Helping to guide you to a confident future

At the D’Aiutolo Malcolm & Associates Investment Consulting Group, our extensive experience is a key reason for why corporate sponsors of 401(k) defined contribution plans trust us to help guide them through the challenges of today’s changing retirement plan landscape. We are professionals who truly understand the retirement industry and care about the needs of plan sponsors and their participants.

We are passionate about participant education. One of our core principles is to simplify retirement planning for workplace Americans while making financial independence achievable.

Our multidisciplinary team also provides personalized wealth management services to high net worth individuals and their families, with a focus on planning for all of life’s transitions. Whatever your needs, we’ll help you with the financial guidance and resources you need to make confident decisions about your financial future.

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A focus on personalized access and service

Retirement plan sponsors
With increasing governance demands placed on fiduciaries, retirement plan sponsors need advice from professionals who can help them navigate the unique challenges they face.

Personal wealth management
Our comprehensive wealth planning addresses the financial goals and needs of affluent individuals and their families, helping them preserve the wealth they’ve earned while navigating life’s transitions.

Managing plan complexity

Employee education

No matter where employees are in their careers, we are committed to integrating robust education programs to help your plan participants pursue their retirement goals.

We add value to your employees’ benefits with useful financial literacy education. We understand that each company and its employees we work with are unique, which is why we pride ourselves in delivering an education curriculum that is geared toward each specific company’s culture and conveying it in a manner that is easily understood. Our goal is to become a trusted resource for participants during all stages of their employment.

Financial literacy
We provide ongoing education via group seminars, webinars and one-on-one communications.
Managing priorities
We can help provide education on crucial issues surrounding the challenges that participants face as their lives become more complex.
Nearing Retirement
We educate plan participants on how to transition what they have worked so hard to save into a comfortable and secure retirement

Investment strategy

Based on your financial plan, our investment approach factors in both your goals and risk tolerance. We create an appropriate asset allocation that allows for reasonable growth. We also believe in generating income, whether from dividends or interest, which allows a portfolio to bring in money even during periods of market volatility. While we oversee your strategy, we work with you consistently to measure its success, providing you with regular progress reports and listening to your questions and concerns.

Managing transitions

During times of change in your life, we’ll assist you in preserving your wealth with advice about income replacement strategies, estate planning guidance and investments. We help in reallocating and re-diversifying your portfolio as you transition to retirement. Additionally, we will coordinate with your legal and tax professionals so we can incorporate all perspectives into one integrated approach.

Personal, attentive service

Legacy—Wealth for others

For needs that go beyond your own—to help you improve the lives of others

What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

Learn more at ubs.com/wealthway.