Baliban Wealth Management Group
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Experience

Makes all the difference

Our team’s consultative process helps clients clarify their current financial situation, identify challenges and create a comprehensive plan. We have the resources and experience to fully understand the markets and build highly customized solutions. We collaborate with our clients’ other trusted advisors, as well as our network of professionals, leading the effort to develop one integrated approach.

Seth Baliban

Senior Vice President–Wealth Management

Financial Advisor

Registered States:
  • AZ
  • CA
  • CT
  • FL
  • IL
  • IN
  • KY
  • MA
  • MD
  • NC
  • NJ
  • NY
  • PA
  • SC
  • TX
  • VA

Seth Baliban

500 N Hurstbourne Pkwy
Suite 300
Louisville, KY 40222

Email Me

Seth Baliban

Senior Vice President–Wealth Management

Financial Advisor

Registered States:
  • AZ
  • CA
  • CT
  • FL
  • IL
  • IN
  • KY
  • MA
  • MD
  • NC
  • NJ
  • NY
  • PA
  • SC
  • TX
  • VA
500 N Hurstbourne Pkwy
Suite 300
Louisville, KY 40222

Email Me

seth.baliban@ubs.com
Seth Baliban
500 N Hurstbourne Pkwy,Louisville,KY,40222

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As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. For more information, please review the PDF document at ubs.com/relationshipsummary.

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Unless we separately agree in writing, we do not monitor your brokerage account, and you make the ultimate decision regarding the purchase or sale of investments. You can ask us to review your brokerage account and provide you with investment recommendations at any time.

Wealth Management and Private Wealth Management and UBS International are divisions of UBS Financial Services Inc., a subsidiary of UBS AG.  Private Wealth Management resources and services are provided by specially-accredited Financial Advisors within UBS Financial Services Inc. (including Private Wealth Advisors and International Private Wealth Advisors).

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