The right path toward retirement

Retirement isn’t just about the year you stop working, it's about you, your lifetime of hard work, your family and the lifestyle you want to preserve. Most important, it’s about feeling confident about the future – for many years to come. We believe retirement confidence begins with a plan.

Co-workers in a lobby

David Rosegarten, CDFA

Managing Director–Wealth Management

Financial Advisor

David began his career at Drexel Burnham Lambert in New York City and two years later transitioned to Smith Barney where he rose to vice president and associate manager of one of the most successful offices in the country. Throughout his six-year tenure at Smith Barney, David was elected to the Regional Directors Council and graduated from the firm’s Management Development Program, serving as a regular public speaker for the firm’s various training programs. Recruited by UBS in 1994, he co-founded the Rosegarten/Rubin Financial Group.

At UBS, David has been responsible for many successful client relationships with some of the country’s most prominent executives, business owners, corporations and not-for-profit organizations and foundations. Clients and peers describe David's character and methodology as “focused,” “strategic,” and “client-driven.” He has built his reputation by providing total portfolio planning with an expertise in long-term asset growth, fixed income strategy, retirement planning and asset allocation.

David graduated from the University of Wisconsin-Madison with a degree in finance and banking. David serves as the president of the board of trustees for The Lifeline Center for Child Development in New York and has sat on the board of directors and serves as the treasurer to the 99th Riverside Housing Corporation. David sits on the audit committee for the American Council on Exercise. He is an active leader for the Pediatric Cancer Foundation and a divisional coordinator for the Manhattan Soccer Club. David was Sloan Kettering Cancer Hospital’s largest individual fundraiser via the New York City Marathon. He and his wife, Tara, along with their two daughters, Madison and Olivia, reside on the Upper West Side of Manhattan.

 

  • Audit Committee- American Counsel on Exercise
  • President of Board of Trustees- Lifeline Center for Child Development
  • UBS Branch Advisory Board
  • Founder Just for a smile...
  • Manhattan Soccer Club Divisional Coordinator
Registered States:
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IL
  • KY
  • MA
  • MD
  • MI
  • MO
  • NC
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OK
  • PA
  • PR
  • RI
  • SC
  • TX
  • UT
  • VA
  • WA

  • Forbes Best-in-State Wealth Advisors, 2020, 2021, 2022The Forbes rating is awarded annually in January or February and is based on information from June of the prior year to June of the award year. 

The ratings are based on quantitative factors and are not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Education

  • Bachelor's in Finance and Banking, University of Wisconsin- Madison

Credentials

  • Certified Divorce Financial Analyst®
299 Park Avenue
New York, NY 10171
  • (212) 309-3025

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Legacy—Wealth for others

For needs that go beyond your own—to help you improve the lives of others

What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

Learn more at ubs.com/wealthway.

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