Understanding

Comes from experience

Over 15 years we have seen what works, and what doesn't work, for clients over the long term. We have learned from this experience and we seek practical, simple solutions that will remain relevant as situations change.  

Andrew D. Herr, CFA

Senior Vice President–Wealth Management

Chartered Financial Analyst®

A Sense of Purpose

I became a financial advisor because I love helping people get the most out of
their resources. This looks different for everyone, but often starts with creating
financial statements and understanding their future needs.


I have never done this for someone and not had them breathe a sigh of relief.
When people get clarity on their financial situation, it results in a sense of purpose
that consistently flows into other areas of their lives; and that is the most rewarding part.

 

Guiding Principles:

 

Transparent - I will be clear and direct.

Sophisticated - I will strive to understand your most complex issues and I will simplify them for you.

Practical - I will focus on actions and results, not theory and ideas.

 

I’ve been fortunate to work with highly successful people for most of my career.
Time and again I have seen that what they really need is solid, trustworthy advice
on a broad range of financial issues that will be regularly changing over the course
of their lives. I create consistency for my clients each step of the way.


I also partner with several of UBS’s largest and most experienced advisory teams to
deliver investment advice. We focus on highly efficient strategies that are designed
to deliver the best possible after-fee and after-tax returns.


The breadth, depth, and reliability of UBS’s Private Wealth Management platform
allows me to do all of this in a way that is specific and customized for each client.
The resources are unparalleled.

 

Previous Experience

– Executive Director, J.P. Morgan Private Bank, 2009 – 2021
– Planned Giving Fundraiser, Harvard University, 2004 – 2007

 

Education and Credentials

– Chartered Financial Analyst®
– M.B.A. with distinction in capital markets, Cornell University, Johnson Graduate
School of Management, 2009, Roy H. Park Leadership Fellow
– B.A., art history, Williams College, 2002
– Series 7 and 63 securities licenses and Investment Advisor

 

Registered States:
  • CT
  • FL
  • KS
  • MA
  • NJ
  • NY
  • RI

Education

  • Williams College, Art History
  • Cornell University, Johnson Graduate School of Management, M.B.A. with distinction in capital markets, Roy H. Park Leadership Fellow

Credentials

  • Chartered Financial Analyst®
  • Senior Institutional Consultant, UBS Institutional Consulting Program
100 West Putnam Ave
2nd Floor
Greenwich, CT 06830

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Robin Lott

Client Associate

About Robin Lott

Robin graduated from the University of Texas at Dallas in 2008.  During that time she interned for Merrill Lynch, eventually joining the Dallas office full-time.  Robin graduated from Merrill's advisor training program in 2012.

Before becoming a service associate at UBS, Robin worked with the firm's transition team helping advisors move from their previous firms to UBS.

Robin loves being active, especially hiking with her big black German Shepard, Jet.  She is a veteran CrossFitter and is also certified to teach hot yoga. 

Registered States:
  • AR
  • AZ
  • CA
  • CO
  • CT
  • DC
  • FL
  • GA
  • HI
  • IL
  • LA
  • MA
  • MD
  • ME
  • MI
  • MO
  • NC
  • NJ
  • NM
  • NV
  • NY
  • OK
  • PA
  • RI
  • SC
  • TN
  • TX
  • VA
  • VT
100 Crescent Court
Dallas, TX 75201

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Miguel Hennessy

Managing Director–Wealth Management

Financial Advisor

Registered States:
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IL
  • IN
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MT
  • NC
  • NE
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OR
  • PA
  • RI
  • SC
  • SD
  • TN
  • TX
  • UT
  • VA
  • VT
  • WA
  • WY

Recognized as an industry leader:

  • Forbes Best-in-State Wealth Advisors, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
  • Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

1285 Avenue Of The Americas
New York, NY 10019

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David Wardrop

Senior Vice President–Wealth Management

Financial Advisor

Registered States:
  • AL
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IL
  • IN
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MT
  • NC
  • NE
  • NH
  • NJ
  • NM
  • NV
  • NY
  • OH
  • PA
  • RI
  • SC
  • SD
  • TN
  • TX
  • UT
  • VA
  • VT
  • WA
  • WY

Recognized as an industry leader:

  • Forbes America’s Top Next-Gen (Generation) Wealth Advisors, 2017, 2020, 2021The Forbes rating is compiled by Shook Research and awarded annually between June and September based on information from a 12 month period ending in March of the award year.
  • Forbes America’s Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2018, 2019, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually between June and September based on information from a 12 month period ending in March of the award year.
  • Forbes Best-in-State Wealth Advisors, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
  • Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

1285 Avenue Of The Americas
New York, NY 10019

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