A legacy for generations

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What will your legacy be? Whether it's to preserve your estate for the next generation, or contribute to the philanthropic causes that mean so much, we provide the advice you need to clarify your goals, weigh your choices and choose a strategy today that can help you shape the legacy you envision for tomorrow.

Windmill

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Marion Brawley

    Marion Brawley

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AL
    • AR
    • CA
    • CO
    • CT
    • DC
    • DE
    • FL
    • GA
    • IL
    • IN
    • MA
    • ME
    • MI
    • MO
    • NC
    • NM
    • NY
    • OH
    • OR
    • SC
    • TN
    • TX
    • UT
    • VA
    • VT
    • WA
    • WY

    Marion (Dickie) Brawley III is the senior partner of The Brawley Group and for nearly 40 years has enjoyed guiding his clients as their financial advisor. After serving in the US Marine Corp during Vietnam, he received his Bachelor of Arts from Hampden Sydney College, followed by a Master of Business Administration from The American Graduate School of International Management (“Thunderbird.”)

    He began his career as a financial advisor in 1978, with training and certification through Merrill Lynch in New York City, after which he and his wife, Joan, moved to Winter Haven to work in the new Merrill Lynch office and raise their four now-adult children. Eager to continue his knowledge and skill in protecting and growing his clients' portfolios, in 2003, he earned the designation of a Certified Investment Manager Analyst (CIMA®), which supports his practice of facilitating clients and small corporations with manager selection and asset allocation. In 2012, The Brawley Wealth Management Group moved to UBS Financial Services, where Dickie is a Senior Vice President - Wealth Management and enjoys working in partnership with his eldest son, Frank.

    In his spare time, Dickie is an avid woodworker, and especially enjoys making 18th century furniture reproductions. Joan, an Episcopal priest, and Dickie are blessed to have five grandsons ages six to two years old who keep them very busy and worn out when they come to visit in Winter Haven.

          295 1st Street South
          Winter Haven, FL 33880
        • Frank Brawley

          Francis Brawley

          Senior Vice President–Wealth Management

          Financial Advisor

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          • AL
          • AR
          • CA
          • CO
          • CT
          • DC
          • DE
          • FL
          • GA
          • IL
          • IN
          • MA
          • ME
          • MI
          • MO
          • MS
          • NC
          • NJ
          • NM
          • NY
          • OH
          • OK
          • RI
          • SC
          • TN
          • TX
          • UT
          • VA
          • VT
          • WA
          • WI
          • WY

          Frank graduated Cum Laude with a Business Administration degree from the University of Georgia's Terry School of Business. After graduating, Frank spent five years in New York City with Merrill Lynch, where he became the Director of Structured Product Sales for the New York City and Long Island Regions. In 2008, Frank married Patricia Ballantyne and moved to Tampa to join the Brawley Wealth Management Group. Frank is a CERTIFIED FINANCIAL PLANNER (CFP®), and a Charter Retirement Planning Specialist (CRPC®), both of which he utilizes when creating customized financial plans for his clients. Frank is also a Retirement Plan Consultant, a UBS designation given to a select number of Financial Advisors that focus on retirement plan solutions for businesses.

          Frank and Patricia reside in South Tampa, with their three sons Frank, Jones and Bennett. In his spare time, Frank has competed in a number of triathlons and enjoys taking his boys golfing, fishing and hunting.

          • Forbes Best-in-State Wealth Advisors, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

              101 E Kennedy Blvd
              18th Floor
              Tampa, FL 33602
            • Debbie Swenson

              Deborah Swenson

              Senior Client Associate

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              • AL
              • CA
              • CO
              • DE
              • FL
              • GA
              • MA
              • MI
              • NC
              • NM
              • NY
              • OH
              • TX
              • VA
              • VT

              Raised in Polk County, Debbie began her career in the financial industry with Merrill Lynch in 1983.  There she obtained her FINRA Series 7, 63, and 65 licenses.  She joined the Brawley Wealth Management Group in 1990 and with them joined UBS in 2012.  As an administrative partner, her focus is on team operations, account service and implementing investment strategies. Skilled at providing solutions, she enjoys working with clients to meet their financial and banking needs while delivering a positive client experience.

              Debbie has two grown sons and lives in Auburndale with her three rescue dogs.  She enjoys attending live musical events and spending time with friends and family.

                    295 1st Street South
                    Winter Haven, FL 33880
                  • Beth Pollard

                    Elizabeth Pollard

                    Client Associate

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                    • FL

                    Beth, a Winter Haven native, graduated from the University of South Florida with a major in Elementary Education. In 1995, she started her career in the financial services industry with Allen and Company. She moved to Merrill Lynch in 2001 to join the Brawley Wealth Management Group, and continued with them to UBS in 2012. Beth has her FINRA Series 7 license and as an administrative partner handles the team's scheduling and marketing. She also handles account servicing and works closely with the team on financial planning. She most enjoys interaction with our clients and assisting them in their financial needs.

                    Beth is married to Buzz and lives in Winter Haven. She has two grown daughters and five grandchildren. She is a gardening enthusiast and most weekends you will find her in her yard or playing with her grandchildren and friends.

                          295 1st Street South
                          Winter Haven, FL 33880

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