Let's move forward. Together.

Rick has more than 34 years of financial services and business experience. He began his career in the financial services industry with PaineWebber in 1984 after ten years as a private business owner. He focuses his efforts on managing individual portfolios for clients using risk management, tax efficient investing and asset allocation models. Rick is committed to a disciplined approach toward asset accumulation, with a long term emphasis.

Justin is a Financial Advisor on the Cocke Seffernick Wealth Management Group and has been with UBS since 2015. He collaborates with Rick and Dennis to work with individuals, families, and businesses to help critically weigh the best opportunities for managing and protecting their wealth. Justin earned the professional designation of Charted Retirement Planning Counselor­® or CRPC® from the College of Financial Planning and earned his Bachelor's degree from Ohio Northern University in Business Management. He currently resides in Weston, OH with his wife Kendra and daughters Kolbie and Kyler.

Gail provides ongoing support for our clients on a daily basis and works with The team to meet all client objectives. She has more than 30 years experience in the finance industry. Gail earned her Associate's Degree in Business Administration from Stautzenberger College, and holds Series 7 and Series 66 Licenses.