$3.9 trillion
In invested assets globally
As of 12/31/2022
Private Wealth Management
If you’re like most business owners and entrepreneurs, a substantial portion of your family wealth is invested in your company. This comes with its own unique challenges. We bring an experienced perspective and level of understanding of the complex opportunities and challenges that come at each stage of the business life cycle. Are you optimizing the value of your company—and potentially your next venture? Our involvement in the very early stages of your business planning can add important insight into helping you build, grow and exit strategically.
We are here to provide quality strategies customized to your needs. We concentrate on developing long-term relationships through a commitment to quality client service. You can rely on our personalized advice, first-class solutions, and extensive wealth management experience.
Managing Director–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
425-451-2340
Duncan is a founder and senior partner of Capstone Advisors. He advises business owners, entrepreneurs, and families on all aspects of their business, financial, investment, and legacy planning. With nearly 25 years of experience, Duncan brings valuable insights and leadership to help focus business owners and their families on multi-generational planning and the responsibilities of wealth. He is a Certified Financial Planner™ (CFP®), a Chartered Retirement Planning Counselor™ (CRPC®), and a Certified Exit Planning Advisor (CEPA). Duncan is a graduate of the Carson College of Business at Washington State University with a B.A. in Finance. He lives in Newcastle with his wife and two sons and enjoys volunteering for youth sports programs, skiing, cooking, tennis, and golf.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
425-451-2348
Bijan is a President’s Council level Certified Financial Planner™ (CFP®) and Certified Exit Planning Advisor (CEPA®). As a partner of Capstone Advisors and Senior Vice President at UBS, Bijan focuses on delivering a complete wealth planning experience to business owners pre and post liquidity, helping clients navigate their exit strategy.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
425-451-2319
Gary is a founder and senior partner of Capstone Advisors and specializes in comprehensive wealth planning for corporate executives, business owners, and wealthy families. Gary has 27 years of experience as a financial advisor with UBS Financial Services. By clearly understanding his client's personal and professional goals and objectives, he provides comprehensive advice around specific and detailed wealth management and cash flow needs. He is experienced in financial planning, cash flow analysis, insurance, and portfolio design and management. Gary has a B.S. in Engineering and an M.B.A. from the Foster Business School at the University of Washington. Gary and his wife Teri live in Kirkland and enjoy golf, running, and skiing in their free time.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
425-451-3414
Mike has 24 years of experience in Wealth Management, focusing on multi-generational planning in addition to the growing niche market of directed trust solutions. His love for this business stems from the satisfaction of working with each client through the various stages of their financial lives. He is a graduate of Whitman College, where he played Varsity Golf. To this day, he remains an avid golfer and frequently competes in amateur tournaments. Outside of the office and off the green, Mike enjoys spending time with his wife (Kristen) and two daughters (Emma and Katie).
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
425-451-2321
Chris has 24 years of experience in Wealth Management. He is a Certified Financial Planner™ (CFP®) and a Chartered Retirement Planning Counselor™ (CRPC®). Chris is a graduate of Central Washington University with a B.A. in Economics and a B.A. in Finance. Outside of the office, he enjoys spending time with his wife, two sons, and daughter. He enjoys soccer, hiking, golf, and skiing.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Account Vice President
Financial Advisor Associate
UBS Financial Services Inc.
Private Wealth Management
425-990-2746
Lindsay has worked for UBS for the last 7 years in multiple capacities. In 2019, she transitioned from being one of the top Wealth Planning Analysts in the nation to partner with Capstone Wealth Management as a Financial Advisor Associate. She graduated from Washington State University and holds her Series 7 and 66 licenses. Lindsay and her husband live in Newcastle and enjoy traveling, cooking, and spending time with family and friends.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Wealth Strategy Associate
UBS Financial Services Inc.
Private Wealth Management
425-990-2752
Kent is a graduate of Western Washington University with a B.A. in Finance. He is fully registered, holding the Series 7, 63 and 65 securities licenses with over 30 years of industry experience. Kent is the team lead for Portfolio Trading, Private Equity, Fixed Income Trading, Structured Product Trading, Insurance, Annuities, Donor Advised Fund, Complex Account Changes and Tax Season Assistance. Originally from the Bellevue area, Kent and his wife now reside in Renton. Outside of the office he enjoys soccer and weightlifting.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Wealth Strategy Associate
UBS Financial Services Inc.
