Understanding

Bill joined UBS Private Wealth Management after being a Private Wealth Advisor at Goldman Sachs. Working with UHNW clients across the monetization spectrum from successful start-up founders to public company C-suite executives, Bill has deep experience in unlocking the value of financial assets both before and after a successful monetization event.  Providing sophisticated wealth management solutions delivered by a global bank serving individuals, family offices, endowments, and private and public company executives.

Areas of focus:
Strategic and tactical asset allocation implementation, Alternative Investments including Hedge Funds and Private Equity, Non-U.S. Investments in Equities, Fixed income and Currencies, Generational Wealth Planning, Pre-Sale Planning techniques and Liability Management. Serving individuals, Family Offices, Foundations, Endowments and Private and Public Companies.

Designations and licenses:

• Series 7, 31, 63 and 66

Education:

• B.A., finance; St. Joseph’s University

Community service

Current:

• Andalusia Foundation, Board Member
• Morris Arboretum of the University of Pennsylvania, Finance Committee Member
• U.S. Court Tennis Preservation Foundation, Board Chairman

Former:

• Port Wardens of the Independence Seaport Museum, Board Chairman
• Christ Church Preservation Trust, board member

Jim has been in the financial services industry for over 30 years and began his investment career in 1998. As a CERTIFIED FINANCIAL PLANNER™, he provides advice beyond investments—credit, insurance and planning—as well as creative solutions through a team of specialists. Prior to UBS, Jim worked for Merrill Lynch, Smith Barney and Wells Fargo Advisors. Before that, he spent nine years with CoreStates in Cash Management and Foreign Exchange. Jim graduated from Dickinson College with a degree in Policy & Management Studies/Economics and later earned a MBA in Finance from Temple University.

Designations and licenses:
Series 7, 63 and 65

Education:
B.S. Psychology - The Pennsylvannia State University

Jennifer has worked in the financial services industry since 2001 and has been with UBS since 2008. Prior to joining UBS, she worked in compliance with an independent broker-dealer. She is responsible for handling operational inquiries including securities transactions, cash management and account administration. She offers both administrative and client support while ensuring client satisfaction. She is FINRA-registered and holds Series 7, 24 and 63 securities licenses.