Experience

Alex has been with UBS Financial Services since 2008. His experience in the industry spans 24 years working with other major financial services firms before joining UBS Financial Services. He has a B.A. in History from Duke University. Alex maintains his Series 7, 31, and 66 Securities Licenses as well as his Life Insurance Licenses.

A Senior Vice President of Wealth Management, Alex has earned a place in the UBS Recognition Councils every year since 2011. Since 2017, he has been a member of the President’s Council. 

Alex attributes much of his success to his love of the planning, organizational, mathematical and interpersonal aspects of the Wealth Management field. Alex's passions outside of work include family, fitness and exercise, and educational charities.

Dan has been with UBS Financial Services since 2008 and is a graduate of Columbia University's ACPM® Program, earning the Certified Portfolio Manager designation. He began his career as a Financial Advisor 25 years ago. Dan maintains his Series 7, 9, 10, 31, 63, 65, and Life Insurance Licenses. Throughout his career, Dan has been an Assistant Branch Manager where he supervised Senior Wealth Advisors, and has been responsible for the hiring and training of new Financial Advisors. Dan cultivates relationships by designing customized financial strategies for his clients. Dan is passionate about supporting numerous charitable organizations, public services, and various fraternal organizations. He enjoys spending time with family and friends and playing golf, tennis, and squash.

Tom is one of a small number of UBS Financial Advisors who have earned the designation of Wealth Advisor. As a Wealth Advisor, he is eminently qualified to provide highly personalized wealth management services to his clients. Tom understands that wealth management is more than just the wide range of financial services and solutions you can access at UBS. It is how those services are delivered to help you pursue your goals. That's why he offers a customized approach to wealth management, built on personal relationships and shaped by an understanding of your needs and aspirations.

Based in New York City with more than 35 years of industry experience, Tom focuses on serving the needs of high net worth individuals and families, as well as professionals and businesses around the U.S. He provides a breadth of wealth management services, including strategic retirement and investment planning, asset allocation and financial planning. He was awarded the Certified Financial Planner® designation in 1999.

Prior to joining UBS, he was a Senior Vice President at Smith Barney and worked at Citigroup for 24 years. He graduated from North Dakota State University with B.S in Business Economics and also earned an M.B.A. in banking and finance from Adelphi University, Garden City, NY. Outside of work, Tom enjoys golfing, boating and travel. He and his wife have two daughters and reside in Bayport, NY.

Joel began his career in one of the most tumultuous financial times on record. His experience in the industry spans 40 years and he has helped his clients manage their wealth through both good times and bad. He offers a customized approach to wealth management built on personal relationships and shaped by an understanding of his clients’ needs and aspirations. Joel emphasizes asset allocation and total portfolio management, with a focus on retirement income planning, education funding, structures for charitable giving, and estate planning. He maintains his Series 7 and 63 securities licenses as well as his Life Insurance Licenses and is a Portfolio Manager in the UBS Portfolio Management Program.

In his free time, he enjoys playing tennis, platform tennis, and has even been seen on the pickleball courts, as well as spending time with his grandchildren.

Anthony joined UBS Financial Services in 2013. Since 2019, he has served as the Senior Wealth Strategy Associate for the team. Prior to his current role, he found his passion for wealth management as a Registered Client Service Associate. His role is to design and implement customized financial and wealth planning strategies for his clients, as well as leading the team’s service effort. He earned his MBA from Baruch College in 2017, and his B.S. in Finance and Economics from the University of Delaware in 2012. Anthony is a CFA® Charterholder, having earned the right to use the designation in 2019. He holds Series 3, 7, and 66 Securities Licenses.

Outside of work he supports charitable organizations focused on assisting the families of fallen service members and first responders. He enjoys spending time outdoors with family and friends, golfing, skiing, and fishing. Anthony currently lives in Red Bank, NJ.

Rachel joined the team as a Client Service Associate in May of 2023. She graduated from Seattle Pacific University in March of 2022 with a B.A. in Business Finance and Information Systems, while also playing on the women’s basketball team. She pursues finance because of her passion to serve others, desire to advance financial literacy, and inspiration from her mother who is a retired Financial Advisor of 30 years. Rachel grew up in Bellevue, Washington and her hobbies include boating, trying new restaurants, and working out.

Steven joined UBS Financial in May of 2023. He graduated from Iona University, LaPenta School of Business with a B.A. in Management and a minor in Finance. Steven was born and raised in New Rochelle, NY. Steven has an innate ability to adapt and excel in diverse environments and enjoys contributing to food drives, foundations, and coaching strength and agility training for young athletes. He values making connections with individuals and ensuring their goals are met. He is driven by his passion for innovation and creativity. He loves to spend his free time golfing, working out, traveling, and spending quality time with family and friends.