Senior Vice President–Wealth Management
An industry veteran since 1982, Mark has been with the same firm his entire career; Kidder Peabody and by acquisition PaineWebber and UBS Financial Services Inc. He has vast expertise in many areas of Wealth Management and looks to provide clients with customized wealth management advice and personalized service. Mark has extensive experience in providing solutions such as asset allocation, manager selection, individualized fixed income portfolios and alternative investments. He also focuses on estate planning and liability management.
Professional Experience
Accomplishments
Education
Licenses
NYS Insurance Licenses
Trust services are provided by UBS Trust Company, N.A. or another licensed trust company. UBS Trust Company, N.A. is an affiliate of UBS Financial Services Inc. and a subsidiary of UBS AG. Trust investments are not deposits or other obligations of, or guaranteed by, UBS Trust Company, N.A. or UBS AG or any of their affiliates. Trust investments involve investment risks, including possible loss of the principal.
Neither UBS Financial Services Inc. nor its employees (including its Financial Advisors) provide tax or legal advice. You should consult with your legal counsel and/or your accountant or tax professional regarding the legal or tax implications of a particular suggestion, strategy or investment, including any estate planning strategies, before you invest or implement.
Recognized as an industry leader:
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Education
Credentials
Senior Vice President–Wealth Management
An industry veteran since 1982, Mark has been with the same firm his entire career; Kidder Peabody and by acquisition PaineWebber and UBS Financial Services Inc. He has vast expertise in many areas of Wealth Management and looks to provide clients with customized wealth management advice and personalized service. Mark has extensive experience in providing solutions such as asset allocation, manager selection, individualized fixed income portfolios and alternative investments. He also focuses on estate planning and liability management.
Professional Experience
Accomplishments
Education
Licenses
NYS Insurance Licenses
Trust services are provided by UBS Trust Company, N.A. or another licensed trust company. UBS Trust Company, N.A. is an affiliate of UBS Financial Services Inc. and a subsidiary of UBS AG. Trust investments are not deposits or other obligations of, or guaranteed by, UBS Trust Company, N.A. or UBS AG or any of their affiliates. Trust investments involve investment risks, including possible loss of the principal.
Neither UBS Financial Services Inc. nor its employees (including its Financial Advisors) provide tax or legal advice. You should consult with your legal counsel and/or your accountant or tax professional regarding the legal or tax implications of a particular suggestion, strategy or investment, including any estate planning strategies, before you invest or implement.
Recognized as an industry leader:
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Education
Credentials
Senior Wealth Strategy Associate
Amy has worked with private clients at our firm for 22 years, including its predecessor firm PaineWebber. She received the CERTIFIED FINANCIAL PLANNER® designation in 2002, and is trained in personal financial planning, retirement planning, tax and estate planning strategies. Amy works extensively with individuals to develop customized financial plans which promote total wealth management. By understanding client goals and risk tolerance, she creates custom asset allocation models and investment recommendations based on financial objectives and risk parameters.
Professional Experience
Accomplishments
Education
Licenses
Education
Credentials
Senior Wealth Strategy Associate
Amy has worked with private clients at our firm for 22 years, including its predecessor firm PaineWebber. She received the CERTIFIED FINANCIAL PLANNER® designation in 2002, and is trained in personal financial planning, retirement planning, tax and estate planning strategies. Amy works extensively with individuals to develop customized financial plans which promote total wealth management. By understanding client goals and risk tolerance, she creates custom asset allocation models and investment recommendations based on financial objectives and risk parameters.
Professional Experience
Accomplishments
Education
Licenses
Education
Credentials
Senior Client Associate
Nichole has over 20 years of experience in the industry. She is accountable for client service, administration, business operations and assisting clients with all aspects of their financial and operational needs. She takes pride on delivering personalized service to every client. She demonstrates integrity and strives to be an indispensable resource to her clients and her team. Having developed a client service model over the years, Nichole serves as a CSA Coach for 25 PWM CSAs in her UBS branch, a role in which she shares best practices and serves as a mentor for the national training program for incoming CSAs and as an ambassador for pilot programs within UBS, providing input for system development.
Nichole’s experience in the financial services industry serves as a valuable asset in support of the team and its clients—most particularly in the areas of retirement planning, annuities, insurance, mutual funds, managed accounts, philanthropy, College 529 plans and alternative investments.
Experience
Senior Client Associate
Nichole has over 20 years of experience in the industry. She is accountable for client service, administration, business operations and assisting clients with all aspects of their financial and operational needs. She takes pride on delivering personalized service to every client. She demonstrates integrity and strives to be an indispensable resource to her clients and her team. Having developed a client service model over the years, Nichole serves as a CSA Coach for 25 PWM CSAs in her UBS branch, a role in which she shares best practices and serves as a mentor for the national training program for incoming CSAs and as an ambassador for pilot programs within UBS, providing input for system development.
Nichole’s experience in the financial services industry serves as a valuable asset in support of the team and its clients—most particularly in the areas of retirement planning, annuities, insurance, mutual funds, managed accounts, philanthropy, College 529 plans and alternative investments.
Experience
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
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