$5.9+ trn
UBS Group invested assets
As of 06/30/2024
Our wealth management team works extensively with entrepreneurs, business owners, professional athletes and their families. We help our clients prepare their estates for the future liquidity they are destined to earn, and help plan for the complex challenges you may face—those that are known, as well as those unforeseen. We also help to avail our clients to investment opportunities commensurate with such wealth.
Our mission is straightforward: to help provide the advice and knowledge you need to accomplish your goals. It is our job to make sure you are clear about your options and plan early. To best serve our clients, we have forged close, strategic relationships within UBS—one of largest wealth management firms in the world—and with outside professionals. It is all about you: we are passionate about our clients and the work we do for them.
We help guide clients to purposefully match capital to address specific goals, much like an endowment or pension plan does. Our investment approach leverages principles of behavioral finance and a stellar investment platform to address specific short-, intermediate- and long-term goals.
Our collection of resources are designed exclusively for visionary middle market business owners, to illuminate their path to success with unparalleled insights, resources, and connections.
Our dedicated “Lightning in a Bottle” podcast series, access to UBS white papers and resources that demystify the exit planning process, helping you maximize your business's value.
Invite only in-person roundtable discussion series, in-person fireside panel discussions, direct access to industry leaders, including M&A specialists, advisors, and more, who can provide personalized insight tailored to your unique situation.
Opportunity to connect with fellow business owners, including those who have successfully navigated their exits, offering invaluable perspectives and experiences.
In this podcast series, Josh Pottinger and Jason Chirogianis, two veterans with over 2 ½ decades of experience in the financial services industry bring real world perspectives to help business owners and entrepreneurs through the process of making the decision to monetize their ownership position, managing the process and then life after.
Politics heats up, the economy cools down
Navigating the transition and preserving wealth
A road map to help facilitate the process
Often, the process of selling a business is unknown to the business owner. This may leave them vulnerable to making significant mistakes. This brochure may serve as a general road map for facilitating the sale of a closely held business.
“Your family, your company, your contract, your philanthropy: they’re all inextricably linked. The most effective planning understands how all the pieces mesh with one another.”
— Josh Pottinger
How we've helped clients...
We met our two clients, a Founder and President, just two years into their company’s existence. They introduced us to other key stakeholders, both relatives and employees, who also became clients in short order. Together, our clients owned approximately 40% of the company. A sizable exit, in due time, was the likely outcome.
Our client is the Founder and CEO of a company that was in the midst of closing the first tranche of a $100 million Series C funding. He introduced our team to his CFO to discuss the company’s cash management approach and to help determine if it could be enhanced. Now, our client wanted to ensure that he and the company were being wise stewards of their soon-to-be raised capital.
Our clients owned and operated a very successful industrial and commercial demolition company. They were resigned to the fact that they would reduce their risk and liability by exiting the business at some point in the future, but were in no particular hurry and had no formal business exit strategy in place. Our client unexpectedly received an unsolicited offer to acquire their business.
$5.9+ trn
UBS Group invested assets
As of 06/30/2024
Financial strength
Driving confidence.
A- Standard & Poor’s
A Fitch
A3 Moody’s
UBS AG, long-term senior secured debt rating. As of 03/31/2024
51 countries
Our global footprint
