Ridge Crest Investment Partners

Ridge Crest Investment Partners is a team within UBS Private Wealth Management division that serves family office and ultra high net worth clients. Our clients include single family offices, founders and early employees at start ups, corporate executives, hedge fund and private equity professionals, families with multi-generational wealth, and select institutional investors.

Ridge Crest leads a data-driven investment approach integrated with thoughtful tax and estate planning strategies, all delivered with high touch, responsive service. Our goal is to ensure capital is employed efficiently and intentionally across all facets of your financial life. For many clients, Ridge Crest functions as an outsourced multi-family office. For others, we are an extension of the single family office team.

For all clients, we seek to anticipate needs and opportunities, and to bring security and clarity to move confidently in an ever-changing world. The Ridge Crest mission is to serve at the core of our clients’ financial lives, to provide expertise, organization, and thoughtful advice, and to be a good steward of capital for generations.

_{Neither UBS Financial Services Inc. nor its employees (including its Financial Advisors) provide tax or legal advice. You should consult with your legal counsel and/or your accountant or tax professional regarding the legal or tax implications of a particular suggestion, strategy or investment, including any estate planning strategies, before you invest or implement}

Connect with us

The proof is in our numbers

$11.04 billion

Assets under management

As of 01/31/2025

537

Collective years of experience

28 person

seasoned team

A team committed to you

When it comes to our relationships, we have a simple but powerful belief: clients want to work with someone who really cares about them. You can be confident that we receive the greatest satisfaction from sharing in your successes and milestones. There is nothing more important than earning your trust by consistently doing the right thing for you and your family today and tomorrow.

Russell A. Rabito, FOC, CPM

Managing Director–Wealth Management

Senior Portfolio Manager
Russell A. Rabito, FOC, CPM

Managing Director–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-2906
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- KS
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Purpose and passion

Russ is the Chief Investment Officer of Ridge Crest Investment Partners, as well as one of its co-founders. He is a senior portfolio manager for the Portfolio Management Program—managing large-cap growth and high-yield equity portfolios. Russ brings his considerable expertise and passion to equity investing and advising clients on asset allocation suitable to their unique situations.

A fascination with how companies grow

Growing up, Russ was fascinated by the family portfolio his grandfather put together from a few shares of General Electric stock. His fascination grew into an interest in how businesses grow or fail over time. Russ graduated cum laude from Rutgers University with a B.A. in economics. He started his career in the financial services industry in 1977 as a Financial Advisor with Merrill Lynch. He added the role of Portfolio Manager at Oppenheimer. He joined UBS (then PaineWebber) in 1994, where he was a solo Financial Advisor. In 2000, he was joined by his partner and wife, Margaret Beal. Russ was appointed Managing Director, Investments, in 2012. He has taken part in the UBS pilot program for the Clinton Initiative, a mentoring program working with small business clients and women entrepreneurs. He also serves on the UBS Portfolio Management Council, an editorial advisory group for wealth management research.

Professional achievements and education
- B.A. in Economics from Rutgers University
- Henry Rutgers Scholar in Economics
- Executive Finance Program, NYU Stern School of Business
- Licenses include: series 5, 7, 8, 31, 63, 65. Health, Life, LTC, Variable Annuity, Variable Life insurance in NY, CT, FL, IL, MA, NJ, SC
- Certified Portfolio Manager®
- Barron’s Top 100 Private Wealth Management Teams, 2021, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Barron’s Top 50 Private Wealth Management Teams, 2019The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron's Top 1,000 Financial Advisors, 2012, 2013The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022, 2023, 2024, 2025
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 100 Financial Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Barron's rating is awarded annually in April and is based on information from the prior year Q4.
- Forbes America's Top Wealth Advisors, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Advisors, 2019, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Rutgers University, B.A. in Economics
- Henry Rutgers School in Economics
- Executive Finance Program, NYU Stern School of Business
- Senior Portfolio Manager
1285 Avenue Of The Americas
New York, NY 10019

russell.rabito@ubs.com

Russell A. Rabito, FOC, CPM

1285 Avenue Of The Americas,New York,NY,10019
Miguel Hennessy

Managing Director–Wealth Management

Family Office Consultant
Miguel Hennessy

Managing Director–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-821-7136
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Miguel has more than 30 years of experience in financial markets across a range of buy side and sell side roles. For the last 17 years, he has advised a select group of ultra-high net worth families and family offices on investments, lending, and trust and estate planning strategies. Miguel has a particular focus on working with clients in the hedge fund and private equity industries, as well as families with multi-generational wealth. In addition to client advisory and relationship management, Miguel is responsible for forming macroeconomic viewpoints and tactical allocation implementation ideas.

Experience
- Managing Director, UBS Private Wealth Management
- Executive Director, J.P. Morgan Private Bank
- Partner, Capital Counsel
- Partner, Latin Valley Securities, Inc.
- Principal, Fixed Income Trading, Morgan Stanley
Credentials
- Family Office Consultant title
- Private Wealth Advisor title
- Member of the Economic Club of New York
Personal
- Miguel lives in New York, NY with his wife, and has three adult children
- Trustee of the Stom King Art Center
- He enjoys skiing, tennis, and travel
- Forbes Best-in-State Wealth Advisors, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- MBA Wharton School at the University of Pennsylvania
- Georgetown University School of Foreign Service, B.A.
- Family Office Consultant
1285 Avenue Of The Americas
New York, NY 10019

miguel.hennessy@ubs.com

Miguel Hennessy

1285 Avenue Of The Americas,New York,NY,10019
Margaret Beal, CFP

First Vice President–Wealth Management

Private Wealth Advisor
Margaret Beal, CFP

First Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-3572
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Making a difference

Margaret advises clients on financial planning, taxation, asset allocation and manager selection. Before joining UBS in 2000 she worked for a decade for an institutional asset management firm where she learned firsthand how the largest investors manage their billions. She brings this expertise to the clients she serves today. Like the rest of the team, she works hard every day to make a difference in her clients’ lives.

Extensive experience

Driven by a lifelong desire to help people, Margaret entered the financial services industry right after graduating from New York University in 1982. Before joining UBS, she worked for Glickenhaus & Co., where she served as Director of Client Service, overseeing a staff of 22 people. She holds the Series 7, 8, 24, 53, 63 and 65 securities licenses. Margaret is a Certified Financial Planner^® professional and holds a UBS Private Wealth Advisor certification.

Outside UBS

Margaret lives in Scarsdale, N.Y. with her husband, Russ. She is a steward of the environment and is a member of the Conservation Advisory Council appointed by the Town Board of Greenburgh, NY. Margaret serves on the Board of Directors and investment committee of Joy of Giving Something, a New York based operating not-for-profit focused on advancing visual arts education.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- New York University: 1982
- Private Wealth Advisor
1285 Avenue Of The Americas
New York, NY 10019

margaret.beal@ubs.com

Margaret Beal, CFP

1285 Avenue Of The Americas,New York,NY,10019
Mark Zeller, FOC

Managing Director–Wealth Management

Private Wealth Advisor
Mark Zeller, FOC

Managing Director–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

801 Laurel Oak Drive
Suite 500
Naples, FL 34108

212-713-9868
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
A family approach

Mark takes a family approach to working with clients since making a meaningful impact on their financial lives often includes advice beyond investing. Mark's ultimate goal is to create a financial situation for clients that will help them lead happier and more fulfilling lives. His unique areas of focus on the team are alternative investments, trading-oriented clients and holistically managing clients' affairs.

Twin passions

Mark’s twin passions are financial services and helping others. Right from college, he sought work that fulfilled both of those passions. After graduating with a B.S. in business administration from Drexel University, he started his career with Shearson Lehman Brothers in 1992. Mark then joined UBS in 2005. In 2010, he completed the UBS Wealth Management Education program and attained the designation of Private Wealth Advisor. Mark holds the Series 3, 7, 63 and 65 securities licenses and is insurance-licensed.

Charitable work and family

Mark is Co-President and Treasurer of the Jack Martin Fund, a charitable organization that supports the Pediatric Hematology & Oncology Division at Mt. Sinai Hospital in New York City. He lives in Naples, FL with his wife Nicole. They have two college aged children, daughter Dylan and son Ryan. Mark is an avid scuba diver.
- Barron’s Top 100 Private Wealth Management Teams, 2021, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Barron’s Top 50 Private Wealth Management Teams, 2019The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- UBS Wealth Management President’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Drexel University, B.S. Business Administration
- Private Wealth Advisor
801 Laurel Oak Drive
Suite 500
Naples, FL 34108

mark.zeller@ubs.com

Mark Zeller, FOC

801 Laurel Oak Drive,Naples,FL,34108
Jordan Mahaffey, CFA

Managing Director–Wealth Management

Family Office Consultant
Jordan Mahaffey, CFA

Managing Director–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-821-7141
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Jordan has 18 years of experience working with family offices and ultra high net worth clients. He provides holistic wealth management advice helping clients integrate investments with credit, tax, and wealth planning strategies. He is responsible for developing strategic and tactical asset allocation models, trade structuring, and running our group’s derivative-based portfolios. In addition to his investment focus, Jordan works with family office clients on matters related to family office formation, legal and tax structures for family office operations, and integrating OCIO services with other family office functions.

