CA
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              • DC
              • DE
              • FL
              • GA
              • IL
              • IN
              • KY
              • MA
              • MD
              • MI
              • MN
              • MO
              • NC
              • NH
              • NJ
              • NY
              • OH
              • OR
              • PA
              • SC
              • TX
              • VT
              • WA
              • WI

              Tony joined The Ellis Group in 2005 and has over 10 years of industry experience. He is a Certified Financial Planner™ as well as a Certified Divorce Financial Analyst®, providing customized financial planning that encompasses investments, insurance planning, estate planning and retirement planning. Tony holds his Series 7 and 66 securities licenses and life, health, accident and annuity licenses. He earned his B.S. in finance from Miami University.

                    8044 Montgomery Road
                    The Towers At Kenwood
                    Cincinnati, OH 45236
                  • Molly Ellis

                    Molly Ellis

                    Financial Advisor

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                    • AK
                    • AL
                    • AZ
                    • CA
                    • CO
                    • CT
                    • DC
                    • DE
                    • FL
                    • GA
                    • IL
                    • IN
                    • KY
                    • MA
                    • MD
                    • ME
                    • MI
                    • MN
                    • MO
                    • NC
                    • NE
                    • NH
                    • NJ
                    • NM
                    • NV
                    • NY
                    • OH
                    • OK
                    • OR
                    • PA
                    • PR
                    • RI
                    • SC
                    • TN
                    • TX
                    • UT
                    • VA
                    • VT
                    • WA
                    • WI

                    Molly joined The Ellis Group in 2021. She is a Certified Financial Planner™ and holds Her Series 7 and 66 securities licenses, as well as her life, health, accident and annuity licenses. As a financial planner, she provides expertise in the following areas: retirement planning, cash flow analysis, insurance planning and multigenerational planning. Molly graduated from Miami University.

                        • CERTIFIED FINANCIAL PLANNER™
                        8044 Montgomery Road
                        The Towers At Kenwood
                        Cincinnati, OH 45236
                      • Lisa Martin

                        Lisa M. Martin, CFP®

                        Associate Director

                        Team Administrator

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                        • AK
                        • AL
                        • AZ
                        • CA
                        • CO
                        • CT
                        • DC
                        • DE
                        • FL
                        • GA
                        • IL
                        • IN
                        • KY
                        • MA
                        • MD
                        • MI
                        • MN
                        • MO
                        • NC
                        • NH
                        • NJ
                        • NY
                        • OH
                        • OR
                        • PA
                        • PR
                        • SC
                        • TX
                        • VT
                        • WA
                        • WI

                        Lisa joined The Ellis Group in 2010. She manages team administration and all aspects of clients' service and operational needs. She acquired her Certified Financial Planner™ designation in 2016 and holds her Series 7, 9, 10 and 66 securities licenses, as well as life, health, accident and annuity licenses. Lisa earned her B.S. in business administration from Xavier University and is a licensed notary public.

                              8044 Montgomery Road
                              The Towers At Kenwood
                              Cincinnati, OH 45236

                            Private Wealth Management

                            As a team within the exclusive Private Wealth Management division at UBS, we connect you to the dynamic presence of one of the world‘s leading wealth managers. Private Wealth Advisors serve many of the firm‘s largest relationships, providing extensive reach and the distinct advantage of the firm‘s global perspective, insights and resources.

                            Life planning and transition

                            Life planning and transition

                            A culture of service

                            A culture of service

                            Process-driven investment management

                            Process-driven investment management

                            Legacy—Wealth for others

                            For needs that go beyond your own—to help you improve the lives of others

                            What will your legacy be?
                            It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                            Learn more at ubs.com/wealthway.