Family. Wealth. For generations

Team Pic 2023

At times, the complexity of today’s global economy may feel overwhelming. Whether you’re a working professional who is building wealth, a successful executive or business owner contemplating your next act, or the head of a multigenerational family looking to preserve your family’s future—you have questions. You expect clear answers from an advisor with worldwide experience who understands you, your family and your community.


Our highly credentialed team offers the thoughtful perspective and proactive service your family needs to help meet their goals. With a team of advisors spanning decades of experience, we strive, relentlessly, to make sure you feel well taken care of. By putting financial planning at the core of everything we do, we offer the capabilities to help you, your business and your family unlock opportunity, preserve wealth and create continuity.

Plans

Your primary source for financial advice

We are here to provide quality strategies customized to your needs. We concentrate on developing long-term relationships through a commitment to quality client service. You can rely on our personalized advice, first-class solutions, and extensive wealth management experience.

  • James Cannon

    J. Francis Cannon, CIMA®, CPWA®

    Senior Vice President–Wealth Management

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    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • HI
    • IL
    • IN
    • LA
    • MA
    • MD
    • MI
    • MS
    • NC
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • RI
    • SC
    • TX
    • UT
    • VA
    • VT
    • WA
    • WI

    Frank Cannon, a 1983 graduate of the University of Delaware, joined UBS in 1987. In 1994 Frank earned Certified Investment Management Analyst (CIMA) designation awarded by the Investment Management Consultants Association completing a rigorous academic program focusing on asset allocation, manager search, investment policy and performance measurement and is taught at the Wharton School of Business. In 2011, he earned Certified Private Wealth Advisor (CPWA), an advanced credential for wealth managers and advisors who work with high-net-worth clients offered at the University of Chicago Booth School of Business.

    • Forbes Best-in-State Wealth Advisors, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

    • University of Delaware
    • Chicago Booth School of Business
    • The Wharton School of the University of Pennsylvania
    • Certified Investment Management Analyst®
    • Certified Private Wealth Advisor®
    Alternative investments
    Institutional consulting
    Retirement Plan consulting
    Executive compensation
    500 East Pratt Street
    11th Floor
    Baltimore, MD 21202
  • Philip Toohey

    Philip F. Toohey, CIMA®, CPWA®

    Senior Vice President–Wealth Management

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    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • HI
    • IL
    • IN
    • LA
    • MA
    • MD
    • MI
    • MS
    • NC
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • RI
    • SC
    • TX
    • UT
    • VA
    • VT
    • WA
    • WI

    Mr. Toohey began his career with UBS in 1985. He earned the Certified Investment Management Analyst (CIMA) designation from the Investment Management Analyst Association at The Wharton School of the University of Pennsylvania. Mr. Toohey holds an MBA in Finance from the University of Baltimore and he earned the Certified Private Wealth Advisor (CPWA), an advanced credential for wealth managers and advisors who work with high-net-worth clients offered at the University of Chicago Booth School of Business. A proud graduate of Villanova University, he earned a BS in Accounting, and of Calvert Hall College.

    Philip is a frequent speaker on topics relating to nonprofit endowment management. He has taught numerous training seminars conducted by the Maryland Nonprofits Association and served as Chairman of the Board of the Bon Secours Baltimore Health System.   

    • Forbes Best-in-State Wealth Advisors, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

    • Villanova University, BS in Accounting
    • University of Baltimore, MBA in Finance
    • Chicago Booth School of Business
    • The Wharton School of the University of Pennsylvania
    • Certified Investment Management Analyst®
    • Certified Private Wealth Advisor®
    Financial planning
    Education planning
    Long-term care planning
    Retirement planning
    Retirement Plan consulting
    500 East Pratt Street
    11th Floor
    Baltimore, MD 21202
  • John Wasilewski

    John J. Wasilewski

    Senior Vice President–Wealth Management

    Financial Advisor

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    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • HI
    • IL
    • IN
    • MA
    • MD
    • MI
    • MS
    • NC
    • NH
    • NJ
    • NM
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • RI
    • SC
    • TX
    • UT
    • VA
    • VT
    • WA
    • WI

          500 East Pratt Street
          11th Floor
          Baltimore, MD 21202
        • Chris Connolly 2022

          Christopher Connolly

          Executive Director

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          • CA
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          • DC
          • DE
          • FL
          • GA
          • IL
          • IN
          • LA
          • MA
          • MD
          • MI
          • MS
          • NC
          • NH
          • NJ
          • NM
          • NV
          • NY
          • OH
          • OK
          • OR
          • PA
          • RI
          • SC
          • TX
          • UT
          • VA
          • VT
          • WA
          • WI

          Joining UBS Financial Services in 2012, Christopher Connolly currently oversees the wealth management business in downtown Baltimore where he works closely with his financial advisors and the clients they serve. Previously he led the market for Morgan Stanley and Smith Barney in Delaware and Southeastern Pennsylvania. Throughout his career as a manager, Chris has won a number of awards and accolades. In 2011 he was given the Morgan Stanley award for Leadership Excellence. He's been asked to serve on numerous firm councils including recruiting, hiring, and diversity.

          Prior to beginning a career in finance, Chris spent 5 seasons as a professional baseball player in the Kansas City Royals organization. Active in the community, he has served on several boards and coached a number of youth sports teams. He has a Bachelor of Business Administration in Management from Radford University.

                500 East Pratt Street
                11th Floor
                Baltimore, MD 21202
              • Jia Zhu

                Jia Jia Zhu

                Senior Wealth Strategy Associate

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                • CA
                • CO
                • CT
                • DC
                • DE
                • FL
                • GA
                • HI
                • MA
                • MD
                • MS
                • NJ
                • NM
                • NV
                • NY
                • OK
                • PA
                • RI
                • SC
                • TX
                • UT
                • VA

                Jia Jia Zhu is responsible for investment research and analysis, client meeting preparation and client service support. She graduated Summa Cum Laude from Towson University's College of Business and Economics. She is a candidate for the Chartered Financial Analyst (CFA) Level 2 and is a Series 7 and Series 66 Registered Representative.

                  • Towson University College of Business and Economics
                    Investing
                    Custom portfolios
                    Asset allocation
                    500 East Pratt Street
                    11th Floor
                    Baltimore, MD 21202
                  • Michael Henault

                    Michael T. Henault

                    Senior Client Associate

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                    • CA
                    • CT
                    • DC
                    • DE
                    • FL
                    • GA
                    • HI
                    • MD
                    • MS
                    • NV
                    • NY
                    • PA
                    • RI
                    • SC
                    • TX
                    • UT
                    • VA

                    A 2014 graduate of The Smeal College of Business of The Penn State University where he studied Risk Management and Finance. Mike is responsible for client service, team compliance and administration. Mike is a Series 7 and Series 66 Registered Representative.

                    Mike is referred to as the "engine room" of our practice. "I enjoy working with our clients and solving their problems. I have become familiar with the families, I know their preferences and try to provide the best service possible."

                      • The Smeal College of Business of The Penn State University
                      • Registered Client Associate
                      Banking
                      Lending services
                      Cash management
                      Securities-backed lending
                      500 East Pratt Street
                      11th Floor
                      Baltimore, MD 21202
                    Multigenerational families

                    Multigenerational families

                    Professionals

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                    Foundations and endowments

                    Foundations and endowments

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                    UBS AG, long-term senior secured debt rating. As of 11/23/2021

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