Experience
- Managing Director, UBS Private Wealth Management
- Vice President, J.P. Morgan Private Bank
- Senior Investment Analyst, Merrill Lynch Private Banking and Investment Group
Credentials
- Family Office Consultant title
- Private Wealth Advisor title
- CFA charterholder
- CAIA designation
Personal
- Jordan lives in New York, NY with his partner and two dogs
- He enjoys science, quantitative endeavors, and adventure travel
- Forbes America’s Top Next-Gen (Generation) Wealth Advisors, 2017, 2020, 2021The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
- Forbes Best-in-State Wealth Advisors, 2021, 2022, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2018, 2019The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Duke University, MBA
- Duke University, B.S. Economics
- Family Office Consultant
1285 Avenue Of The Americas
New York, NY 10019

jordan.mahaffey@ubs.com

Jordan Mahaffey, CFA

1285 Avenue Of The Americas,New York,NY,10019
Reed Fawley, CFP, CEPA

Senior Vice President–Wealth Management

Private Wealth Advisor
Reed Fawley, CFP, CEPA

Senior Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-1211
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Delivering high value

Reed is a Private Wealth Advisor who excels in guiding clients through the multifaceted world of wealth management – in particular, he focuses on addressing the unique financial needs of business owners and Wall Street professionals. With an in-depth expertise spanning portfolio construction, estate planning, liability and risk management, Reed's holistic approach ensures that every aspect of wealth creation and preservation is meticulously addressed. His commitment to delivering bespoke solutions is grounded in a philosophy centered around care, integrity, growth, and teamwork. This ethos is not just a statement but a lived experience for Reed and his clients, ensuring that every interaction and decision is made with transparency, respect, honesty, and a commitment to excellence.

Hooked by the energy

After graduating from Florida State University with a bachelor's degree in finance, Reed moved to New York from his hometown in Fort Lauderdale, Florida to start his career with UBS. His pursuit of excellence is further evidenced by earning esteemed designations such as Certified Financial Planner (CFP) in 2014 and Certified Exit Planning Advisor (CEPA). Reed has been recognized by Forbes America’s Top Next-Generation Wealth Advisors Best-in-State 2018-2023 marking him as a leader in his field who is deeply committed to his professional development.

Outside UBS

Beyond his professional commitments, Reed is actively engaged in supporting philanthropic endeavors and causes close to his heart. He lives in Darien, CT with his wife, Hope. They have three children, Everett, Della, and Callen and a Great Dane, Trudy. Reed loves traveling, hiking, sports and anything ocean-related.
- Barron’s Top 100 Private Wealth Management Teams, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes America’s Top Next-Gen (Generation) Wealth Advisors, 2018The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
- Forbes Best-in-State Wealth Advisors, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2018, 2019, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Florida State University, B.S. Finance
- Private Wealth Advisor
1285 Avenue Of The Americas
New York, NY 10019

reed.fawley@ubs.com

Reed Fawley, CFP, CEPA

1285 Avenue Of The Americas,New York,NY,10019
David Wardrop, CFA

Senior Vice President–Wealth Management

Senior Portfolio Manager, Private Wealth Advisor
David Wardrop, CFA

Senior Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-821-7142
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
David has 18 years of experience providing wealth advisory and investment management services to family offices and ultra high net worth clients. His areas of focus include managing multi-asset class portfolios, tax-aware investing, manager due diligence, advising on trust and estate planning strategies, pre-transaction planning, and wealth structuring. David primarily works with clients in the hedge fund and private equity industries, corporate executives, founders and early employees of venture-backed companies, and individuals in media and entertainment.

Experience
- Senior Portfolio Manager, UBS Private Wealth Management
- Vice President, J.P. Morgan Private Bank
- Senior Investment Analyst, Merrill Lynch Private Banking and Investment Group
Credentials
- Senior Portfolio Manager, UBS Portfolio Management Program
- Private Wealth Advisor title
- CFA charterholder
- Advisory Council, UBS Consolidated Advisory Program
- Member, Economic Club of New York
- Life, Accident, and Health Licensed
Personal
- David lives in Bronxville, NY with his wife and two sons
- He enjoys golf, world travel, and food and wine
- David supports charitable causes that protect the environment, animals, education and development, and veterans and military families
- Forbes America’s Top Next-Gen (Generation) Wealth Advisors, 2017, 2020, 2021The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
- Forbes Best-in-State Wealth Advisors, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2018, 2019, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Northwestern University, B.S. Journalism and Economics
- Senior Portfolio Manager, Private Wealth Advisor
1285 Avenue Of The Americas
New York, NY 10019

david.wardrop@ubs.com

David Wardrop, CFA

1285 Avenue Of The Americas,New York,NY,10019
John Scally, III

Senior Vice President–Wealth Management

Private Wealth Advisor
John Scally, III

Senior Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

973-360-4223
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
John has 13 years of experience providing wealth advisory and investment management services to founders, family offices, and ultra high net worth clients. Through a comprehensive discovery process John aims to build well-structured financial plans that are implemented tax efficiently but adaptable to changing circumstances. John counsels founders and early employees at start-ups through every stage of growth from company formation through IPO. He offers founders experienced insights about income and estate tax planning strategies, liquidity management, pre-IPO planning, and post-exit investment management.

Experience
- Senior Vice President, UBS Private Wealth Management
- Graduate Training Program, UBS Financial Services, Inc.
Credentials
- Portfolio Manager, UBS Portfolio Management Program
- Private Wealth Advisor title
- Life, Accident, and Health Licensed
Personal
- John lives in Manhasset, NY with his wife and two sons
- He enjoys golf, fishing, and world travel
- Forbes America’s Top Next-Gen (Generation) Wealth Advisors, 2017, 2020, 2021The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
- Forbes Best-in-State Wealth Advisors, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2019, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Bucknell University, B.A.
- Private Wealth Advisor
1285 Avenue Of The Americas
New York, NY 10019

john.scally@ubs.com

John Scally, III

1285 Avenue Of The Americas,New York,NY,10019
Lance E. Cholet, CFP, CEPA

Director

Private Wealth Advisor
Lance E. Cholet, CFP, CEPA

Director
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-7885
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Direct to a client’s needs

Lance’s focus on the team is financial planning, wealth transfer, asset allocation and risk management. Being part of one of UBS’s largest teams gives him the opportunity to provide clients with a family office experience and unmatched level of expertise. Lance believes in the importance of giving clients services that are holistic in nature, delivered in a language that is easily understood.

Expertise that began early

Lance has been interested in finance and the markets ever since he was a teenager. He began his career in financial services at Metropolitan Life Insurance Company as a Financial Advisor. In 2001, he joined JP Morgan Chase and Co., where he was responsible for managing client relationships with an estimated $100 million in assets. Joining UBS in 2006, Lance assisted in the creation of the firm’s financial planning offering for high net-worth clients and held the title of Wealth Management Consultant for UBS’s New York Metropolitan Region before joining the team. Lance has an M.B.A. with a Concentration in Finance from New York University’s Stern School of Business. He is a Certified Financial Planner™ professional and Certified Exit Planning Advisor.

Outside UBS

Lance enjoys spending time with his family, particularly at the beach. He is also an avid music fan who enjoys playing the guitar. In his spare time, he volunteers with the Certified Financial Planning Board of Standards and local organizations including Boy Scout Troop 41.

Professional achievements and education
- Series 7, 66 and 63 securities licenses
- Licensed life and health insurance producer
- Certified Financial Planner™ professional
- 2018 Chair of the Certified Financial Planner Board of Standards’ Disciplinary & Ethics Commission
- Forbes Best-in-State Wealth Management Teams, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Eastern Connecticut State University, B.S. Business Administration
- New York University Stern School of Business, M.B.A Finance
- Private Wealth Advisor
1285 Avenue Of The Americas
New York, NY 10019

lance.cholet@ubs.com

Lance E. Cholet, CFP, CEPA

1285 Avenue Of The Americas,New York,NY,10019
Tim Cook

Senior Vice President–Wealth Management
Tim Cook

Senior Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

One Post Office Square
35th floor
Boston, MA 02109

212-821-7021
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Tim has more than 30 years of experience in global markets working in London, Tokyo, Hong Kong, and New York. He provides wealth advisory and investment guidance to family offices, endowments, and high net worth clients. Tim’s diverse experience spans both buy side and sell side functions for leading global financial organizations. Tim primarily works with clients in the hedge fund and private equity industries, executives at cyber security and software firms, private business owners, and endowments and foundations.

Experience
- Private Wealth Advisor, UBS Private Wealth Management
- Managing Director, J.P. Morgan Private Bank
- Client Portfolio Manager/Head of International Client Service, Southeastern Asset Management
- Chief Investment Officer, Kailas Capital
- Senior roles at Bear Stearns and Jardine Fleming
Personal
- Tim lives in Boston, MA with his wife and three children
- Board Member, Beacon Hill Civic Association
- Advisory Board, WGBH
- He enjoys running, skiing, and travel
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Washington and Lee University, B.A.
- Chinese University of Hong Kong
- Executive Education Program, Harvard
- Executive Education Program, Sotheby's
One Post Office Square
35th floor
Boston, MA 02109

tim.cook@ubs.com

Tim Cook

One Post Office Square,Boston,MA,02109
Frank Walter

Senior Vice President–Wealth Management

Financial Advisor
Frank Walter

Senior Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-821-7208
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Frank has 12 years of experience assisting middle market business owners and ultra-high net worth families achieve their financial goals and secure long-term success. He brings experience working through pre-transaction planning, succession planning, and investment management services. He brings a dual approach in offering advisory support to both the client’s business and personal goals. His mission is to simplify the complexities of financial planning so clients can focus on running their businesses and families.

