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$5.9+ trn
UBS Group invested assets
As of 06/30/2024
At UBS, I understand what it takes to run a successful business–it begins with dedicated individuals inspired to be the best and achieve the best for their company.
That's why when it comes to providing the best solution to administering an equity compensation plan, it's more important than ever to choose the right business partner.
I deliver administration and participant support services that help you manage your plans with confidence. My goals are clear: improving your plan’s flexibility and efficiency, while simplifying your daily involvement. I want your company’s experience with us to be nothing less than exceptional.
It is important for participants to understand the role equity compensation plays in their overall wealth management and the decisions that may be appropriate for their circumstances. At UBS, I offer a fully integrated set of products and services to address the needs of plan participants and their families. For plan participants who choose to expand their relationship with UBS, our Advisors are available to provide the guidance and direction needed to address their most complex financial objectives.
Learn more about The Braff Group
Learn more about The Braff Group corporate and executive advisory services
Managing Director–Wealth Management
Private Wealth Advisor
Doug has over 39 years of experience in the financial services industry. He began his career in 1985 as a stockbroker for Kidder Peabody, where he created a nationwide group to handle all Rule 144 transactions and employee stock option transactions. He subsequently served as director of its Restricted Transaction Group until 1995, when the firm was acquired by PaineWebber. At UBS, Doug serves as the lead Financial Advisor on 17 corporate equity compensation programs.
Doug graduated from Vanderbilt University in 1982 with a B.A. in Economics and Business Administration.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Education
Credentials
Managing Director–Wealth Management
Private Wealth Advisor
Doug has over 39 years of experience in the financial services industry. He began his career in 1985 as a stockbroker for Kidder Peabody, where he created a nationwide group to handle all Rule 144 transactions and employee stock option transactions. He subsequently served as director of its Restricted Transaction Group until 1995, when the firm was acquired by PaineWebber. At UBS, Doug serves as the lead Financial Advisor on 17 corporate equity compensation programs.
Doug graduated from Vanderbilt University in 1982 with a B.A. in Economics and Business Administration.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Education
Credentials
24 questions for the '24 US election
Election day is fast approaching and the outcome could impact your portfolio. Connect with us for election insights and investment strategies that may be right for you.
The latest ElectionWatch report from our Chief Investment Office answers 24 of investors' frequently asked questions. Covering a range of concerns from taxes and inflation to investment considerations and monetary policy, this report can help inform your decisions regardless of the election's outcome.
$5.9+ trn
UBS Group invested assets
As of 06/30/2024
51 countries
Our global footprint
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UBS is a leading and truly global wealth manager
