A plan for today, tomorrow and generations to come

The Cunningham Financial Group

Pursuing your goals together

By positioning your needs and goals first, incorporating liquidity, longevity and legacy strategies into our planning model, we believe we can create a pathway to your retirement and the sharing of wealth over several generations.

We receive the greatest satisfaction from helping our clients feel more confident about their future. That’s why we’re committed to helping you make the best possible choices today and tomorrow. Here’s what you can expect from our relationship:

Integrity. Earning your trust is the most important thing we do every day.

Communication. We pride ourselves on providing regular updates, returned calls and timely responses to your questions or concerns.

Clarity. Whether we’re discussing risk, performance or and investment strategy, our conversations will always be straightforward so you can clearly understand our approach and reasoning behind our recommendations.

  • John Cunningham

    John Cunningham, CSRIC, AAMS

    Senior Vice President–Wealth Management

    Accredited Asset Management Specialist

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    • AL
    • AZ
    • CA
    • CO
    • CT
    • DC
    • FL
    • GA
    • IL
    • IN
    • KY
    • MA
    • MD
    • MN
    • NJ
    • NM
    • NY
    • OH
    • OK
    • OR
    • SC
    • TN
    • TX
    • UT
    • VA
    • WA
    • WI

    As an original member of The Cunningham King Wealth Management Group, John brings four decades of experience providing financial guidance to individuals and families that are comfortably wealthy. John prides himself on being able to focus on what’s important to you, helping you organize your financial life, and assist you in exploring and pursing your wealth management needs and goals over different time frames.

    He began his career in 1982 with Merrill Lynch and moved to J.C. Bradford & Company in 1989. In 2000 J.C. Bradford & Company was sold to Paine Webber which became UBS later that year. John focuses on the investments and performance of client portfolios.

    He holds the Series 7 and 66 securities licenses and recently attained the Accredited Asset Management Specialist and The Chartered SRI Counselor designations.

    John also serves on the Assumption High School Investment Committee.

    • Barron's Top 1,000 Financial Advisors, 2009, 2010, 2011, 2012The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 

    • University of Louisville
    • Accredited Asset Management Specialist
    • AAMS℠
    Investing
    Custom portfolios
    Sustainable investing
    Multi-generational families
    Business owners
    Professionals
    Family Offices
    Corporate executives
    500 N Hurstbourne Pkwy
    Suite 300
    Louisville, KY 40222
    john.cunningham@ubs.com
    John Cunningham, CSRIC, AAMS
    500 N Hurstbourne Pkwy,Louisville,KY,40222
  • Tracy King

    Tracy King, CFP

    Senior Vice President–Wealth Management

    CERTIFIED FINANCIAL PLANNER™

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    • AR
    • AZ
    • CA
    • FL
    • GA
    • IL
    • IN
    • KY
    • MA
    • MD
    • MN
    • MT
    • NC
    • OH
    • OK
    • OR
    • SC
    • TN
    • TX
    • UT
    • VA
    • WA
    • WI

    Tracy has more than 29 years of experience providing financial guidance and is prepared to create a comprehensive financial plan designed to manage your wealth, with your life in mind. She works with clients to develop financial plans that capture and review their financial goals, savings strategies, investments, debt, risk management and family legacy planning.  She provides holistic advice and guidance for all financial planning by meeting with clients and their CPAs, attorneys and families. She receives the greatest satisfaction from helping our clients feel more confident about their future.

    Tracy is a graduate of the University of Louisville with a Bachelors of Science in Business Administration.

    She holds the Series 7, 66 securities licenses as well as life, health, annuity insurance licenses and attained the CERTIFIED FINANCIAL PLANNER™CFP® designation in 2010.