Experience
- Senior Vice President, UBS Private Wealth Management
- Investment Professional, J.P. Morgan Private Bank
- Investment Analyst, Drexel University Endowment Fund
Credentials
- UBS IB Network Council of Advisors
Personal
- Frank lives in Brooklyn, NY and occasionally has a foster dog
- Board Member, New York Common Pantry
- He enjoys backpacking (but not running), anything old, spending time with his triplet siblings, and is passionate about food insecurity
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Drexel University, B.S. Finance
1285 Avenue Of The Americas
New York, NY 10019

frank.s.walter@ubs.com

Frank Walter

1285 Avenue Of The Americas,New York,NY,10019
Natalie Mack

Authorized Officer

Team Administrator
Natalie Mack

Authorized Officer
Team Administrator

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-3541
View bio
- AR
- CA
- CO
- CT
- DC
- DE
- FL
- MA
- MD
- ME
- MI
- NJ
- NV
- NY
- OK
- PA
- TX
- UT
- WY
Part of a driven team

Natalie oversees day-to-day administration as the business operations manager for the team while supporting the advisors in business processes and development. She partners with the team's advisors and staff with the aim of delivering a high standard of service and personal attention to clients. She really enjoys the challenges and collaborative nature of working with a team driven to achieve a common goal.

A family introduction to financial services

Originally from Oklahoma, Natalie was introduced to the financial services industry through her sister, a financial advisor in a family-owned brokerage firm. She graduated cum laude with a B.A. in finance from the University of Central Oklahoma in 1999. After working with a top retirement advisor at Smith Barney, they transitioned to UBS in 2003. She joined Russ and Margaret in New York in 2007 and became team administrator for the team in 2011. She holds the Series 3, 7, 63 and 65 securities licenses.

Active and committed

Natalie is active within UBS, attending annual peer events hosted by the corporate office and mentoring other private wealth team administrators. She lives in Brooklyn, NY with her husband Ryan and daughter Lydia. She is passionate about cooking for others and exploring the city's diverse neighborhoods.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

natalie.mack@ubs.com

Natalie Mack

1285 Avenue Of The Americas,New York,NY,10019
Ann McGee, CFP

Authorized Officer

Senior Wealth Strategy Associate
Ann McGee, CFP

Authorized Officer
Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-9893
View bio
- AL
- AZ
- CA
- CO
- CT
- FL
- MD
- NC
- NJ
- NV
- NY
- WY
Ann’s responsibilities on the team include identifying and implementing financial planning opportunities, assisting with the development of customized asset allocation strategies and performance reporting. She strategically supports the advisors and clients with creative solutions.

Ann started her career in 1996 at Smith Barney and moved to UBS in 2005. She is a Certified Financial Planner^® professional and holds the Series 7 and 63 securities licenses. She also holds the life, accident and health insurance licenses.

Ann graduated with a B.A. in psychology from Montclair State University. She lives in River Edge, NJ with her husband Brian and school-aged children Maddy and Will. In her spare time, she likes to cook and garden. Ann volunteers with several local organizations. She and her family are actively engaged with fundraising for Breakthrough T1D (formerly JDRF).
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

ann.mcgee@ubs.com

Ann McGee, CFP

1285 Avenue Of The Americas,New York,NY,10019
Kelly Molter, CFP, AWMA

Senior Wealth Strategy Associate
Kelly Molter, CFP, AWMA

Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-4980
View bio
- CA
- CO
- CT
- FL
- LA
- MA
- MD
- NC
- NJ
- NY
- SC
- TX
- VA
- WY
Long-lasting client relationships

Kelly’s responsibilities include relationship management, financial planning, asset allocation and portfolio recommendations, as well as performance reporting. She enjoys functioning as part of the team to help clients reach their financial and personal goals. The ability to build long-lasting, trusting relationships with clients is what satisfies her most about her job.

An education in personal finance

Kelly got into the financial services industry because of her belief in the importance of being educated in personal finance from a young age. She joined UBS in 2012 after graduating cum laude with a B.S. in finance from Providence College. She is a Certified Financial Planner professional and Accredited Wealth Management Advisor. She holds the Series 7 and 66 securities licenses as well as the life, accident and health insurance licenses for the state of New York.

Outside UBS

Kelly lives on Long Island with her husband, Dustin, and their two children. She enjoys participating in UBS Volunteer Days at the NY Common Pantry. Kelly loves cooking, travel and spending time with family and friends—especially at the beach.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

kelly.molter@ubs.com

Kelly Molter, CFP, AWMA

1285 Avenue Of The Americas,New York,NY,10019
Heidi Scali, CFA

Senior Wealth Strategy Associate
Heidi Scali, CFA

Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-2929
View bio
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- IL
- IN
- KY
- MA
- MD
- ME
- MO
- NC
- NH
- NJ
- NV
- NY
- OH
- OR
- PA
- PR
- SC
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
With over a decade of experience in the financial services industry, Heidi brings a wealth of
expertise to her role as Senior Wealth Strategy Associate. She specializes in crafting tailored
investment strategies and portfolio solutions that align with the unique financial objectives of
clients. Heidi joined UBS in 2015 and, after a brief hiatus at Raymond James Financial
Services, returned to the firm in February 2022 to work with high- net worth and ultra high net
worth investors.

In her current position, Heidi supports the team with comprehensive investment strategy
development, portfolio construction, and ongoing financial guidance. She leverages her deep
understanding of the markets and financial planning to help clients navigate complex wealth
management challenges.

Heidi earned a Bachelor of Science in Finance from Syracuse University and holds several key
industry certifications, including FINRA Series 7, 63, and 65 licenses, as well as Life, Health,
and Variable Annuity licensure. Demonstrating a commitment to continuous professional
growth,in 2022, Heidi competed the Chartered Financial Analyst (CFA) designation, a rigorous
multi-year program renowned for its global standard in investment knowledge, ethics, and
professional standards.

Outside of her professional endeavors, Heidi resides in Scarsdale, NY. While her schedule is
demanding, she cherishes time spent with her family and friends and enjoys outdoor activities,
particularly hiking and tennis.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

heidi.scali@ubs.com

Heidi Scali, CFA

1285 Avenue Of The Americas,New York,NY,10019
Jason Segal

Senior Wealth Strategy Associate
Jason Segal

Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-2047
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NH
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
Jason began his career in 2015 and has vast experience providing wealth advisory + investment management services. His area of focus on the team includes supporting the management of client multi-asset class investment portfolios. Jason provides analysis/research while helping to generate new investment ideas. He collaborates with team members on overall portfolio strategy while helping to maintain tax efficiency.

Experience:
- Equity Research Associate, BTIG
- Registered Sales Associate, Morgan Stanley
- Registered Client Service Associate, Stifel Nicolaus
Credentials:
- BS, Finance, Eller College of Management at The University of Arizona
- Series 7, 24, 66, 86, 87 securities licenses
Personal:
- Jason lives in New York, NY
- Avid reader
- He enjoys spending time with family, playing tennis and watching the NY Mets, NY Giants + Arizona Basketball
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

jason.segal@ubs.com

Jason Segal

1285 Avenue Of The Americas,New York,NY,10019
Kara Cooke

Associate Director

Senior Wealth Strategy Associate
Kara Cooke

Associate Director
Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-821-7505
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

kara.cooke@ubs.com

Kara Cooke

1285 Avenue Of The Americas,New York,NY,10019
Abigail Hancock

Registered Client Associate
Abigail Hancock

Registered Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-821-7567
View bio
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- WA
Abigail drives our wealth planning services helping clients articulate their financial goals by building cash flow models to demonstrate tradeoffs and key decision points. Abigail works with advisors and clients to integrate this planning with tax and estate strategies. She also supports relationship management, account operations, trade execution, and private banking services.

Experience
- Wealth Strategy Associate, UBS Private Wealth Management
- Client Associate, UBS Private Wealth Management
Credentials
- BA, Washington & Lee University
Personal
- Abigail Lives in New York, NY
- She enjoys running, travel, and living in New York City in her 20s
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

abigail.hancock@ubs.com

Abigail Hancock

1285 Avenue Of The Americas,New York,NY,10019
Lauren Madia

Senior Registered Client Associate
Lauren Madia

Senior Registered Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-821-4011
View bio
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- WA
- WY
Lauren has 17 years of experience working in private wealth management and capital markets roles. Lauren’s responsibilities include client relationship management, trade execution, account maintenance, and team operations. She provides proactive service to each client with a goal of bringing ease and efficiency to managing complex personal financial matters.

Experience
- Senior Client Associate, UBS Private Wealth Management
- Associate, FX Prime Brokerage, Morgan Stanley
- Client Service Associate, Morgan Stanley
Credentials
- BS, Binghamton
Personal
- Lauren lives in West Babylon, NY with her husband and daughter
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

lauren.madia@ubs.com

Lauren Madia

1285 Avenue Of The Americas,New York,NY,10019
Shlomo Mizrahi

Senior Registered Client Associate
Shlomo Mizrahi

Senior Registered Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-649-8042
View bio
- CA
- CO
- CT
- DE
- FL
- LA
- MA
- MD
- ME
- MI
- NJ
- NV
- NY
- SC
- TX
- WY
Client service and communication

Shlomo is a key member of the team in the analysis and marketing of products and services that assist with clients’ financial needs. He focuses on providing cash management and lending solutions and assists with portfolio management. In addition, Shlomo supports the team’s administrative functions, concentrating his efforts on client communication and account maintenance. He contributes to the team’s ongoing effort to refine its client service model that is built to maintain and uphold the team’s commitment to providing structured and personalized client service.

