Insight-based advice

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.


Douglas Carroll, CFP

Senior Vice President–Wealth Management

Financial Advisor

Doug is a graduate of the Financial Planning Certificate Program at The University of Texas and in 2012 was appointed as a Subject Matter Expert (SME) by the Certified Financial Planner Board of Standards in Washington D.C.. He is both Series 7 & 66 licensed, including Life & Health insurance in Texas. He received his MBA from West Texas A&M University and his Bachelor's of Science in Electrical Engineering degree from the University of Kentucky.  When away from the office, Doug enjoys spending time with his family, playing racquetball, and learning to play guitar.

His volunteer efforts include office coordinator for Meals on Wheels, Mobile Loaves & Fishes, and is an active member of Freedom Church.

CA Insurance # ON14185

Registered States:
  • AL
  • AZ
  • CA
  • CO
  • FL
  • HI
  • IN
  • MD
  • MO
  • MT
  • NC
  • NM
  • NY
  • OK
  • OR
  • SC
  • TX
  • VA
  • WA
  • WV


  • MBA, West Texas A&M University
  • Bachelor's of Science in Electrical Engineering, University of Kentucky
  • Financial Planning Certificate Program, University of Texas at Austin


98 San Jacinto Boulevard
Suite 600
Austin, TX 78701
  • (512) 479-5228

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The Year Ahead - Sustainable Investing

Retirement planning

Retirement planning

Multigenerational planning

Multigenerational planning

Legacy—Wealth for others

For needs that go beyond your own—to help you improve the lives of others

What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

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