How can you optimize the value of your business?

Meeting in a office

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Steve

    Steven Young

    Senior Vice President–Wealth Management

    Financial Advisor

    • image
    • image
    • image
    • AK
    • AL
    • AZ
    • CA
    • CO
    • DC
    • FL
    • GA
    • ID
    • IL
    • IN
    • KY
    • MA
    • MD
    • MI
    • MO
    • NC
    • NJ
    • NV
    • NY
    • OH
    • OR
    • UT
    • WA
    • WI
    • WV

    Steven is a Senior Vice President of Global Wealth Management for UBS Financial Services. He is the team lead for the Young Business Transition Consultants based in Indianapolis, IN.  Although based in Indianapolis, his team works with clients across the country.

    Steven's primary role is to provide comprehensive wealth advisory and asset management for owners of closely held companies. Services include pre- and post-exit transaction planning, advanced personal wealth planning, and portfolio construction consistent with client-focused objectives.

    Steven has been in the financial services industry since 1986. He joined UBS in 2014. He has received the designation of Portfolio Manager and Wealth Advisor.

    He earned his Bachelor's in Business Administration from the University of North Carolina. He then went on to earn his MBA at the University of Indianapolis. He is a Certified Financial Planner ®, a Certified Investment Management Analyst ®, and a Certified Exit Planning Advisor ®.

     

      • University Indianapolis, M.B.A
      • University of North Carolina, Business Administration
      • Certified Exit Planning Advisor
      • CERTIFIED FINANCIAL PLANNER™
      • Certified Investment Management Analyst®
      • Portfolio Manager
      • Wealth Advisor
      Business succession
      Lending services
      Cash management
      Securities-backed lending
      Business owners
      Entrepreneurs
      8801 River Crossing Blvd
      4th Floor
      Indianapolis, IN 46240
    • Mose

      Mose Richardson Jr.

      Vice President–Wealth Management

      Financial Advisor

      • image
      • image
      • image
      • DC
      • FL
      • GA
      • ID
      • IL
      • IN
      • KY
      • NC
      • NJ
      • NV
      • NY
      • OH
      • WV

      Mose has over 9 years of experience in the financial services industry. He began his career with MetLife and held management, executive, and consultant roles. Over the past 4 years, he has served as a Regional Vice President for Disability Resources Group, specifically focused on helping financial advisors identify and provide appropriate insurance based income protection, asset protection, business succession and wealth transfer strategies for their clients. 

      Mose has earned the Chartered Life Underwriter (CLU) designation from The American College and a Master of Business Administration (MBA) degree from Tiffin University. Mose also serves as President of the National Association of Insurance and Financial Advisors' Dayton Chapter.

        • Tiffin University, M.B.A.
        • Chartered Life Underwriter®
        • Certified Exit Planning Advisor
        • CERTIFIED FINANCIAL PLANNER™
        Financial planning
        Long-term care planning
        Business owners
        Exit planning
        Business succession
        Cash management
        Entrepreneurs
        8044 Montgomery Road
        Suite 100W
        Cincinnati, OH 45236
      • Anastacia L. Young

        Anastacia Young

        Financial Advisor

        • image
        • image
        • image
        • image
        • AK
        • AL
        • AZ
        • CA
        • CO
        • DC
        • FL
        • GA
        • ID
        • IL
        • IN
        • KY
        • MA
        • MD
        • MO
        • NC
        • NJ
        • NV
        • NY
        • OH
        • OR
        • UT
        • WA
        • WI
        • WV

        Anastacia is responsible for working directly with the team's clients in the investment and financial planning aspects of the practice to construct, implement, and monitor all client strategies. She works diligently to help ensure that clients' overall financial plan accurately reflects the individual’s and/or family’s philosophy, needs, and objectives.

        She has broad experience in investment research and management, especially when it comes to managing risk for clients that have concentrated equity positions in the companies they run and operate.

        Anastacia has earned her Accredited Wealth Management Advisor ® designation through the College for Financial Planning®. She earned her BS from Indiana University's Kelley School of Business in Indianapolis. Anastacia is FINRA registered, holding her Series 7 and 66 securities licenses. She is also a CERTIFIED FINANCIAL PLANNER ® and a Certified Exit Planning Advisor®.  

          • Indiana University - Kelley School of Business, B.S.
          • Accredited Wealth Management Advisor℠
          • Certified Exit Planning Advisor
          • CERTIFIED FINANCIAL PLANNER™
          Financial planning
          Business succession
          Investing
          Women investors
          Business owners
          Entrepreneurs
          8801 River Crossing Blvd
          4th Floor
          Indianapolis, IN 46240
        • Penny

          Penny Kropke

          Senior Client Associate

          • image
          • image

            Penny is responsible for working directly with the team's clients and dedicated to business development. She oversees all operations and administration of client accounts as well as the execution of client events and forums and concierge services. She is dedicated to providing world class service to the team's clients.

            With over 23 years of experience in the financial service industry, Penny brings her experience from working in the UBS Private Wealth Management offices in Washington, DC and McLean, VA as well as our Fort Myers, FL office.

            Prior to joining UBS, Penny worked for UBS contractor Transition Management Resources, as a Senior Wealth Transition Consultant.

            Penny's educational background includes a MS degree from George Mason University's College of Policy, Government, and International Affairs where she graduated Magna cum laude, and a BS degree in Criminal Justice Studies from Florida Gulf Coast University. Penny and her husband reside in Indianapolis.

              • George Mason University, M.S.
              • Florida Gulf Coast University, B.S., Criminal Justice
                8801 River Crossing Blvd
                4th Floor
                Indianapolis, IN 46240
              • Elizabeth Letson

                Elizabeth Letson

                Client Associate

                Business Development Specialist

                • image
                • image

                  Elizabeth is the dedicated Business Development Specialist for the Business Transition Consultant Group.  Her mission is to increase market awareness for the team’s unique capabilities for providing specialized wealth management and exit planning services to owners of closely held businesses.  She is responsible for building and managing relationships with other business professionals serving our same market segment.  

                  Before joining UBS, she has had 14 years’ experience with developing and executing exclusive executive level conferences for an educational foundation.  Prior to that, she started her career working with Estate Planning Attorneys as well as previously working along the side of Steve Young in a previous roll.  

                  Elizabeth is a proud boilermaker and graduated with a double major from Purdue University in 2001.

                    • Purdue University, Psychology and Sociology: 1997 - 2001
                    • Business Development Specialist
                    8801 River Crossing Blvd
                    4th Floor
                    Indianapolis, IN 46240

                  Your legacy is about more than finances. It's about the values, people and causes you care about. So when it comes to legacy planning, we strive to understand what matters to you and how you hope to be remembered. With these insights, we can then work with you and your other professional advisors to structure a plan for leaving behind a legacy that lasts for generations.

                  Family photos
                  Advice for business owners and entrepreneurs

                  Advice for business owners and entrepreneurs

                  Family offices

                  Family offices

                  Business transition and succession planning

                  Business transition and succession planning

                  Legacy—Wealth for others

                  For needs that go beyond your own—to help you improve the lives of others

                  What will your legacy be?
                  It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                  Learn more at ubs.com/wealthway.

                  Backed by the strength of UBS

                  A global leader in wealth management

                  $2.8 trillion

                  In invested assets globally 
                  As of 06/30/2022

                  51 countries

                  Our global footprint

                  Global leader

                  UBS is a world-leading wealth manager