A passion for helping others

While at Baruch College, Shlomo sought a client-centric business where he could combine his interest and knowledge of finance with his passion for helping others. He joined UBS as an intern in 2014, during his junior year, and came on board permanently after graduating magna cum laude from Baruch with a B.B.A. in Finance and Investments. He holds the Series 7 and 66 securities licenses.

Outside UBS

Shlomo volunteers at Belev Echad, a nonprofit organization that supports IDF soldiers and veterans, and at SBH, a charitable organization dedicated to caring for those less fortunate in his community. He lives in Brooklyn and enjoys basketball, soccer, tennis and hiking.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

shlomo.mizrahi@ubs.com

Shlomo Mizrahi

1285 Avenue Of The Americas,New York,NY,10019
Charmaine St. John

Client Associate
Charmaine St. John

Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-9944
View bio
- AZ
- CA
- CO
- CT
- FL
- GA
- MA
- NJ
- NV
- NY
- PA
- TX
- VA
- WY
Comprehensive client service

Charmaine provides comprehensive client service in all aspects of account administration and operations, onboarding new clients, and building and maintaining long-lasting client relationships. With her wealth of experience, she coaches and trains the team’s newest associates.

Building a career from college

Charmaine became interested in the financial services industry while attending New York City Technical College. After graduating in 1985, she began her career on the Unit Trading Desk at Drexel Lambert, eventually holding positions as a registered sales assistant, account executive and branch service administrator. She joined UBS in 2006. She holds the Series 7 and 63 securities licenses and has an Associate in Applied Science degree in accounting.

Outside UBS

Charmaine is an active member in the women’s ministry at Tabernacle Baptist Church in Burlington, NJ. She lives in Burlington, NJ and has two children, Lenny and Kira. She loves traveling, gardening and reading.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

charmaine.stjohn@ubs.com

Charmaine St. John

1285 Avenue Of The Americas,New York,NY,10019
Alisa Ko

Senior Registered Client Associate
Alisa Ko

Senior Registered Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-821-2145
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MT
- NC
- NJ
- NM
- NV
- NY
- OH
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- WA
- WY
Alisa has over 12 years of Private Wealth Management experience. She is focused on understanding and anticipating the unique needs of each client in order to provide high touch, specialized service. She enjoys building relationships with each family, while striving to provide thoughtful and detailed attention to every relationship.

Experience
- Senior Client Associate, UBS Private Wealth Management
- Senior Client Service Associate, Morgan Stanley
- Senior Client Service Associate, Citi
Credentials
- BS, Economics and Psychology, New York University
Personal
- Alisa lives in Port Washington, NY with her husband, 3 daughters, and Bichon Frise
- Crisis Counselor, Crisis Text Line
- Volunteer, New York Cares
- She enjoys reading, tea, art and she is bilingual
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

alisa.ko@ubs.com

Alisa Ko

1285 Avenue Of The Americas,New York,NY,10019
Stephanie Higgins

Senior Registered Client Associate
Stephanie Higgins

Senior Registered Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

973-360-4214
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WY
Stephanie has 17 years of experience in trade execution and operations for private client and buy side roles. As a Senior Client Associate, Stephanie provides a wide range of services across private banking, account maintenance, trade support, and team operations. She seeks to anticipate client needs and to deliver personalized management of financial matters for each family.

Experience
- Senior Client Associate, UBS Private Wealth Management
- Client Service Associate, Morgan Stanley
- Trading Assistant, White Mountain Capital
Credentials
- BSA, Fairfield University
Personal
- She lives in Manhasset, NY with her husband and 3 boys
- She enjoys playing tennis and is an avid dog lover
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

stephanie.higgins@ubs.com

Stephanie Higgins

1285 Avenue Of The Americas,New York,NY,10019
Eliza Luch

Senior Registered Client Associate
Eliza Luch

Senior Registered Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-821-7234
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- WA
- WY
Eliza has 16 years of experience in finance having worked in both capital markets and client coverage roles. She provides proactive service and develops personal relationships with each client. Eliza’s responsibilities include account operations and maintenance, trade execution, private banking services, and relationship management.

Experience
- Senior Client Associate, UBS Private Wealth Management
- Senior Registered Client Service Associate, Merrill Lynch
- Sales Associate, OTC Markets Group
- Associate, Global Capital Markets, Bank of New York Mellon
Credentials
- BS, Finance, Rutgers
Personal
- Eliza lives in Hoboken, NJ with her dog
- She enjoys world travel and is fluent in French
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

eliza.luch@ubs.com

Eliza Luch

1285 Avenue Of The Americas,New York,NY,10019
Alyssa Laperuta

Registered Client Associate
Alyssa Laperuta

Registered Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-649-8055
View bio
- CA
- CO
- CT
- FL
- LA
- MA
- MD
- NC
- NJ
- NY
- SC
- TX
- VA
- WY
Alyssa's key responsibilities on the team include account onboarding and maintenance, building client relationships and leading marketing initiatives. She entered the financial services industry after earning her B.S. in Economics from the College of Staten Island in 2022, where she was also a member of the International Honor Society for Economics. Alyssa holds both the Series 7 and Series 66 securities licenses. She resides in Staten Island and enjoys spending time at the beach and socializing with friends and family.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

alyssa.mello-laperuta@ubs.com

Alyssa Laperuta

1285 Avenue Of The Americas,New York,NY,10019
Esther Hanon

Client Associate
Esther Hanon

Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-1108
View bio
Esther’s primary responsibilities on the team include account onboarding and maintenance, operational management and providing all clients with the highest level of service. Esther’s main goal is to ensure that all clients feel like she is always there to help; whether it be to answer questions or assist with account related activities. As a client’s first point of contact for private wealth management and account administration, Esther support’s our teams commitment to our clients.

Esther graduated magna cum laude from the Rephael Recanati International School in Herzliya, Israel with a B.B.A. in Business Administration. She started college at Baruch College, and two years later, as a newlywed, moved to Israel with her husband so that he can attend medical school in Tel Aviv. Esther started her career in wealth management in 2018 when she joined as an intern and has now joined us as a full-time employee. Esther holds the series 7 securities license.

On her free time, Esther volunteers at SBH, a charitable organization, cooking and delivering meals for families in need, and at her local synagogue on the weekends. Esther lives in Brooklyn, NY with her husband Ezra and daughters Lynn and Marielle. In her spare time, she enjoys cooking for her family, fitness, and skiing in the winter months.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

esther.hanon@ubs.com

Esther Hanon

1285 Avenue Of The Americas,New York,NY,10019
Stephanie Xuereb

Client Associate
Stephanie Xuereb

Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-9572
View bio
Stephanie plays a key role in helping ensure seamless account maintenance, client communication, and providing valuable support across a range of operational tasks. She began with the team as an intern in 2022, gaining hands-on experience that laid the foundation for her transition into her current client service position in 2024.

Stephanie graduated from Stony Brook University in 2023 with a B.S. in Economics and Business Management, specializing in Finance. She lives in Manhattan with her kitten Bowie and enjoys spending quality time with her family and friends.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

stephanie.xuereb@ubs.com

Stephanie Xuereb

1285 Avenue Of The Americas,New York,NY,10019
Steven Marino

Client Associate
Steven Marino

Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-821-7512
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

steven.marino@ubs.com

Steven Marino

1285 Avenue Of The Americas,New York,NY,10019

Russell A. Rabito, FOC, CPM

Managing Director–Wealth Management

Senior Portfolio Manager
Russell A. Rabito, FOC, CPM

Managing Director–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-2906
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- KS
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Purpose and passion

Russ is the Chief Investment Officer of Ridge Crest Investment Partners, as well as one of its co-founders. He is a senior portfolio manager for the Portfolio Management Program—managing large-cap growth and high-yield equity portfolios. Russ brings his considerable expertise and passion to equity investing and advising clients on asset allocation suitable to their unique situations.

A fascination with how companies grow

Growing up, Russ was fascinated by the family portfolio his grandfather put together from a few shares of General Electric stock. His fascination grew into an interest in how businesses grow or fail over time. Russ graduated cum laude from Rutgers University with a B.A. in economics. He started his career in the financial services industry in 1977 as a Financial Advisor with Merrill Lynch. He added the role of Portfolio Manager at Oppenheimer. He joined UBS (then PaineWebber) in 1994, where he was a solo Financial Advisor. In 2000, he was joined by his partner and wife, Margaret Beal. Russ was appointed Managing Director, Investments, in 2012. He has taken part in the UBS pilot program for the Clinton Initiative, a mentoring program working with small business clients and women entrepreneurs. He also serves on the UBS Portfolio Management Council, an editorial advisory group for wealth management research.

