Understanding

As an original member of The Cunningham King Wealth Management Group, John brings four decades of experience providing financial guidance to individuals and families that are comfortably wealthy. John prides himself on being able to focus on what’s important to you, helping you organize your financial life, and assist you in exploring and pursing your wealth management needs and goals over different time frames.

He began his career in 1982 with Merrill Lynch and moved to J.C. Bradford & Company in 1989. In 2000 J.C. Bradford & Company was sold to Paine Webber which became UBS later that year. John focuses on the investments and performance of client portfolios.

He holds the Series 7 and 66 securities licenses and recently attained the Accredited Asset Management Specialist and The Chartered SRI Counselor designations.

John also serves on the Assumption High School Investment Committee.

Tracy has more than 29 years of experience providing financial guidance and is prepared to create a comprehensive financial plan designed to manage your wealth, with your life in mind. She works with clients to develop financial plans that capture and review their financial goals, savings strategies, investments, debt, risk management and family legacy planning.  She provides holistic advice and guidance for all financial planning by meeting with clients and their CPAs, attorneys and families. She receives the greatest satisfaction from helping our clients feel more confident about their future.

Tracy is a graduate of the University of Louisville with a Bachelors of Science in Business Administration.

She holds the Series 7, 66 securities licenses as well as life, health, annuity insurance licenses and attained the CERTIFIED FINANCIAL PLANNER™CFP® designation in 2010.

Lee Ann joined the Cunningham King Wealth Management Group after a successful career at BlackRock in Princeton, New Jersey, where she assisted Financial Advisors with investment selection and risk analysis. A native of Louisville, she attended Assumption High School, where she played volleyball and earned a scholarship to Rice University. Lee Ann was a triple-major in Policy Studies, Political Science, and Spanish while earning All-American honors as a varsity athlete. She attended Duke’s Fuqua School of Business, where she earned her master’s degree and competed on the Women’s Rowing team.

She holds the Securities Industry Essentials (SIE), Series 7, and Series 66 licenses. Lee Ann also obtained the Certified Investment Management Analyst (CIMA®) designation and the Accredited Asset Management Specialist (AAMS®) designation.

Kristin joined The Cunningham King Wealth Management Group in September 2004 and has 20 years experiences in the financial services industry.  As the Team Administrator, Kristin oversees the daily operations of the team and the service to our clients. She is also responsible for scheduling and event planning. She prides herself on providing regular updates, returned calls and timely responses to your questions or concerns. She is a graduate of Spalding University with a Bachelors of Science in Business Administration. Kristin has an Associates Degree in Journalism from Indiana University.

She holds her Series 7, 63 and 66 securities licenses.