Lasting relationships. For all that matters

• AL
• AZ
• CA
• CO
• DC
• FL
• IN
• LA
• MD
• MO
• MT
• NM
• NY
• OK
• OR
• PA
• SC
• TN
• TX
• VA
• WA
• WI

Doug is a graduate of the Financial Planning Certificate Program at The University of Texas and, in 2012, completed his  Certified Financial Planner Board of Standards in Washington D.C. He is both Series 7 & 66 licensed, including Life & Health insurance in Texas. He received his MBA from West Texas A&M University and his Bachelor's of Science in Electrical Engineering degree from the University of Kentucky.  When away from the office, Doug enjoys spending time with his family, playing pickleball and learning to play guitar.

Doug serves the community as an office coordinator for Meals on Wheels, volunteers with Mobile Loaves & Fishes and is an active member of Freedom Church.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• West Texas A&M University, MBA
• University of Kentucky, Bachelor's of Science in Electrical Engineering

• CERTIFIED FINANCIAL PLANNER

• CA
• NY
• OK
• TX

Cody is a graduate of Baylor University with a BBA in Finance and is a CERTIFIED FINANCIAL PLANNER® professional. Since graduating from Baylor, Cody has worked as a portfolio manager for bank trust companies, managing over $1 billion of assets for individuals, families, foundations, and businesses. He is both Series 7 and 66 licensed. He is a Financial Advisor with The Carroll Wealth Management Group, where he helps clients make confident financial decisions through thoughtful planning and disciplined investment strategies. Cody is passionate about building long-term relationships grounded in trust, integrity, and personalized advice.

Beyond his work with clients, Cody serves as the Social Media Chair for the Financial Planning Association of Austin, helping foster engagement and professional development within the financial planning community. He also serves at RBJ Senior Housing as a volunteer and visitor for residents. Outside the office, Cody enjoys cheering on the Baylor Bears, playing guitar, bird hunting, and hiking. He is also an active member of Christ Church of Austin, where he serves in various ministries and plays on the worship team. 

• Baylor University, Bachelor of Business Adminisration in Finance: 2014 - 2018

• CERTIFIED FINANCIAL PLANNER

• AK
• AZ
• CA
• IA
• LA
• NM
• NY
• OK
• TX
• WA
• WI

Celine has been working in the industry for 30 years. She is Senior Client Service Associate, and holds her Series 7, 63, 66 licenses. She is responsible for addressing our clients' inquiries and service related needs. Celine is in charge of managing all aspects of account administration, including operational support. Her area of focus has been service to the clients and her attention to detail is an attribute that is appreciated by our clients. In her spare time, Celine enjoys discovering new restaurants in the Austin Metro area, working out, the outdoors and spending time with family.