Professional achievements and education
- B.A. in Economics from Rutgers University
- Henry Rutgers Scholar in Economics
- Executive Finance Program, NYU Stern School of Business
- Licenses include: series 5, 7, 8, 31, 63, 65. Health, Life, LTC, Variable Annuity, Variable Life insurance in NY, CT, FL, IL, MA, NJ, SC
- Certified Portfolio Manager®
- Barron’s Top 100 Private Wealth Management Teams, 2021, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Barron’s Top 50 Private Wealth Management Teams, 2019The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron's Top 1,000 Financial Advisors, 2012, 2013The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022, 2023, 2024, 2025
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 100 Financial Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Barron's rating is awarded annually in April and is based on information from the prior year Q4.
- Forbes America's Top Wealth Advisors, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Advisors, 2019, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Rutgers University, B.A. in Economics
- Henry Rutgers School in Economics
- Executive Finance Program, NYU Stern School of Business
- Senior Portfolio Manager
1285 Avenue Of The Americas
New York, NY 10019

russell.rabito@ubs.com

Russell A. Rabito, FOC, CPM

1285 Avenue Of The Americas,New York,NY,10019
Miguel Hennessy

Managing Director–Wealth Management

Family Office Consultant
Miguel Hennessy

Managing Director–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-821-7136
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Miguel has more than 30 years of experience in financial markets across a range of buy side and sell side roles. For the last 17 years, he has advised a select group of ultra-high net worth families and family offices on investments, lending, and trust and estate planning strategies. Miguel has a particular focus on working with clients in the hedge fund and private equity industries, as well as families with multi-generational wealth. In addition to client advisory and relationship management, Miguel is responsible for forming macroeconomic viewpoints and tactical allocation implementation ideas.

Experience
- Managing Director, UBS Private Wealth Management
- Executive Director, J.P. Morgan Private Bank
- Partner, Capital Counsel
- Partner, Latin Valley Securities, Inc.
- Principal, Fixed Income Trading, Morgan Stanley
Credentials
- Family Office Consultant title
- Private Wealth Advisor title
- Member of the Economic Club of New York
Personal
- Miguel lives in New York, NY with his wife, and has three adult children
- Trustee of the Stom King Art Center
- He enjoys skiing, tennis, and travel
- Forbes Best-in-State Wealth Advisors, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- MBA Wharton School at the University of Pennsylvania
- Georgetown University School of Foreign Service, B.A.
- Family Office Consultant
1285 Avenue Of The Americas
New York, NY 10019

miguel.hennessy@ubs.com

Miguel Hennessy

1285 Avenue Of The Americas,New York,NY,10019
Margaret Beal, CFP

First Vice President–Wealth Management

Private Wealth Advisor
Margaret Beal, CFP

First Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-3572
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Making a difference

Margaret advises clients on financial planning, taxation, asset allocation and manager selection. Before joining UBS in 2000 she worked for a decade for an institutional asset management firm where she learned firsthand how the largest investors manage their billions. She brings this expertise to the clients she serves today. Like the rest of the team, she works hard every day to make a difference in her clients’ lives.

Extensive experience

Driven by a lifelong desire to help people, Margaret entered the financial services industry right after graduating from New York University in 1982. Before joining UBS, she worked for Glickenhaus & Co., where she served as Director of Client Service, overseeing a staff of 22 people. She holds the Series 7, 8, 24, 53, 63 and 65 securities licenses. Margaret is a Certified Financial Planner^® professional and holds a UBS Private Wealth Advisor certification.

Outside UBS

Margaret lives in Scarsdale, N.Y. with her husband, Russ. She is a steward of the environment and is a member of the Conservation Advisory Council appointed by the Town Board of Greenburgh, NY. Margaret serves on the Board of Directors and investment committee of Joy of Giving Something, a New York based operating not-for-profit focused on advancing visual arts education.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- New York University: 1982
- Private Wealth Advisor
1285 Avenue Of The Americas
New York, NY 10019

margaret.beal@ubs.com

Margaret Beal, CFP

1285 Avenue Of The Americas,New York,NY,10019
Mark Zeller, FOC

Managing Director–Wealth Management

Private Wealth Advisor
Mark Zeller, FOC

Managing Director–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

801 Laurel Oak Drive
Suite 500
Naples, FL 34108

212-713-9868
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
A family approach

Mark takes a family approach to working with clients since making a meaningful impact on their financial lives often includes advice beyond investing. Mark's ultimate goal is to create a financial situation for clients that will help them lead happier and more fulfilling lives. His unique areas of focus on the team are alternative investments, trading-oriented clients and holistically managing clients' affairs.

Twin passions

Mark’s twin passions are financial services and helping others. Right from college, he sought work that fulfilled both of those passions. After graduating with a B.S. in business administration from Drexel University, he started his career with Shearson Lehman Brothers in 1992. Mark then joined UBS in 2005. In 2010, he completed the UBS Wealth Management Education program and attained the designation of Private Wealth Advisor. Mark holds the Series 3, 7, 63 and 65 securities licenses and is insurance-licensed.

Charitable work and family

Mark is Co-President and Treasurer of the Jack Martin Fund, a charitable organization that supports the Pediatric Hematology & Oncology Division at Mt. Sinai Hospital in New York City. He lives in Naples, FL with his wife Nicole. They have two college aged children, daughter Dylan and son Ryan. Mark is an avid scuba diver.
- Barron’s Top 100 Private Wealth Management Teams, 2021, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Barron’s Top 50 Private Wealth Management Teams, 2019The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- UBS Wealth Management President’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Drexel University, B.S. Business Administration
- Private Wealth Advisor
801 Laurel Oak Drive
Suite 500
Naples, FL 34108

mark.zeller@ubs.com

Mark Zeller, FOC

801 Laurel Oak Drive,Naples,FL,34108
Jordan Mahaffey, CFA

Managing Director–Wealth Management

Family Office Consultant
Jordan Mahaffey, CFA

Managing Director–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-821-7141
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Jordan has 18 years of experience working with family offices and ultra high net worth clients. He provides holistic wealth management advice helping clients integrate investments with credit, tax, and wealth planning strategies. He is responsible for developing strategic and tactical asset allocation models, trade structuring, and running our group’s derivative-based portfolios. In addition to his investment focus, Jordan works with family office clients on matters related to family office formation, legal and tax structures for family office operations, and integrating OCIO services with other family office functions.

Experience
- Managing Director, UBS Private Wealth Management
- Vice President, J.P. Morgan Private Bank
- Senior Investment Analyst, Merrill Lynch Private Banking and Investment Group
Credentials
- Family Office Consultant title
- Private Wealth Advisor title
- CFA charterholder
- CAIA designation
Personal
- Jordan lives in New York, NY with his partner and two dogs
- He enjoys science, quantitative endeavors, and adventure travel
- Forbes America’s Top Next-Gen (Generation) Wealth Advisors, 2017, 2020, 2021The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
- Forbes Best-in-State Wealth Advisors, 2021, 2022, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2018, 2019The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Duke University, MBA
- Duke University, B.S. Economics
- Family Office Consultant
1285 Avenue Of The Americas
New York, NY 10019

jordan.mahaffey@ubs.com

Jordan Mahaffey, CFA

1285 Avenue Of The Americas,New York,NY,10019
Reed Fawley, CFP, CEPA

Senior Vice President–Wealth Management

Private Wealth Advisor
Reed Fawley, CFP, CEPA

Senior Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-1211
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Delivering high value

Reed is a Private Wealth Advisor who excels in guiding clients through the multifaceted world of wealth management – in particular, he focuses on addressing the unique financial needs of business owners and Wall Street professionals. With an in-depth expertise spanning portfolio construction, estate planning, liability and risk management, Reed's holistic approach ensures that every aspect of wealth creation and preservation is meticulously addressed. His commitment to delivering bespoke solutions is grounded in a philosophy centered around care, integrity, growth, and teamwork. This ethos is not just a statement but a lived experience for Reed and his clients, ensuring that every interaction and decision is made with transparency, respect, honesty, and a commitment to excellence.

Hooked by the energy

After graduating from Florida State University with a bachelor's degree in finance, Reed moved to New York from his hometown in Fort Lauderdale, Florida to start his career with UBS. His pursuit of excellence is further evidenced by earning esteemed designations such as Certified Financial Planner (CFP) in 2014 and Certified Exit Planning Advisor (CEPA). Reed has been recognized by Forbes America’s Top Next-Generation Wealth Advisors Best-in-State 2018-2023 marking him as a leader in his field who is deeply committed to his professional development.

Outside UBS

Beyond his professional commitments, Reed is actively engaged in supporting philanthropic endeavors and causes close to his heart. He lives in Darien, CT with his wife, Hope. They have three children, Everett, Della, and Callen and a Great Dane, Trudy. Reed loves traveling, hiking, sports and anything ocean-related.
- Barron’s Top 100 Private Wealth Management Teams, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes America’s Top Next-Gen (Generation) Wealth Advisors, 2018The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
- Forbes Best-in-State Wealth Advisors, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2018, 2019, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Florida State University, B.S. Finance
- Private Wealth Advisor
1285 Avenue Of The Americas
New York, NY 10019

reed.fawley@ubs.com

Reed Fawley, CFP, CEPA

1285 Avenue Of The Americas,New York,NY,10019
David Wardrop, CFA

Senior Vice President–Wealth Management

Senior Portfolio Manager, Private Wealth Advisor
David Wardrop, CFA

Senior Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-821-7142
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
David has 18 years of experience providing wealth advisory and investment management services to family offices and ultra high net worth clients. His areas of focus include managing multi-asset class portfolios, tax-aware investing, manager due diligence, advising on trust and estate planning strategies, pre-transaction planning, and wealth structuring. David primarily works with clients in the hedge fund and private equity industries, corporate executives, founders and early employees of venture-backed companies, and individuals in media and entertainment.

