A plan for today, tomorrow and generations to come

The Cunningham Financial Group

Pursuing your goals together

By positioning your needs and goals first, incorporating liquidity, longevity and legacy strategies into our planning model, we believe we can create a pathway to your retirement and the sharing of wealth over several generations.

We receive the greatest satisfaction from helping our clients feel more confident about their future. That’s why we’re committed to helping you make the best possible choices today and tomorrow. Here’s what you can expect from our relationship:

Integrity. Earning your trust is the most important thing we do every day.

Communication. We pride ourselves on providing regular updates, returned calls and timely responses to your questions or concerns.

Clarity. Whether we’re discussing risk, performance or and investment strategy, our conversations will always be straightforward so you can clearly understand our approach and reasoning behind our recommendations.

  • John Cunningham

    John Cunningham, CSRIC, AAMS

    Senior Vice President–Wealth Management

    Accredited Asset Management Specialist

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    • AL
    • AZ
    • CA
    • CO
    • CT
    • DC
    • FL
    • GA
    • IL
    • IN
    • KY
    • MA
    • MD
    • MN
    • NJ
    • NM
    • NY
    • OH
    • OK
    • OR
    • SC
    • TN
    • TX
    • UT
    • VA
    • WA
    • WI

    As an original member of The Cunningham King Wealth Management Group, John brings four decades of experience providing financial guidance to individuals and families that are comfortably wealthy. John prides himself on being able to focus on what’s important to you, helping you organize your financial life, and assist you in exploring and pursing your wealth management needs and goals over different time frames.

    He began his career in 1982 with Merrill Lynch and moved to J.C. Bradford & Company in 1989. In 2000 J.C. Bradford & Company was sold to Paine Webber which became UBS later that year. John focuses on the investments and performance of client portfolios.

    He holds the Series 7 and 66 securities licenses and recently attained the Accredited Asset Management Specialist and The Chartered SRI Counselor designations.

    John also serves on the Assumption High School Investment Committee.

    • Barron's Top 1,000 Financial Advisors, 2009, 2010, 2011, 2012The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 

    • University of Louisville
    • Accredited Asset Management Specialist
    • AAMS℠
    Investing
    Custom portfolios
    Sustainable investing
    Multi-generational families
    Business owners
    Professionals
    Family Offices
    Corporate executives
    500 N Hurstbourne Pkwy
    Suite 300
    Louisville, KY 40222
    john.cunningham@ubs.com
    John Cunningham, CSRIC, AAMS
    500 N Hurstbourne Pkwy,Louisville,KY,40222
  • Tracy King

    Tracy King, CFP

    Senior Vice President–Wealth Management

    CERTIFIED FINANCIAL PLANNER®

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    • AR
    • AZ
    • CA
    • FL
    • GA
    • IL
    • IN
    • KY
    • MA
    • MD
    • MN
    • MT
    • NC
    • OH
    • OK
    • OR
    • SC
    • TN
    • TX
    • UT
    • VA
    • WA
    • WI

    Tracy has more than 29 years of experience providing financial guidance and is prepared to create a comprehensive financial plan designed to manage your wealth, with your life in mind. She works with clients to develop financial plans that capture and review their financial goals, savings strategies, investments, debt, risk management and family legacy planning.  She provides holistic advice and guidance for all financial planning by meeting with clients and their CPAs, attorneys and families. She receives the greatest satisfaction from helping our clients feel more confident about their future.

    Tracy is a graduate of the University of Louisville with a Bachelors of Science in Business Administration.

    She holds the Series 7, 66 securities licenses as well as life, health, annuity insurance licenses and attained the CERTIFIED FINANCIAL PLANNER™CFP® designation in 2010.

