Experience

Charlie has worked as a registered Financial Advisor for over 28 years, seeing clients through five market corrections and countless life changes.   As a Portfolio Manager, he helps clients pursue their financial objectives by managing defined strategies, which may incorporate individual stocks and bonds, model portfolios, and third-party investment strategies.  Marked by his dedication to client service, his team offers the personal touch of a small firm, backed by the research and resources of a global financial leader.

Charlie graduated from The Ohio State University. He is FINRA registered and holds his series 7, series 63, and series 66.  Charlie and his wife, Ellen, live in Beachwood with their three daughters.  Away from work, Charlie enjoys golfing and spending time with his family.

Justine has over twenty years of experience in the financial services industry. Prior to joining UBS, Justine served as both advisor and compliance liaison for a Cleveland based broker-dealer in the operations department, working closely with over a dozen advisors and money managers in both client and securities transactions.  Prior to that, she served as Vice President of Mutual Shareholder Services, LLC, supervising her team’s daily mutual fund administration processes and managing information processes between institutional mutual fund managers and custodians while gaining valuable experience with industry regulators & working closely with the Securities and Exchange Commission to insure funds were in compliance with annual filings and statewide registrations.

Justine earned a bachelor’s degree from Arizona State University in Tempe, AZ and resides in Cleveland Heights, OH with her two sons. She holds FINRA Series 7, 66, 24 registrations and Insurance licenses.  In her spare time, Justine loves to cook, read, and get involved in local theater productions.