Experience
- Senior Portfolio Manager, UBS Private Wealth Management
- Vice President, J.P. Morgan Private Bank
- Senior Investment Analyst, Merrill Lynch Private Banking and Investment Group
Credentials
- Senior Portfolio Manager, UBS Portfolio Management Program
- Private Wealth Advisor title
- CFA charterholder
- Advisory Council, UBS Consolidated Advisory Program
- Member, Economic Club of New York
- Life, Accident, and Health Licensed
Personal
- David lives in Bronxville, NY with his wife and two sons
- He enjoys golf, world travel, and food and wine
- David supports charitable causes that protect the environment, animals, education and development, and veterans and military families
- Forbes America’s Top Next-Gen (Generation) Wealth Advisors, 2017, 2020, 2021The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
- Forbes Best-in-State Wealth Advisors, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2018, 2019, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Northwestern University, B.S. Journalism and Economics
- Senior Portfolio Manager, Private Wealth Advisor
1285 Avenue Of The Americas
New York, NY 10019

david.wardrop@ubs.com

David Wardrop, CFA

1285 Avenue Of The Americas,New York,NY,10019
John Scally, III

Senior Vice President–Wealth Management

Private Wealth Advisor
John Scally, III

Senior Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

973-360-4223
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
John has 13 years of experience providing wealth advisory and investment management services to founders, family offices, and ultra high net worth clients. Through a comprehensive discovery process John aims to build well-structured financial plans that are implemented tax efficiently but adaptable to changing circumstances. John counsels founders and early employees at start-ups through every stage of growth from company formation through IPO. He offers founders experienced insights about income and estate tax planning strategies, liquidity management, pre-IPO planning, and post-exit investment management.

Experience
- Senior Vice President, UBS Private Wealth Management
- Graduate Training Program, UBS Financial Services, Inc.
Credentials
- Portfolio Manager, UBS Portfolio Management Program
- Private Wealth Advisor title
- Life, Accident, and Health Licensed
Personal
- John lives in Manhasset, NY with his wife and two sons
- He enjoys golf, fishing, and world travel
- Forbes America’s Top Next-Gen (Generation) Wealth Advisors, 2017, 2020, 2021The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
- Forbes Best-in-State Wealth Advisors, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2019, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Bucknell University, B.A.
- Private Wealth Advisor
1285 Avenue Of The Americas
New York, NY 10019

john.scally@ubs.com

John Scally, III

1285 Avenue Of The Americas,New York,NY,10019
Lance E. Cholet, CFP, CEPA

Director

Private Wealth Advisor
Lance E. Cholet, CFP, CEPA

Director
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-7885
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Direct to a client’s needs

Lance’s focus on the team is financial planning, wealth transfer, asset allocation and risk management. Being part of one of UBS’s largest teams gives him the opportunity to provide clients with a family office experience and unmatched level of expertise. Lance believes in the importance of giving clients services that are holistic in nature, delivered in a language that is easily understood.

Expertise that began early

Lance has been interested in finance and the markets ever since he was a teenager. He began his career in financial services at Metropolitan Life Insurance Company as a Financial Advisor. In 2001, he joined JP Morgan Chase and Co., where he was responsible for managing client relationships with an estimated $100 million in assets. Joining UBS in 2006, Lance assisted in the creation of the firm’s financial planning offering for high net-worth clients and held the title of Wealth Management Consultant for UBS’s New York Metropolitan Region before joining the team. Lance has an M.B.A. with a Concentration in Finance from New York University’s Stern School of Business. He is a Certified Financial Planner™ professional and Certified Exit Planning Advisor.

Outside UBS

Lance enjoys spending time with his family, particularly at the beach. He is also an avid music fan who enjoys playing the guitar. In his spare time, he volunteers with the Certified Financial Planning Board of Standards and local organizations including Boy Scout Troop 41.

Professional achievements and education
- Series 7, 66 and 63 securities licenses
- Licensed life and health insurance producer
- Certified Financial Planner™ professional
- 2018 Chair of the Certified Financial Planner Board of Standards’ Disciplinary & Ethics Commission
- Forbes Best-in-State Wealth Management Teams, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Eastern Connecticut State University, B.S. Business Administration
- New York University Stern School of Business, M.B.A Finance
- Private Wealth Advisor
1285 Avenue Of The Americas
New York, NY 10019

lance.cholet@ubs.com

Lance E. Cholet, CFP, CEPA

1285 Avenue Of The Americas,New York,NY,10019
Tim Cook

Senior Vice President–Wealth Management
Tim Cook

Senior Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

One Post Office Square
35th floor
Boston, MA 02109

212-821-7021
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Tim has more than 30 years of experience in global markets working in London, Tokyo, Hong Kong, and New York. He provides wealth advisory and investment guidance to family offices, endowments, and high net worth clients. Tim’s diverse experience spans both buy side and sell side functions for leading global financial organizations. Tim primarily works with clients in the hedge fund and private equity industries, executives at cyber security and software firms, private business owners, and endowments and foundations.

Experience
- Private Wealth Advisor, UBS Private Wealth Management
- Managing Director, J.P. Morgan Private Bank
- Client Portfolio Manager/Head of International Client Service, Southeastern Asset Management
- Chief Investment Officer, Kailas Capital
- Senior roles at Bear Stearns and Jardine Fleming
Personal
- Tim lives in Boston, MA with his wife and three children
- Board Member, Beacon Hill Civic Association
- Advisory Board, WGBH
- He enjoys running, skiing, and travel
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Washington and Lee University, B.A.
- Chinese University of Hong Kong
- Executive Education Program, Harvard
- Executive Education Program, Sotheby's
One Post Office Square
35th floor
Boston, MA 02109

tim.cook@ubs.com

Tim Cook

One Post Office Square,Boston,MA,02109
Frank Walter

Senior Vice President–Wealth Management

Financial Advisor
Frank Walter

Senior Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-821-7208
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Frank has 12 years of experience assisting middle market business owners and ultra-high net worth families achieve their financial goals and secure long-term success. He brings experience working through pre-transaction planning, succession planning, and investment management services. He brings a dual approach in offering advisory support to both the client’s business and personal goals. His mission is to simplify the complexities of financial planning so clients can focus on running their businesses and families.

Experience
- Senior Vice President, UBS Private Wealth Management
- Investment Professional, J.P. Morgan Private Bank
- Investment Analyst, Drexel University Endowment Fund
Credentials
- UBS IB Network Council of Advisors
Personal
- Frank lives in Brooklyn, NY and occasionally has a foster dog
- Board Member, New York Common Pantry
- He enjoys backpacking (but not running), anything old, spending time with his triplet siblings, and is passionate about food insecurity
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Drexel University, B.S. Finance
1285 Avenue Of The Americas
New York, NY 10019

frank.s.walter@ubs.com

Frank Walter

1285 Avenue Of The Americas,New York,NY,10019
Natalie Mack

Authorized Officer

Team Administrator
Natalie Mack

Authorized Officer
Team Administrator

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-3541
View bio
- AR
- CA
- CO
- CT
- DC
- DE
- FL
- MA
- MD
- ME
- MI
- NJ
- NV
- NY
- OK
- PA
- TX
- UT
- WY
Part of a driven team

Natalie oversees day-to-day administration as the business operations manager for the team while supporting the advisors in business processes and development. She partners with the team's advisors and staff with the aim of delivering a high standard of service and personal attention to clients. She really enjoys the challenges and collaborative nature of working with a team driven to achieve a common goal.

A family introduction to financial services

Originally from Oklahoma, Natalie was introduced to the financial services industry through her sister, a financial advisor in a family-owned brokerage firm. She graduated cum laude with a B.A. in finance from the University of Central Oklahoma in 1999. After working with a top retirement advisor at Smith Barney, they transitioned to UBS in 2003. She joined Russ and Margaret in New York in 2007 and became team administrator for the team in 2011. She holds the Series 3, 7, 63 and 65 securities licenses.

Active and committed

Natalie is active within UBS, attending annual peer events hosted by the corporate office and mentoring other private wealth team administrators. She lives in Brooklyn, NY with her husband Ryan and daughter Lydia. She is passionate about cooking for others and exploring the city's diverse neighborhoods.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

natalie.mack@ubs.com

Natalie Mack

1285 Avenue Of The Americas,New York,NY,10019
Ann McGee, CFP

Authorized Officer

Senior Wealth Strategy Associate
Ann McGee, CFP

Authorized Officer
Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-9893
View bio
- AL
- AZ
- CA
- CO
- CT
- FL
- MD
- NC
- NJ
- NV
- NY
- WY
Ann’s responsibilities on the team include identifying and implementing financial planning opportunities, assisting with the development of customized asset allocation strategies and performance reporting. She strategically supports the advisors and clients with creative solutions.

Ann started her career in 1996 at Smith Barney and moved to UBS in 2005. She is a Certified Financial Planner^® professional and holds the Series 7 and 63 securities licenses. She also holds the life, accident and health insurance licenses.

Ann graduated with a B.A. in psychology from Montclair State University. She lives in River Edge, NJ with her husband Brian and school-aged children Maddy and Will. In her spare time, she likes to cook and garden. Ann volunteers with several local organizations. She and her family are actively engaged with fundraising for Breakthrough T1D (formerly JDRF).
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

ann.mcgee@ubs.com

Ann McGee, CFP

1285 Avenue Of The Americas,New York,NY,10019
Kelly Molter, CFP, AWMA

Senior Wealth Strategy Associate
Kelly Molter, CFP, AWMA

Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-4980
View bio
- CA
- CO
- CT
- FL
- LA
- MA
- MD
- NC
- NJ
- NY
- SC
- TX
- VA
- WY
Long-lasting client relationships

Kelly’s responsibilities include relationship management, financial planning, asset allocation and portfolio recommendations, as well as performance reporting. She enjoys functioning as part of the team to help clients reach their financial and personal goals. The ability to build long-lasting, trusting relationships with clients is what satisfies her most about her job.