     

      • University of Louisville, Bachelors of Science in Business Administration
      • CERTIFIED FINANCIAL PLANNER™
      • Accredited Asset Management Specialist
      Financial planning
      Education planning
      Retirement planning
      Estate planning strategies
      Cash management
      Multi-generational families
      Women investors
      Professionals
      500 N Hurstbourne Pkwy
      Suite 300
      Louisville, KY 40222
      tracy.king@ubs.com
      Tracy King, CFP
      500 N Hurstbourne Pkwy,Louisville,KY,40222
    • Kristin Rowan

      Kristin Rowan

      Team Administrator

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      • AZ
      • CA
      • FL
      • GA
      • IL
      • IN
      • KY
      • LA
      • MD
      • NC
      • NJ
      • OH
      • OK
      • OR
      • VA
      • WA

      Kristin joined The Cunningham King Wealth Management Group in September 2004 and has 20 years experiences in the financial services industry.  As the Team Administrator, Kristin oversees the daily operations of the team and the service to our clients. She is also responsible for scheduling and event planning. She prides herself on providing regular updates, returned calls and timely responses to your questions or concerns. She is a graduate of Spalding University with a Bachelors of Science in Business Administration. Kristin has an Associates Degree in Journalism from Indiana University.

      She holds her Series 7, 63 and 66 securities licenses.

        • Spalding University, Bachelors of Science in Business Administration
        • Indiana University, Associates Degree in Journalism
          Banking
          Lending services
          Securities-backed lending
          Education planning
          500 N Hurstbourne Pkwy
          Suite 300
          Louisville, KY 40222
          kristin.rowan@ubs.com
          Kristin Rowan
          500 N Hurstbourne Pkwy,Louisville,KY,40222
        • Sam

          Samuel Weining, CEPA, CFP

          Wealth Strategy Associate

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          • AZ
          • CA
          • FL
          • GA
          • IL
          • IN
          • KY
          • MD
          • NC
          • OH
          • OK
          • OR
          • VA
          • WA

          Samuel Weining joined The Cunningham King Wealth Management Group in May 2021 as an intern. As a Wealth Strategy Associate, Sam will focus on financial and investment planning, as well as prepare reports for client meetings. Sam is committed to helping clients simplify their financial lives and provide comprehensive wealth strategies in a broad range of areas.

           

          He is a graduate of Campbellsville University with a Masters in Business Administration.

           

          He holds his Series 7 and 66 securities licenses as well as life and health licenses. He also recently attained the CERTIFIED FINANCIAL PLANNER™ and Certified Exit Planning Advisor credentials.

            • Campbellsville University , Bachelors of Science Business Administration with Emphasis in Management
            • Campbellsville Univeristy, Masters in Business Administration
            • Certified Exit Planning Advisor
            • CERTIFIED FINANCIAL PLANNER™
            Financial planning
            Education planning
            Investing
            500 N Hurstbourne Pkwy
            Suite 300
            Louisville, KY 40222
            samuel.weining@ubs.com
            Samuel Weining, CEPA, CFP
            500 N Hurstbourne Pkwy,Louisville,KY,40222

          Our clients know that we put their best interests first at all times. As your financial advocates, we ask the critical questions to learn all about you, your family, priorities and concerns. At the end of the day, we understand that earning your confidence and trust requires integrity, prudence and accessibility.

          Family photos

          Connecting you to the deep resources of UBS

          By seeing the big picture, we provide access to the global platforms and the financial and intellectual strengths of UBS’s experts in Wealth Management, Asset Management and our Private and Investment Banks.

          Retirement Couple

          Retirement readiness

          Who we work with

          Who we work with

          Multigenerational wealth planning

          Multigenerational wealth planning

          climbers

          2024 planning guide

          For your financial well-being

          Every decision you make with regard to financial planning—whether it pertains to investments, insurance, education, housing, retirement and/or estate planning—can have some impact on your tax situation.

          We are committed to helping you confirm that your current and future tax strategy supports your larger financial goals. Learn more.

          The proof is in our numbers

          104

          Collective years of experience

          28

          Years in business as a team


          Insights