3.5 Billion
Assets under management
At The Capitol Group Institutional Consulting, we help corporate, nonprofit and individual clients navigate complexity with confidence and achieve meaningful results. Whether advising on retirement plans, developing investment policies for organizations or delivering comprehensive wealth planning for families, our focus remains the same—what matters most to you.
For more than 20 years, clients have relied on our experienced perspective, steady guidance and deep commitment to their success. As a multigenerational team, we work collaboratively to simplify complexity, adapt to your evolving needs and support you every step of the way.
Focused on your financial future
Whether guiding plan sponsors through fiduciary responsibilities, helping nonprofits advance their mission or assisting families with complex estate planning, we serve as a trusted partner in your decision-making.
Our approach:
A consultative process
Every relationship begins with listening. Through thoughtful discovery, we gain a clear understanding of your goals and values, assess your current situation and identify opportunities to strengthen your path forward. We deliver clear, actionable recommendations and tailored solutions designed to simplify complexity and improve outcomes.
Personal guidance
Our experienced, highly credentialed team brings a disciplined approach aligned to your objectives. We collaborate closely with your broader advisory network—including attorneys and accountants—and connect you to the global resources and insights of UBS to enhance your strategy.
Meaningful results
We are committed to delivering a responsive, high-touch experience built on proactive communication and accountability. By staying closely aligned with your goals, we help anticipate change, adapt your strategy and keep you moving forward with confidence.
Values:
Integrity
We put clients first, operating with transparency, accountability and a disciplined, fiduciary approach.
Partnership
We act as an extension of your team—advocating for you, sharing responsibility and helping you stay focused on what matters most.
Communication
We listen first, ask the right questions and provide clear, timely advice while connecting you to valuable resources and relationships.
Purpose
We are driven to make a positive impact, balancing immediate priorities with long-term goals.
Wellness
We recognize the connection between wealth, health and risk management, helping align your strategy with your values and long-term success.
Teamwork
We leverage diverse perspectives and collaborate closely to deliver thoughtful solutions, anticipate needs and share in your success.
Credentials that build confidence:
Our advanced designations reflect our commitment to delivering advice at the highest level:
CFP®, CIMA®, CPFA®, AWMA®, UBS Senior Institutional Consultant, UBS Senior Retirement Plan Consultant and Portfolio Manager.
With a fiduciary mindset and a consultative approach, we help organizations and families make better decisions, manage risk, and achieve meaningful, long-term results.
3.5 Billion
Assets under management
25
Years in business as a team
9
Investment professionals on the team
Barron’s Top 100 Institutional Consulting Teams, 2023, 2026
The Barron’s rating is awarded annually in April based on information from the prior year Q4.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
National Association of Plan Advisors (NAPA) Top Defined Contribution (DC) Advisor Team by AUM for 2026
The NAPA rating is awarded annually in March based on information from December of the prior year. The rating is based on quantitative factors and is not necessarily related to the quality of the investment advice.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
PLANADVISER’s Top Retirement Plan Advisers 2026
The PLANADVISER rating is awarded in Q1 based on information from Q1 of the award year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice.
For more information on third‑party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Forbes Best-in-State Wealth Management Teams, Washington, DC 2026
The Forbes rating is compiled by Shook Research and awarded annually in January based on information from a 12-month period ending March of the prior year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2025
The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
We are here to provide quality strategies customized to your needs. We concentrate on developing long-term relationships through a commitment to quality client service. You can rely on our personalized advice, first-class solutions, and extensive wealth management experience.
Senior Vice President–Wealth Management
Senior Institutional Consultant, UBS Institutional Consulting Program
Senior Vice President–Wealth Management
Senior Retirement Plan Consultant
Senior Vice President–Wealth Management
Senior Vice President–Wealth Management
Senior Institutional Consultant, UBS Institutional Consulting Program
Team Administrator
Investment Associate
Chartered Retirement Plans Specialist
Registered Client Associate
Client Associate
Senior Vice President–Wealth Management
Senior Institutional Consultant, UBS Institutional Consulting Program
Senior Vice President–Wealth Management
Senior Retirement Plan Consultant
Senior Vice President–Wealth Management
Senior Vice President–Wealth Management
Senior Institutional Consultant, UBS Institutional Consulting Program
Team Administrator
Investment Associate
Chartered Retirement Plans Specialist
Registered Client Associate
Client Associate
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
UBS Institutional Consulting offers guidance centered on your needs from experienced Institutional Consulting teams that are part of one of the world’s leading wealth management firms. In our consulting role, we are driven to provide fiduciary investment advice and creative strategies to address your unique situation. You’ll benefit from our vast global resources—including our intellectual capital and thought leadership.
UBS Retirement Plan Consulting brings together a highly personalized, boutique approach with the global capabilities of our firm. We provide tailored consulting and fiduciary advisory solutions—both discretionary and nondiscretionary—for participant-directed defined contribution plans.
We recognize the weight of your fiduciary responsibilities. Our experienced professionals help simplify complexity and strengthen oversight—giving you the confidence to focus on your mission, your people and those you serve.
It starts with you
What matters most to you is the foundation of everything we do at The Capitol Group. It guides every conversation and shapes a plan designed to help you pursue your financial goals—today, tomorrow and for generations to come.
Our planning approach empowers you to move forward with confidence, no matter what life or the markets bring. Backed by UBS’s global network of over 70,000 professionals across 50+ countries, our team delivers experienced guidance to help you live the life you envision.
Advice for who you are
Because no two clients are alike, we tailor every experience to your goals, circumstances and priorities. We take the time to understand who you are, what you value and your tolerance for risk—then build a plan aligned to your future. As life evolves, we adapt with you, keeping your strategy focused on what matters most.
What you need to know now
Our bi-weekly newsletter gives you insights into what’s top of mind for investors:
Looking past peak uncertainty with insights in four key areas: macroeconomics, operational considerations, policy, geopolitics and politics, and markets and corporate transactions.
A Family Office Solutions publication
First quarter 2026
We are pleased to share the first edition of the Family Office Quarterly for 2026 featuring insights on the many aspects of managing a family office. Our intent with each edition is to support your success and help evolve the industry.
Balancing living and giving
Discover strategies to make your savings last
The latest Chief Global Investment Office Investment Management report outlines how families can thoughtfully balance living and giving by aligning spending, gifting, and legacy goals with long-term financial security. It explores the trade-offs between supporting lifestyle needs, maintaining flexibility, and making a meaningful impact over time.
#1
for High Net-Worth clients
Euromoney Private Banking and Wealth Management Survey (peer review), 2015-2022
$7 trn
UBS Group invested assets
As of 12/31/2025
Financial strength
Driving confidence.
A- Standard & Poor’s
UBS AG, long-term senior secured debt rating. As of 12/31/2025