An education in personal finance

Kelly got into the financial services industry because of her belief in the importance of being educated in personal finance from a young age. She joined UBS in 2012 after graduating cum laude with a B.S. in finance from Providence College. She is a Certified Financial Planner professional and Accredited Wealth Management Advisor. She holds the Series 7 and 66 securities licenses as well as the life, accident and health insurance licenses for the state of New York.

Outside UBS

Kelly lives on Long Island with her husband, Dustin, and their two children. She enjoys participating in UBS Volunteer Days at the NY Common Pantry. Kelly loves cooking, travel and spending time with family and friends—especially at the beach.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

kelly.molter@ubs.com

Kelly Molter, CFP, AWMA

1285 Avenue Of The Americas,New York,NY,10019
Heidi Scali, CFA

Senior Wealth Strategy Associate
Heidi Scali, CFA

Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-2929
View bio
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- IL
- IN
- KY
- MA
- MD
- ME
- MO
- NC
- NH
- NJ
- NV
- NY
- OH
- OR
- PA
- PR
- SC
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
With over a decade of experience in the financial services industry, Heidi brings a wealth of
expertise to her role as Senior Wealth Strategy Associate. She specializes in crafting tailored
investment strategies and portfolio solutions that align with the unique financial objectives of
clients. Heidi joined UBS in 2015 and, after a brief hiatus at Raymond James Financial
Services, returned to the firm in February 2022 to work with high- net worth and ultra high net
worth investors.

In her current position, Heidi supports the team with comprehensive investment strategy
development, portfolio construction, and ongoing financial guidance. She leverages her deep
understanding of the markets and financial planning to help clients navigate complex wealth
management challenges.

Heidi earned a Bachelor of Science in Finance from Syracuse University and holds several key
industry certifications, including FINRA Series 7, 63, and 65 licenses, as well as Life, Health,
and Variable Annuity licensure. Demonstrating a commitment to continuous professional
growth,in 2022, Heidi competed the Chartered Financial Analyst (CFA) designation, a rigorous
multi-year program renowned for its global standard in investment knowledge, ethics, and
professional standards.

Outside of her professional endeavors, Heidi resides in Scarsdale, NY. While her schedule is
demanding, she cherishes time spent with her family and friends and enjoys outdoor activities,
particularly hiking and tennis.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

heidi.scali@ubs.com

Heidi Scali, CFA

1285 Avenue Of The Americas,New York,NY,10019
Jason Segal

Senior Wealth Strategy Associate
Jason Segal

Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-2047
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- NC
- NH
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
Jason began his career in 2015 and has vast experience providing wealth advisory + investment management services. His area of focus on the team includes supporting the management of client multi-asset class investment portfolios. Jason provides analysis/research while helping to generate new investment ideas. He collaborates with team members on overall portfolio strategy while helping to maintain tax efficiency.

Experience:
- Equity Research Associate, BTIG
- Registered Sales Associate, Morgan Stanley
- Registered Client Service Associate, Stifel Nicolaus
Credentials:
- BS, Finance, Eller College of Management at The University of Arizona
- Series 7, 24, 66, 86, 87 securities licenses
Personal:
- Jason lives in New York, NY
- Avid reader
- He enjoys spending time with family, playing tennis and watching the NY Mets, NY Giants + Arizona Basketball
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

jason.segal@ubs.com

Jason Segal

1285 Avenue Of The Americas,New York,NY,10019
Kara Cooke

Associate Director

Senior Wealth Strategy Associate
Kara Cooke

Associate Director
Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-821-7505
View bio
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

kara.cooke@ubs.com

Kara Cooke

1285 Avenue Of The Americas,New York,NY,10019
Abigail Hancock

Registered Client Associate
Abigail Hancock

Registered Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-821-7567
View bio
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- WA
Abigail drives our wealth planning services helping clients articulate their financial goals by building cash flow models to demonstrate tradeoffs and key decision points. Abigail works with advisors and clients to integrate this planning with tax and estate strategies. She also supports relationship management, account operations, trade execution, and private banking services.

Experience
- Wealth Strategy Associate, UBS Private Wealth Management
- Client Associate, UBS Private Wealth Management
Credentials
- BA, Washington & Lee University
Personal
- Abigail Lives in New York, NY
- She enjoys running, travel, and living in New York City in her 20s
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

abigail.hancock@ubs.com

Abigail Hancock

1285 Avenue Of The Americas,New York,NY,10019
Lauren Madia

Senior Registered Client Associate
Lauren Madia

Senior Registered Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-821-4011
View bio
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- WA
- WY
Lauren has 17 years of experience working in private wealth management and capital markets roles. Lauren’s responsibilities include client relationship management, trade execution, account maintenance, and team operations. She provides proactive service to each client with a goal of bringing ease and efficiency to managing complex personal financial matters.

Experience
- Senior Client Associate, UBS Private Wealth Management
- Associate, FX Prime Brokerage, Morgan Stanley
- Client Service Associate, Morgan Stanley
Credentials
- BS, Binghamton
Personal
- Lauren lives in West Babylon, NY with her husband and daughter
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

lauren.madia@ubs.com

Lauren Madia

1285 Avenue Of The Americas,New York,NY,10019
Shlomo Mizrahi

Senior Registered Client Associate
Shlomo Mizrahi

Senior Registered Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-649-8042
View bio
- CA
- CO
- CT
- DE
- FL
- LA
- MA
- MD
- ME
- MI
- NJ
- NV
- NY
- SC
- TX
- WY
Client service and communication

Shlomo is a key member of the team in the analysis and marketing of products and services that assist with clients’ financial needs. He focuses on providing cash management and lending solutions and assists with portfolio management. In addition, Shlomo supports the team’s administrative functions, concentrating his efforts on client communication and account maintenance. He contributes to the team’s ongoing effort to refine its client service model that is built to maintain and uphold the team’s commitment to providing structured and personalized client service.

A passion for helping others

While at Baruch College, Shlomo sought a client-centric business where he could combine his interest and knowledge of finance with his passion for helping others. He joined UBS as an intern in 2014, during his junior year, and came on board permanently after graduating magna cum laude from Baruch with a B.B.A. in Finance and Investments. He holds the Series 7 and 66 securities licenses.

Outside UBS

Shlomo volunteers at Belev Echad, a nonprofit organization that supports IDF soldiers and veterans, and at SBH, a charitable organization dedicated to caring for those less fortunate in his community. He lives in Brooklyn and enjoys basketball, soccer, tennis and hiking.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

shlomo.mizrahi@ubs.com

Shlomo Mizrahi

1285 Avenue Of The Americas,New York,NY,10019
Charmaine St. John

Client Associate
Charmaine St. John

Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-9944
View bio
- AZ
- CA
- CO
- CT
- FL
- GA
- MA
- NJ
- NV
- NY
- PA
- TX
- VA
- WY
Comprehensive client service

Charmaine provides comprehensive client service in all aspects of account administration and operations, onboarding new clients, and building and maintaining long-lasting client relationships. With her wealth of experience, she coaches and trains the team’s newest associates.

Building a career from college

Charmaine became interested in the financial services industry while attending New York City Technical College. After graduating in 1985, she began her career on the Unit Trading Desk at Drexel Lambert, eventually holding positions as a registered sales assistant, account executive and branch service administrator. She joined UBS in 2006. She holds the Series 7 and 63 securities licenses and has an Associate in Applied Science degree in accounting.

Outside UBS

Charmaine is an active member in the women’s ministry at Tabernacle Baptist Church in Burlington, NJ. She lives in Burlington, NJ and has two children, Lenny and Kira. She loves traveling, gardening and reading.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

charmaine.stjohn@ubs.com

Charmaine St. John

1285 Avenue Of The Americas,New York,NY,10019
Alisa Ko

Senior Registered Client Associate
Alisa Ko

Senior Registered Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-821-2145
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MT
- NC
- NJ
- NM
- NV
- NY
- OH
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- WA
- WY
Alisa has over 12 years of Private Wealth Management experience. She is focused on understanding and anticipating the unique needs of each client in order to provide high touch, specialized service. She enjoys building relationships with each family, while striving to provide thoughtful and detailed attention to every relationship.

Experience
- Senior Client Associate, UBS Private Wealth Management
- Senior Client Service Associate, Morgan Stanley
- Senior Client Service Associate, Citi
Credentials
- BS, Economics and Psychology, New York University
Personal
- Alisa lives in Port Washington, NY with her husband, 3 daughters, and Bichon Frise
- Crisis Counselor, Crisis Text Line
- Volunteer, New York Cares
- She enjoys reading, tea, art and she is bilingual
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

alisa.ko@ubs.com

Alisa Ko

1285 Avenue Of The Americas,New York,NY,10019
Stephanie Higgins

Senior Registered Client Associate
Stephanie Higgins

Senior Registered Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

973-360-4214
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WY
Stephanie has 17 years of experience in trade execution and operations for private client and buy side roles. As a Senior Client Associate, Stephanie provides a wide range of services across private banking, account maintenance, trade support, and team operations. She seeks to anticipate client needs and to deliver personalized management of financial matters for each family.

