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Douglas Carroll, CFP

Senior Vice President–Wealth Management

Financial Advisor

Doug is a graduate of the Financial Planning Certificate Program at The University of Texas and, in 2012, was appointed as a Subject Matter Expert (SME) by the Certified Financial Planner Board of Standards in Washington D.C. He is both Series 7 & 66 licensed, including Life & Health insurance in Texas. He received his MBA from West Texas A&M University and his Bachelor's of Science in Electrical Engineering degree from the University of Kentucky.  When away from the office, Doug enjoys spending time with his family, playing pickleball and learning to play guitar.

Doug serves the community as an office coordinator for Meals on Wheels, volunteers with Mobile Loaves & Fishes and is an active member of Freedom Church.

Registered States:
  • AL
  • AZ
  • CA
  • CO
  • FL
  • IN
  • MD
  • MO
  • MT
  • NC
  • NM
  • NY
  • OK
  • OR
  • SC
  • TX
  • VA
  • WA
  • WV

Recognized as an industry leader:

  • Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Education

  • West Texas A&M University, MBA
  • University of Kentucky, Bachelor's of Science in Electrical Engineering

Credentials

  • CERTIFIED FINANCIAL PLANNER™
98 San Jacinto Boulevard
Suite 600
Austin, TX 78701

Email Me

John Puailoa, CFP, ChFC

Account Vice President

Financial Advisor

John's past experience in personal banking compliments his role as a financial advisor, providing insight on both lending and investment strategies to reach your goals.  John graduated from Berklee College of Music and spent eight consecutive semesters on the Dean's list. He developed a unique skill set that he applies to financial planning, investment management and problem solving.

John's volunteer efforts include Guitars 4 Vets and Meals on Wheels, and when he is not in the office he enjoys spending time with his family, playing hockey, and performing with his 10-piece cover band.

CA Insurance #4163346

Registered States:
  • AL
  • AZ
  • CA
  • CO
  • FL
  • IL
  • IN
  • MD
  • MO
  • MT
  • NM
  • NY
  • OK
  • OR
  • SC
  • TX
  • VA
  • WA
  • WV

Recognized as an industry leader:

  • Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Education

  • Berklee College of Music

Credentials

  • CERTIFIED FINANCIAL PLANNER™
  • Chartered Financial Consultant
98 San Jacinto Boulevard
Suite 600
Austin, TX 78701

Email Me

Dana Stevens

Associate Director

Senior Client Associate

Dana began her career in the financial industry in 1984 and has worked in all aspects of the business, including Operations Manager for the Austin Texas branch.  Her extensive experience will enhance the quality of service to our clients.

Dana holds Series 7, 63 and 66 securities licenses as well as an insurance license. Dana is married and has two children.

Registered States:
  • IL
  • TX
98 San Jacinto Boulevard
Suite 600
Austin, TX 78701

Email Me