Private Wealth Management
425-451-2309
Daniel is a graduate of Seattle Pacific University with a B.A. in Business Administration with a concentration in Economics and Marketing. He is fully registered, holding the Series 7, 63, and 65 securities licenses with over 8 years of industry experience. Being an Accredited Wealth Management Advisor℠ (AWMA®), Daniel specializes in engaging and developing relationships through financial planning, portfolio trading, and account maintenance. In his spare time, he enjoys camping with his wife and two daughters, fishing, and running.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Client Associate Senior
UBS Financial Services Inc.
Private Wealth Management
425-451-2346
Kaoru is a graduate of Aoyama Gakuin University in Tokyo with a B.A. in American Literature. After 6 years with JPMorgan Securities Tokyo as a Trade Support and a Global Project Manager for their Credit Trading Desk, she joined UBS in 2007. Kaoru is fully registered holding the Series 7 and 66 securities licenses with over 20 years of industry experience. She specializes in client engagement activities, including new client onboarding, complex account maintenance, banking products and client meeting management. In her spare time, she enjoys spending time with her husband and two daughters, traveling, cooking, and tennis.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Wealth Strategy Associate
UBS Financial Services Inc.
Private Wealth Management
425-451-2362
Julia graduated in 2020 from the University of Washington's interdisciplinary Honors Program with a Bachelor of Arts, majors in dance and psychology. Julia is fully registered with the Series 7 and Series 66 securities licenses and is a CERTIFIED FINANCIAL PLANNER®. She is responsible for managing and developing client relationships. A Seattle native, outside of the office, Julia loves pilates, skiing, and adventurous eating.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Client Associate
UBS Financial Services Inc.
Private Wealth Management
425-451-2343
Joe graduated in 2021 from Gonzaga University with a B.A. in Business Administration and a concentration in Finance. He is fully registered with the Series 7 and Series 66 securities licenses. Joe focuses on client assistance and account maintenance. Outside of the office, he enjoys cooking, basketball, and golf.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Managing Director–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
425-451-2340
Duncan is a founder and senior partner of Capstone Advisors. He advises business owners, entrepreneurs, and families on all aspects of their business, financial, investment, and legacy planning. With nearly 25 years of experience, Duncan brings valuable insights and leadership to help focus business owners and their families on multi-generational planning and the responsibilities of wealth. He is a Certified Financial Planner™ (CFP®), a Chartered Retirement Planning Counselor™ (CRPC®), and a Certified Exit Planning Advisor (CEPA). Duncan is a graduate of the Carson College of Business at Washington State University with a B.A. in Finance. He lives in Newcastle with his wife and two sons and enjoys volunteering for youth sports programs, skiing, cooking, tennis, and golf.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
425-451-2348
Bijan is a President’s Council level Certified Financial Planner™ (CFP®) and Certified Exit Planning Advisor (CEPA®). As a partner of Capstone Advisors and Senior Vice President at UBS, Bijan focuses on delivering a complete wealth planning experience to business owners pre and post liquidity, helping clients navigate their exit strategy.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
425-451-2319
Gary is a founder and senior partner of Capstone Advisors and specializes in comprehensive wealth planning for corporate executives, business owners, and wealthy families. Gary has 27 years of experience as a financial advisor with UBS Financial Services. By clearly understanding his client's personal and professional goals and objectives, he provides comprehensive advice around specific and detailed wealth management and cash flow needs. He is experienced in financial planning, cash flow analysis, insurance, and portfolio design and management. Gary has a B.S. in Engineering and an M.B.A. from the Foster Business School at the University of Washington. Gary and his wife Teri live in Kirkland and enjoy golf, running, and skiing in their free time.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
425-451-3414
Mike has 24 years of experience in Wealth Management, focusing on multi-generational planning in addition to the growing niche market of directed trust solutions. His love for this business stems from the satisfaction of working with each client through the various stages of their financial lives. He is a graduate of Whitman College, where he played Varsity Golf. To this day, he remains an avid golfer and frequently competes in amateur tournaments. Outside of the office and off the green, Mike enjoys spending time with his wife (Kristen) and two daughters (Emma and Katie).
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Vice President–Wealth Management
Financial Advisor
UBS Financial Services Inc.