Experience
- Senior Client Associate, UBS Private Wealth Management
- Client Service Associate, Morgan Stanley
- Trading Assistant, White Mountain Capital
Credentials
- BSA, Fairfield University
Personal
- She lives in Manhasset, NY with her husband and 3 boys
- She enjoys playing tennis and is an avid dog lover
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

stephanie.higgins@ubs.com

Stephanie Higgins

1285 Avenue Of The Americas,New York,NY,10019
Eliza Luch

Senior Registered Client Associate
Eliza Luch

Senior Registered Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-821-7234
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- WA
- WY
Eliza has 16 years of experience in finance having worked in both capital markets and client coverage roles. She provides proactive service and develops personal relationships with each client. Eliza’s responsibilities include account operations and maintenance, trade execution, private banking services, and relationship management.

Experience
- Senior Client Associate, UBS Private Wealth Management
- Senior Registered Client Service Associate, Merrill Lynch
- Sales Associate, OTC Markets Group
- Associate, Global Capital Markets, Bank of New York Mellon
Credentials
- BS, Finance, Rutgers
Personal
- Eliza lives in Hoboken, NJ with her dog
- She enjoys world travel and is fluent in French
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

eliza.luch@ubs.com

Eliza Luch

1285 Avenue Of The Americas,New York,NY,10019
Alyssa Laperuta

Registered Client Associate
Alyssa Laperuta

Registered Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-649-8055
View bio
- CA
- CO
- CT
- FL
- LA
- MA
- MD
- NC
- NJ
- NY
- SC
- TX
- VA
- WY
Alyssa's key responsibilities on the team include account onboarding and maintenance, building client relationships and leading marketing initiatives. She entered the financial services industry after earning her B.S. in Economics from the College of Staten Island in 2022, where she was also a member of the International Honor Society for Economics. Alyssa holds both the Series 7 and Series 66 securities licenses. She resides in Staten Island and enjoys spending time at the beach and socializing with friends and family.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

alyssa.mello-laperuta@ubs.com

Alyssa Laperuta

1285 Avenue Of The Americas,New York,NY,10019
Esther Hanon

Client Associate
Esther Hanon

Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-1108
View bio
Esther’s primary responsibilities on the team include account onboarding and maintenance, operational management and providing all clients with the highest level of service. Esther’s main goal is to ensure that all clients feel like she is always there to help; whether it be to answer questions or assist with account related activities. As a client’s first point of contact for private wealth management and account administration, Esther support’s our teams commitment to our clients.

Esther graduated magna cum laude from the Rephael Recanati International School in Herzliya, Israel with a B.B.A. in Business Administration. She started college at Baruch College, and two years later, as a newlywed, moved to Israel with her husband so that he can attend medical school in Tel Aviv. Esther started her career in wealth management in 2018 when she joined as an intern and has now joined us as a full-time employee. Esther holds the series 7 securities license.

On her free time, Esther volunteers at SBH, a charitable organization, cooking and delivering meals for families in need, and at her local synagogue on the weekends. Esther lives in Brooklyn, NY with her husband Ezra and daughters Lynn and Marielle. In her spare time, she enjoys cooking for her family, fitness, and skiing in the winter months.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

esther.hanon@ubs.com

Esther Hanon

1285 Avenue Of The Americas,New York,NY,10019
Stephanie Xuereb

Client Associate
Stephanie Xuereb

Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-713-9572
View bio
Stephanie plays a key role in helping ensure seamless account maintenance, client communication, and providing valuable support across a range of operational tasks. She began with the team as an intern in 2022, gaining hands-on experience that laid the foundation for her transition into her current client service position in 2024.

Stephanie graduated from Stony Brook University in 2023 with a B.S. in Economics and Business Management, specializing in Finance. She lives in Manhattan with her kitten Bowie and enjoys spending quality time with her family and friends.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

stephanie.xuereb@ubs.com

Stephanie Xuereb

1285 Avenue Of The Americas,New York,NY,10019
Steven Marino

Client Associate
Steven Marino

Client Associate

UBS Financial Services Inc.

Private Wealth Management

1285 Avenue Of The Americas
New York, NY 10019

212-821-7512
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
1285 Avenue Of The Americas
New York, NY 10019

steven.marino@ubs.com

Steven Marino

1285 Avenue Of The Americas,New York,NY,10019

Diverse clients. Personalized advice.

For multigenerational families

Planning and participation across generations

We have extensive experience with family wealth and the issues it can raise—from generational transfer of businesses to liquidity management to private foundations and philanthropy. Collaborating with this team, we first work with you to get at the heart of what is most important to you and your family. Those insights help inform our recommendations from among a range of services and resources to help you envision your future and craft your own legacy.

Get in touch

Family Office Consultants

Family Office Consultants

Our team is one of a very select number of teams within UBS to have earned the UBS Family Office Consultant (FOC) designation. The FOC designation is limited to teams with a track record of understanding the highly specialized needs of exceptional, multigenerational families and aligning them to the full suite of the firm’s capabilities.

Start the conversation

For corporate and non-profit relationships

Fact-based. Data-driven. Client-focused.

Many of our clients have corporate and non-profit relationships that can benefit from our fact-based approach, data-driven decision-making and personalized service. Speak with us to learn more about how our team can put our institutional knowledge to work for your organization.

Get in touch

Start the conversation

Get in touch

Exit strategically. Move forward confidently.

Presale preparation can make all the difference post-sale

There are multiple factors to consider when you’re weighing the decision to sell your company. In some cases, it can take five years or more to exit a business, so proper planning needs to begin early. Given the complexity and potential professional, personal and financial consequences of a sale, we believe you shouldn’t make your decision alone.

Connect with us

The value of CEPA collaboration

Contact Reed Fawley and Lance Cholet; our designated CEPA advisors

Prior to your transaction, we help you develop a personalized strategy that includes important estate planning considerations that can impact your long-term goals and the next generation, post-sale. Supported by extensive UBS resources for business owners and entrepreneurs, we’ll address:

Structure and timing
Valuation opportunities
Risk management
Liquidity strategies
Your estate, potential succession and tax considerations
Collaboration with UBS private equity and investment banking teams

Connect with us

Many resources at UBS for business owners

As Private Wealth Advisors, we have access to a diverse team of experts, each with their own role in the selling process. We may recommend a valuation specialist, investment banker, CPA, attorney and analysts from our Advanced Planning Group.

Advanced wealth and exit planning
Complex insurance solutions
Value acceleration Implementation
Family Advisory & Philanthropy
Retirement plan services
Banking & lending services
Global Family Office
Portfolio advisory
ESOP Advisory
Investment banking

Connect with us

Structure and timing
Valuation opportunities
Risk management
Liquidity strategies
Your estate, potential succession and tax considerations
Collaboration with UBS private equity and investment banking teams

Connect with us

Advanced wealth and exit planning
Complex insurance solutions
Value acceleration Implementation
Family Advisory & Philanthropy
Retirement plan services
Banking & lending services
Global Family Office
Portfolio advisory
ESOP Advisory
Investment banking

Experience makes all the difference

UBS and PWC: Automated Investment Recording

Maintaining independence should be easy

As a busy PwC employee, you need an experienced, efficient ally when making important decisions about your overall financial circumstances, including your PwC wealth accumulation and preservation plans. We understand that with the complexities of your benefit package and the uncertainties of the global economy, you may be facing retirement planning with ever greater challenges.

Learn more

The first 100 days

Is your portfolio ready?

In the first 100 days of a second Trump administration, policy uncertainty continues to dominate. Do you have questions about the impact of tariffs, inflation and geopolitical developments on your investment strategy?

We’re here to help you make sense of it all and move forward with confidence. Make sure your portfolio is prepared for ongoing market volatility.

A leader in wealth management

Backed by the strength of our parent company, UBS AG

^$5.9+ trn

UBS Group invested assets
As of 06/30/2024

51 countries

Our global footprint

Global leader

UBS is a leading and truly global wealth manager

The proof is in our numbers

A team committed to you

Russell A. Rabito, FOC, CPM

Miguel Hennessy

Margaret Beal, CFP

Mark Zeller, FOC

Jordan Mahaffey, CFA

Reed Fawley, CFP, CEPA

David Wardrop, CFA

John Scally, III

Lance E. Cholet, CFP, CEPA

Tim Cook

Frank Walter

Natalie Mack

Ann McGee, CFP

Kelly Molter, CFP, AWMA

Heidi Scali, CFA

Jason Segal

Kara Cooke

Abigail Hancock

Lauren Madia

Shlomo Mizrahi

Charmaine St. John

Alisa Ko

Stephanie Higgins

Eliza Luch

Alyssa Laperuta

Esther Hanon

Stephanie Xuereb

Steven Marino

Russell A. Rabito, FOC, CPM

Miguel Hennessy

Margaret Beal, CFP

Mark Zeller, FOC

Jordan Mahaffey, CFA

Reed Fawley, CFP, CEPA

David Wardrop, CFA

John Scally, III

Lance E. Cholet, CFP, CEPA

Tim Cook

Frank Walter

Natalie Mack

Ann McGee, CFP

Kelly Molter, CFP, AWMA

Heidi Scali, CFA

Jason Segal

Kara Cooke

Abigail Hancock

Lauren Madia

Shlomo Mizrahi

Charmaine St. John

Alisa Ko

Stephanie Higgins

Eliza Luch

Alyssa Laperuta

Esther Hanon

Stephanie Xuereb

Steven Marino

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*

Education

Credentials

*

*

Education

Credentials

*

*

Diverse clients. Personalized advice.

Diverse clients. Personalized advice.

For multigenerational families

For multigenerational families

Family Office Consultants

Family Office Consultants

For corporate and non-profit relationships

For corporate and non-profit relationships

Exit strategically. Move forward confidently.

Exit strategically. Move forward confidently.

Presale preparation can make all the difference post-sale