Insight-based advice

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.


Douglas Carroll, CFP

Senior Vice President–Wealth Management

Financial Advisor

Doug is a graduate of the Financial Planning Certificate Program at The University of Texas and in 2012 was appointed as a Subject Matter Expert (SME) by the Certified Financial Planner Board of Standards in Washington D.C.. He is both Series 7 & 66 licensed, including Life & Health insurance in Texas. He received his MBA from West Texas A&M University and his Bachelor's of Science in Electrical Engineering degree from the University of Kentucky.  When away from the office, Doug enjoys spending time with his family, playing racquetball, and learning to play guitar.

His volunteer efforts include office coordinator for Meals on Wheels, Mobile Loaves & Fishes, and is an active member of Freedom Church.

CA Insurance # ON14185

Registered States:
  • AL
  • AZ
  • CA
  • CO
  • FL
  • IN
  • MD
  • MO
  • MT
  • NM
  • NY
  • OK
  • OR
  • SC
  • TX
  • VA
  • WA
  • WV

  • Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit


  • MBA, West Texas A&M University
  • Bachelor's of Science in Electrical Engineering, University of Kentucky
  • Financial Planning Certificate Program, University of Texas at Austin


98 San Jacinto Boulevard
Suite 600
Austin, TX 78701
  • (512) 479-5228

Email Me

Focus on liquidity management

CIO House View monthly livestream


UBS and Credit Suisse—stronger than ever

Managing wealth is our craft

We’re committed to understanding what wealth means for you.

At UBS, excellence comes from nurturing the best of our heritage, mastering the details and delivering the expertise you need to turn your financial vision into a reality. The result? Financial advice that is finely crafted for what matters most to you.

Backed by the strength of UBS

A global leader in wealth management

$5+ trillion

In invested assets globally 
As of 11/07/2023

51 countries

Our global footprint

Global leader

UBS is a world-leading wealth manager