Helping you navigate the life cycle of wealth

Trust, estate and generational planning strategies for successful families

Our team has the knowledge and experience to help you build a comprehensive generational plan for transitioning assets to future generations and the meaningful causes you support. 

Through in-depth planning conversations, we will fully identify your priorities, goals, concerns and values. We then work to ensure the plan is tailored to your wishes and executed accurately and efficiently. Whether it’s discussing asset protection strategies for your family or the complexities of a Special Needs Trust, our team of professionals is here to provide you and your family with comprehensive guidance.

• Trust and estate planning strategies

• Asset protection strategies

• Special needs planning

_{Neither UBS Financial Services Inc. nor any of its employees provide tax or legal advice. You should consult with your personal tax or legal advisor regarding your personal circumstances.}

Executive wealth management

Whether you are working at a publicly traded or privately held company, our team has the expertise and knowledge to simplify the process to help you gain the most from your equity awards and maximize your executive compensation package.

Our team focuses on a number of key executive wealth areas, including:

• Designing Rule 10b5-1 selling plans

• Managing restricted stock awards

• Selling shares that are privately held or public shares that are subject to Rule 144

• Implementing risk management strategies for concentrated positions

• Merger transition planning

• Pre-IPO planning

• Tailored lending strategies, including concentrated and restricted stock financing.

_{Neither UBS Financial Services Inc. nor any of its employees provide tax or legal advice. You should consult with your personal tax or legal advisor regarding your personal circumstances.}

_{Borrowing using securities as collateral involves risk and may not be appropriate for your needs. All loans are subject to credit approval. Please review the Loan Disclosure Statement.}

Capital needs, business transition and liquidity planning

Whether you’re looking for guidance on raising capital, taking on debt, stepping back from the day-to-day or exiting the business completely, it’s never too early to get advice from those who understand the issues you’re facing and can guide you each step of the way.

Every day we work with business owners and their families as they take their companies full circle. In addition, we have the capabilities and resources to guide company founders through transition events—particularly exit strategies via sale or IPO, as well as helping with debt financing. Our early involvement in your transaction enables us to engage all of the resources needed to help maximize the value of the event so you can confidently pursue your life’s goals today and post-sale. To help inform our recommendations about deal structure, valuation opportunities and tax considerations, we’ll coordinate with our network of both third-party and UBS experts in:

• M&A advisory services

• Private equity and debt financing

• Risk management

• Estate planning strategies

• Tax management

_{Neither UBS Financial Services Inc. nor any of its employees provide tax or legal advice. You should consult with your personal tax or legal advisor regarding your personal circumstances.}

Advisory services for philanthropists, endowments and foundations

As UBS Private Wealth Advisors, we are able to bring sophisticated philanthropic-focused ideas and resources to endowments, foundations and private philanthropists. By working with a dedicated team of philanthropic experts with global coverage, we can help address your current charitable goals and develop a strategy for creating real impact.

• UBS Optimus Foundation

• Sustainability and impact investing

• UBS Philanthropy Advisory

• UBS Outsourced Chief Investment Office Program

• Impact philanthropy

A host of family office-like services

As families evolve through the life cycle of wealth, different services are preferred by our clients and delivered by our Private Wealth Management team. Whether working with senior executives, entrepreneurs or successful families, we can access the full spectrum of services and solutions from UBS while collaborating with the firm’s experts to provide customized solutions that work toward your specific needs.

• Bill payment services

• Portfolio construction

• Sophisticated asset allocation strategies

• Proprietary and third-party investment strategies

• Investment Policy Guidelines through the UBS Portfolio Advisory Group

• Access to UBS Capital Markets Solutions

• Trust services

• UBS Family Advisory

• UBS Philanthropy Advisory

• Sustainability and impact investing

• UBS Global Family Office

_{Trust services are provided by third-party banks and trust companies. Trust investments are not deposits or other obligations of, or guaranteed by UBS AG or any of their affiliates. Trust investments involve investment risks, including possible loss of the principal.}