Experience

Alex has been with UBS Financial Services since 2008. His experience in the industry spans 24 years working with other major financial services firms before joining UBS Financial Services. He has a B.A. in History from Duke University. Alex maintains his Series 7, 31, and 66 Securities Licenses as well as his Life Insurance Licenses.

A Senior Vice President of Wealth Management, Alex has earned a place in the UBS Recognition Councils every year since 2011. Since 2017, he has been a member of the President’s Council. 

Alex attributes much of his success to his love of the planning, organizational, mathematical and interpersonal aspects of the Wealth Management field. Alex's passions outside of work include family, fitness and exercise, and educational charities.

Dan has been with UBS Financial Services since 2008 and is a graduate of Columbia University's ACPM® Program, earning the Certified Portfolio Manager designation. He began his career as a Financial Advisor 25 years ago. Dan maintains his Series 7, 9, 10, 31, 63, 65, and Life Insurance Licenses. Throughout his career, Dan has been an Assistant Branch Manager where he supervised Senior Wealth Advisors, and has been responsible for the hiring and training of new Financial Advisors. Dan cultivates relationships by designing customized financial strategies for his clients. Dan is passionate about supporting numerous charitable organizations, public services, and various fraternal organizations. He enjoys spending time with family and friends and playing golf, tennis, and squash.

Anthony joined UBS Financial Services in 2013. Since 2019, he has served as the Senior Wealth Strategy Associate for the team. Prior to his current role, he found his passion for wealth management as a Registered Client Service Associate. His role is to design and implement customized financial and wealth planning strategies for his clients, as well as leading the team’s service effort. He earned his MBA from Baruch College in 2017, and his B.S. in Finance and Economics from the University of Delaware in 2012. Anthony is a CFA® Charterholder, having earned the right to use the designation in 2019. He holds Series 3, 7, and 66 Securities Licenses.

Outside of work he supports charitable organizations focused on assisting the families of fallen service members and first responders. He enjoys spending time outdoors with family and friends, golfing, skiing, and fishing. Anthony currently lives in Red Bank, NJ.

Rachel joined the team as a Client Service Associate in May of 2023. She graduated from Seattle Pacific University in March of 2022 with a B.A. in Business Finance and Information Systems, while also playing on the women’s basketball team. She pursues finance because of her passion to serve others, desire to advance financial literacy, and inspiration from her mother who is a retired Financial Advisor of 30 years. Rachel grew up in Bellevue, Washington and her hobbies include boating, trying new restaurants, and working out.

Steven joined UBS Financial in May of 2023. He graduated from Iona University, LaPenta School of Business with a B.A. in Management and a minor in Finance. Steven was born and raised in New Rochelle, NY. Steven has an innate ability to adapt and excel in diverse environments and enjoys contributing to food drives, foundations, and coaching strength and agility training for young athletes. He values making connections with individuals and ensuring their goals are met. He is driven by his passion for innovation and creativity. He loves to spend his free time golfing, working out, traveling, and spending quality time with family and friends.