Private Wealth Management
425-451-2321
Chris has 24 years of experience in Wealth Management. He is a Certified Financial Planner™ (CFP®) and a Chartered Retirement Planning Counselor™ (CRPC®). Chris is a graduate of Central Washington University with a B.A. in Economics and a B.A. in Finance. Outside of the office, he enjoys spending time with his wife, two sons, and daughter. He enjoys soccer, hiking, golf, and skiing.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Account Vice President
Financial Advisor Associate
UBS Financial Services Inc.
Private Wealth Management
425-990-2746
Lindsay has worked for UBS for the last 7 years in multiple capacities. In 2019, she transitioned from being one of the top Wealth Planning Analysts in the nation to partner with Capstone Wealth Management as a Financial Advisor Associate. She graduated from Washington State University and holds her Series 7 and 66 licenses. Lindsay and her husband live in Newcastle and enjoy traveling, cooking, and spending time with family and friends.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Wealth Strategy Associate
UBS Financial Services Inc.
Private Wealth Management
425-990-2752
Kent is a graduate of Western Washington University with a B.A. in Finance. He is fully registered, holding the Series 7, 63 and 65 securities licenses with over 30 years of industry experience. Kent is the team lead for Portfolio Trading, Private Equity, Fixed Income Trading, Structured Product Trading, Insurance, Annuities, Donor Advised Fund, Complex Account Changes and Tax Season Assistance. Originally from the Bellevue area, Kent and his wife now reside in Renton. Outside of the office he enjoys soccer and weightlifting.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Wealth Strategy Associate
UBS Financial Services Inc.
Private Wealth Management
425-451-2309
Daniel is a graduate of Seattle Pacific University with a B.A. in Business Administration with a concentration in Economics and Marketing. He is fully registered, holding the Series 7, 63, and 65 securities licenses with over 8 years of industry experience. Being an Accredited Wealth Management Advisor℠ (AWMA®), Daniel specializes in engaging and developing relationships through financial planning, portfolio trading, and account maintenance. In his spare time, he enjoys camping with his wife and two daughters, fishing, and running.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Client Associate Senior
UBS Financial Services Inc.
Private Wealth Management
425-451-2346
Kaoru is a graduate of Aoyama Gakuin University in Tokyo with a B.A. in American Literature. After 6 years with JPMorgan Securities Tokyo as a Trade Support and a Global Project Manager for their Credit Trading Desk, she joined UBS in 2007. Kaoru is fully registered holding the Series 7 and 66 securities licenses with over 20 years of industry experience. She specializes in client engagement activities, including new client onboarding, complex account maintenance, banking products and client meeting management. In her spare time, she enjoys spending time with her husband and two daughters, traveling, cooking, and tennis.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Senior Wealth Strategy Associate
UBS Financial Services Inc.
Private Wealth Management
425-451-2362
Julia graduated in 2020 from the University of Washington's interdisciplinary Honors Program with a Bachelor of Arts, majors in dance and psychology. Julia is fully registered with the Series 7 and Series 66 securities licenses and is a CERTIFIED FINANCIAL PLANNER®. She is responsible for managing and developing client relationships. A Seattle native, outside of the office, Julia loves pilates, skiing, and adventurous eating.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Client Associate
UBS Financial Services Inc.
Private Wealth Management
425-451-2343
Joe graduated in 2021 from Gonzaga University with a B.A. in Business Administration and a concentration in Finance. He is fully registered with the Series 7 and Series 66 securities licenses. Joe focuses on client assistance and account maintenance. Outside of the office, he enjoys cooking, basketball, and golf.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Working with diverse clients with specific needs, our team sees it as our top responsibility to understand each aspect of your unique and often complicated financial life.
Are you considering an exit from your business? From investment banking to business transition planning to post-liquidity wealth management, we have the experience to help you with your future plans for your business. We can connect you to the resources you need to solve any challenge that may arise.
Right now, we know a strong foundation is more important to you than ever. For more than 160 years, UBS has been tested and proven resilient—serving our clients through a wide range of financial challenges and market conditions. We continue to be recognized for, and demonstrate, our strength as a leader among the biggest, and strongest, globally systemic banks.
Our solutions can be as unique as the families and business owners we work with. You articulate your goals and we’ll help you figure out the steps for achieving them.
UBS Business Transition Services can help unlock the possibilities
Too many business owners don't plan in advance for when they’re ready to exit. We can provide guidance, along with UBS Business Transition Services, to help you prepare early for the transition and what comes next.
$3.9 trillion
In invested assets globally
As of 12/31/2022
51 countries
Our global footprint
Global leader
UBS is a world-leading wealth manager
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