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Steven is a Senior Vice President of Global Wealth Management for UBS Financial Services. He is the team lead for the Young Business Transition Consultants based in Indianapolis, IN.  Although based in Indianapolis, his team works with clients across the country.

Steven's primary role is to provide comprehensive wealth advisory and asset management for owners of closely held companies. Services include pre- and post-exit transaction planning, advanced personal wealth planning, and portfolio construction consistent with client-focused objectives.

Steven has been in the financial services industry since 1986. He joined UBS in 2014. He has received the designation of Portfolio Manager and Wealth Advisor.

He earned his Bachelor's in Business Administration from the Univeristy of North Carolina. He then went on to earn his MBA at the University of Indianapolis. He is a Certified Financial Planner ®, a Certified Investment Management Analyst ®, and a Certified Exit Planning Advisor ®.

• University Indianapolis, M.B.A
• University of North Carolina, Business Administration

• Certified Exit Planning Advisor
• CERTIFIED FINANCIAL PLANNER™
• Certified Investment Management Analyst®
• Portfolio Manager
• Wealth Advisor

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• WV

Mose has over 9 years of experience in the financial services industry. He began his career with MetLife and held management, executive, and consultant roles. Over the past 4 years, he has served as a Regional Vice President for Disability Resources Group, specifically focused on helping financial advisors identify and provide appropriate insurance based income protection, asset protection, business succession and wealth transfer strategies for their clients. 

Mose has earned the Chartered Life Underwriter (CLU) designation from The American College and a Master of Business Administration (MBA) degree from Tiffin University. Mose also serves as President of the National Association of Insurance and Financial Advisors' Dayton Chapter.

• Tiffin University, M.B.A.

• Chartered Life Underwriter®
• Certified Exit Planning Advisor
• CERTIFIED FINANCIAL PLANNER™

• AK
• AL
• CA
• CO
• DC
• FL
• GA
• ID
• IL
• IN
• KY
• MA
• MD
• MO
• NC
• NJ
• NV
• NY
• OH
• OR
• UT
• WA
• WI
• WV

Anastacia is responsible for working directly with the team's clients in the investment and financial planning aspects of the practice to construct, implement, and monitor all client strategies. She works diligently to help ensure that clients' overall financial plan accurately reflects the individual’s and/or family’s philosophy, needs, and objectives.

She has broad experience in investment research and management, especially when it comes to managing risk for clients that have concentrated equity positions in the companies they run and operate.

Anastacia has earned her Accredited Wealth Management Advisor ® designation through the College for Financial Planning®. She earned her BS from Indiana University's Kelley School of Business in Indianapolis. Anastacia is FINRA registered, holding her Series 7 and 66 securities licenses. She is also a CERTIFIED FINANCIAL PLANNER ® and a Certified Exit Planning Advisor®.  

• Indiana University - Kelley School of Business, B.S.

• Accredited Wealth Management Advisor℠
• Certified Exit Planning Advisor
• CERTIFIED FINANCIAL PLANNER™

Penny is responsible for working directly with the team's clients and dedicated to business development. She oversees all operations and administration of client accounts as well as the execution of client events and forums and concierge services. She is dedicated to providing world class service to the team's clients.

With over 23 years of experience in the financial service industry, Penny brings her experience from working in the UBS Private Wealth Management offices in Washington, DC and McLean, VA as well as our Fort Myers, FL office.

Prior to joining UBS, Penny worked for UBS contractor Transition Management Resources, as a Senior Wealth Transition Consultant.

Penny's educational background includes a MS degree from George Mason University's College of Policy, Government, and International Affairs where she graduated Magna cum laude, and a BS degree in Criminal Justice Studies from Florida Gulf Coast University. Penny and her husband reside in Indianapolis.

• George Mason University, M.S.
• Florida Gulf Coast University, B.S., Criminal Justice