Financial planning and beyond

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Rose joined UBS in 1985 and is a Certified Financial Planner™ professional based in The Hamptons and NYC. She has experience offering personalized goal oriented financial planning for individuals, artists and entrepreneurs through all market cycles. Rose holds the Certified Investment Management Analyst® designation, administered by the Investment Management Consultants Association® and taught in conjunction with The Wharton School, University of Pennsylvania. Rose also holds the CSRIC™ designation (Chartered Socially Responsible Investing Counselor).  

Rose is committed to making a difference in her clients' lives, and in the lives of her UBS colleagues. Her team spirit, dedication and tireless work ethic have been recognized with the UBS Aspire award, which is presented each quarter to UBS employees who demonstrate the core principles of the firm - integrity, collaboration and challenge. Rose also received the East End Women's Network, Women of the Year in 2016, which is awarded to female business leaders on the East End of Long Island who show good character and leadership in both their professional life and in the community.

Rose grew up in Connecticut and Long Island. She has a B.A. from Albertus Magnus College and a MFA in creative writing from Stonybrook University. Rose has four children and five grandchildren and she lives in Southampton with her husband John and their two dogs.

Rose is a community leader and has served on many boards, including Southampton Hospital, Southampton Rotary and The Retreat. With her husband, John, she established the Have A Heart Community Trust - a highly regarded charity on the eastern end of Long Island. Currently Rose serves on the board of South Fork Bakery, a non profit bakery with a mission to provide meaningful, paid employment to adults with disabilities and her Alma Mater Albertus Magnus. In her spare time she enjoys working out, traveling and studying millinery at FIT in NYC.

• Forbes America’s Top Women Wealth Advisors, 2020, 2021The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
• Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
• Forbes Top Women Wealth Advisors Best-in-State, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.

• Albertus Magnus College, B.A.
• Stonybrook University, MFA Creative Writing

• Certified Investment Management Analyst®
• CERTIFIED FINANCIAL PLANNER®
• Chartered SRI Counselor℠
• Wealth Advisor

• AZ
• CA
• CO
• CT
• DC
• DE
• FL
• GA
• HI
• IL
• IN
• KS
• MA
• MD
• ME
• MI
• NC
• NH
• NJ
• NM
• NV
• NY
• OH
• OR
• PA
• RI
• SC
• VA
• VT
• WA

Gloria joined UBS in 2018 and is a Financial Advisor assisting clients with their personal financial planning. She is a CERTIFIED FINANCIAL PLANNER™ and holds the CSRIC™ designation (Chartered Socially Responsible Investing Counselor). She also concentrates on financial education initiates for the team's female and next-generation client base. 

Gloria holds her FINRA Series 7 and 66. Gloria graduated from New York University's Tisch School of the Arts, where she studied Film & TV and minored in business. Prior to joining UBS, she worked as a casting producer and editor for various reality TV shows. Growing up the daughter of two UBS financial advisors, she developed a passion for educating and helping others with financial literacy.

Living between New York City and Southampton, Gloria is an active member of both communities. She is on the board of Heart of the Hamptons, a food pantry and general assistance nonprofit in Southampton. She also serves as a board member for Hearts to Homes, a non-profit that assists newly independent young adults who have aged out of foster care to furnish their new homes. In her free time she enjoys playing tennis, skiing around the world and working out.

• Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• New York University, Tisch School of the Arts, Film & TV, Business

• CERTIFIED FINANCIAL PLANNER™
• Chartered SRI Counselor℠

Richard has been with UBS since 2004. He earned a B.A. degree in business administration from Long Island University. Richard focuses on enhancing the client experience, coordinates administrative responsibilities, educates clients on account services and facilitates operational processing. Richard lives in Hampton Bays in his leisure time, plays basketball, golf and tennis.

• Long Island University, B.A. Business Administration