The right path toward retirement

Retirement isn’t just about the year you stop working, it's about you, your lifetime of hard work, your family and the lifestyle you want to preserve. Most important, it’s about feeling confident about the future – for many years to come. We believe retirement confidence begins with a plan.

Co-workers in a lobby

David Rosegarten, CDFA

Managing Director–Wealth Management

Financial Advisor

David began his career at Drexel Burnham Lambert in New York City and two years later transitioned to Smith Barney where he rose to vice president and associate manager of one of the most successful offices in the country. Throughout his six-year tenure at Smith Barney, David was elected to the Regional Directors Council and graduated from the firm’s Management Development Program, serving as a regular public speaker for the firm’s various training programs. Recruited by UBS in 1994, he co-founded the Rosegarten/Rubin Financial Group.

At UBS, David has been responsible for many successful client relationships with some of the country’s most prominent executives, business owners, corporations and not-for-profit organizations and foundations. Clients and peers describe David's character and methodology as “focused,” “strategic,” and “client-driven.” He has built his reputation by providing total portfolio planning with an expertise in long-term asset growth, fixed income strategy, retirement planning and asset allocation.

David graduated from the University of Wisconsin-Madison with a degree in finance and banking. David serves as the president of the board of trustees for The Lifeline Center for Child Development in New York and has sat on the board of directors and serves as the treasurer to the 99th Riverside Housing Corporation. David sits on the audit committee for the American Council on Exercise. He is an active leader for the Pediatric Cancer Foundation and a divisional coordinator for the Manhattan Soccer Club. David was Sloan Kettering Cancer Hospital’s largest individual fundraiser via the New York City Marathon. He and his wife, Tara, along with their two daughters, Madison and Olivia, reside on the Upper West Side of Manhattan.


  • Audit Committee- American Counsel on Exercise
  • President of Board of Trustees- Lifeline Center for Child Development
  • UBS Branch Advisory Board
  • Founder Just for a smile...
  • Manhattan Soccer Club Divisional Coordinator
Registered States:
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IL
  • KY
  • MA
  • MD
  • MI
  • MO
  • NC
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OK
  • PA
  • PR
  • RI
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA

  • Forbes Best-in-State Wealth Advisors, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
  • Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit


  • Bachelor's in Finance and Banking, University of Wisconsin- Madison


  • Certified Divorce Financial Analyst®
299 Park Avenue
New York, NY 10171
  • (212) 309-3025

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