     

      • University of Louisville, Bachelors of Science in Business Administration
      • CERTIFIED FINANCIAL PLANNER®
      • Accredited Asset Management Specialist
      Financial planning
      Education planning
      Retirement planning
      Estate planning strategies
      Cash management
      Multi-generational families
      Women investors
      Professionals
      500 N Hurstbourne Pkwy
      Suite 300
      Louisville, KY 40222
      tracy.king@ubs.com
      Tracy King, CFP
      500 N Hurstbourne Pkwy,Louisville,KY,40222
    • Lee Ann

      Lee Ann Cunningham, CIMA®, AAMS®

      Financial Advisor

      AAMS℠

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      • AL
      • AZ
      • CA
      • CO
      • CT
      • DC
      • FL
      • GA
      • IL
      • IN
      • KY
      • MA
      • MD
      • MN
      • NJ
      • NM
      • NY
      • OH
      • OK
      • OR
      • SC
      • TN
      • TX
      • UT
      • VA
      • WA
      • WI

      Lee Ann joined the Cunningham King Wealth Management Group after a successful career at BlackRock in Princeton, New Jersey, where she assisted Financial Advisors with investment selection and risk analysis. A native of Louisville, she attended Assumption High School, where she played volleyball and earned a scholarship to Rice University. Lee Ann was a triple-major in Policy Studies, Political Science, and Spanish while earning All-American honors as a varsity athlete. She attended Duke’s Fuqua School of Business, where she earned her master’s degree and competed on the Women’s Rowing team.

      She holds the Securities Industry Essentials (SIE), Series 7, and Series 66 licenses. Lee Ann also obtained the Certified Investment Management Analyst (CIMA®) designation and the Accredited Asset Management Specialist (AAMS®) designation.

       

        • Rice University, Bachelor of Arts in Policy Studies
        • Rice University, Bachelors of Arts in Political Science
        • Rice University, Bachelor of Arts in Spanish and Portuguese
        • Duke University , Fuqua School of Business, Master of Management Studies
        • Duke University, Fuqua School of Business, MSTeM Certificate
        • AAMS℠
        • Certified Investment Management Consultant
        Legacy planning
        Custom portfolios
        Multi-generational families
        Women investors
        Business owners
        Corporate executives
        Investing
        Family Offices
        500 N Hurstbourne Pkwy
        Suite 300
        Louisville, KY 40222
        lee-za.cunningham@ubs.com
        Lee Ann Cunningham, CIMA®, AAMS®
        500 N Hurstbourne Pkwy,Louisville,KY,40222
      • Kristin Rowan

        Kristin Rowan

        Team Administrator

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        • AZ
        • CA
        • FL
        • GA
        • IL
        • IN
        • KY
        • LA
        • MD
        • NC
        • NJ
        • OH
        • OK
        • OR
        • VA
        • WA

        Kristin joined The Cunningham King Wealth Management Group in September 2004 and has 20 years experiences in the financial services industry.  As the Team Administrator, Kristin oversees the daily operations of the team and the service to our clients. She is also responsible for scheduling and event planning. She prides herself on providing regular updates, returned calls and timely responses to your questions or concerns. She is a graduate of Spalding University with a Bachelors of Science in Business Administration. Kristin has an Associates Degree in Journalism from Indiana University.

        She holds her Series 7, 63 and 66 securities licenses.

          • Spalding University, Bachelors of Science in Business Administration
          • Indiana University, Associates Degree in Journalism
            Banking
            Lending services
            Securities-backed lending
            Education planning
            500 N Hurstbourne Pkwy
            Suite 300
            Louisville, KY 40222
            kristin.rowan@ubs.com
            Kristin Rowan
            500 N Hurstbourne Pkwy,Louisville,KY,40222

          Our clients know that we put their best interests first at all times. As your financial advocates, we ask the critical questions to learn all about you, your family, priorities and concerns. At the end of the day, we understand that earning your confidence and trust requires integrity, prudence and accessibility.

          Young family at the beach

          A focus on personalized access and service

          Working with diverse clients with specific needs, our team sees it as our top responsibility to understand each aspect of your unique and often complicated financial life.

          Coworkers around table in lobby

          Retirement plan services

          Family on back porch

          Wealth transfer across generations

          Three generations in apple orchard

          Turn possibilities into a plan

          climbers

          2024 planning guide

          For your financial well-being

          Every decision you make with regard to financial planning—whether it pertains to investments, insurance, education, housing, retirement and/or estate planning—can have some impact on your tax situation.

          We are committed to helping you confirm that your current and future tax strategy supports your larger financial goals. Learn more.

          The proof is in our numbers

          104

          Collective years of experience

          28

          Years in business as a team


          Insights