Senior Vice President–Wealth Management
Financial Advisor
I help ESOP companies and their leaders navigate the critical years after the transaction, where long-term stability, repurchase obligations, and personal wealth management come into focus.
As the founder of the Corporate Liquidity Planning Group at UBS, I bring more than 25 years of financial planning experience and six years of deep specialization in the ESOP space. My team and I partner with executives, trustees, and selling shareholders to design liquidity strategies that support both the company’s commitments and the owner’s next chapter.
Our work centers on:
Over the past six years, I’ve been privileged to work on 30+ ESOP engagements, helping companies strengthen their financial foundation and helping owners translate decades of business success into lasting impact. Today, I continue to advocate within the ESOP community for smarter, more intentional approaches to liquidity planning that allow employee-owned companies to thrive for the benefit of their employees and the legacy of their founders.
Recognized as an industry leader:
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Senior Vice President–Wealth Management
Financial Advisor
I help ESOP companies and their leaders navigate the critical years after the transaction, where long-term stability, repurchase obligations, and personal wealth management come into focus.
As the founder of the Corporate Liquidity Planning Group at UBS, I bring more than 25 years of financial planning experience and six years of deep specialization in the ESOP space. My team and I partner with executives, trustees, and selling shareholders to design liquidity strategies that support both the company’s commitments and the owner’s next chapter.
Our work centers on:
Over the past six years, I’ve been privileged to work on 30+ ESOP engagements, helping companies strengthen their financial foundation and helping owners translate decades of business success into lasting impact. Today, I continue to advocate within the ESOP community for smarter, more intentional approaches to liquidity planning that allow employee-owned companies to thrive for the benefit of their employees and the legacy of their founders.
Recognized as an industry leader:
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Account Vice President
Financial Advisor
As a Financial Advisor with over 25 years of experience, I specialize in helping ESOP companies address the financial complexities that come with growth, governance, and repurchase obligations. My focus is on Repurchase Obligation Liquidity Planning, helping leadership teams put practical strategies in place so they can meet obligations with confidence while maintaining operational flexibility and long-term goals.
With 16 years in corporate cash and investment management, I bring a balance-sheet perspective to ESOP planning. I work primarily with management teams - CFOs, controllers, and treasurers - to integrate corporate cash, investments, and trust management into liquidity plans, helping demonstrate to boards and trustees prudence through clear forecasts and documented policies.
My priority is to turn repurchase forecasts and studies into board-ready actions: aligning distribution policies, valuation considerations, and capital strategies so companies are prepared to meet obligations, protect employee-owners, and support the continuity of the ESOP. Beyond liquidity, I also advise selling shareholders on diversification and charitable giving strategies to ensure their personal legacy aligns with the legacy of their business.
Outside of work, I enjoy challenging hikes with my husband, yoga and meditation, exploring national parks with my children and stepchildren, providing pro bono life coaching, and fostering animals. I’m currently preparing for a 75-mile trek through Patagonia in February 2026.
Account Vice President
Financial Advisor
As a Financial Advisor with over 25 years of experience, I specialize in helping ESOP companies address the financial complexities that come with growth, governance, and repurchase obligations. My focus is on Repurchase Obligation Liquidity Planning, helping leadership teams put practical strategies in place so they can meet obligations with confidence while maintaining operational flexibility and long-term goals.
With 16 years in corporate cash and investment management, I bring a balance-sheet perspective to ESOP planning. I work primarily with management teams - CFOs, controllers, and treasurers - to integrate corporate cash, investments, and trust management into liquidity plans, helping demonstrate to boards and trustees prudence through clear forecasts and documented policies.
My priority is to turn repurchase forecasts and studies into board-ready actions: aligning distribution policies, valuation considerations, and capital strategies so companies are prepared to meet obligations, protect employee-owners, and support the continuity of the ESOP. Beyond liquidity, I also advise selling shareholders on diversification and charitable giving strategies to ensure their personal legacy aligns with the legacy of their business.
Outside of work, I enjoy challenging hikes with my husband, yoga and meditation, exploring national parks with my children and stepchildren, providing pro bono life coaching, and fostering animals. I’m currently preparing for a 75-mile trek through Patagonia in February 2026.
Financial Advisor
David Shaver is a Financial Advisor with the Corporate Liquidity Planning Group (CLPG) at UBS in New Albany, Ohio. The CLPG specializes in high-net-worth financial planning and investment management, helping clients with significant assets focus on long-term growth, tax efficiency, and legacy creation and preservation. Within the team, David works closely with individuals, families, and business owners to develop comprehensive financial plans that bring organization, clarity, and confidence to their financial lives. His approach integrates retirement planning, investment management, and wealth transfer strategies to help clients align their financial decisions with their long-term goals and values.
David began his advisory career at Raymond James, where he specialized in financial planning, retirement strategies, and business transition planning. His early experience built a strong foundation in holistic wealth management and client-centered service.
A summa cum laude graduate of Ohio University’s Honors Tutorial College, David earned his Bachelor of Business Administration in Finance with a 4.0 GPA. He holds the Accredited Asset Management Specialist™ (AAMS®) designation from the College for Financial Planning and the Certified Exit Planning Advisor (CEPA®) credential from the Exit Planning Institute.
Outside of work, David enjoys spending time with family and friends, golfing, and attending classic car shows. A lifelong learner and entrepreneur at heart, he brings enthusiasm, integrity, and thoughtful guidance to every client relationship.
Financial Advisor
David Shaver is a Financial Advisor with the Corporate Liquidity Planning Group (CLPG) at UBS in New Albany, Ohio. The CLPG specializes in high-net-worth financial planning and investment management, helping clients with significant assets focus on long-term growth, tax efficiency, and legacy creation and preservation. Within the team, David works closely with individuals, families, and business owners to develop comprehensive financial plans that bring organization, clarity, and confidence to their financial lives. His approach integrates retirement planning, investment management, and wealth transfer strategies to help clients align their financial decisions with their long-term goals and values.
David began his advisory career at Raymond James, where he specialized in financial planning, retirement strategies, and business transition planning. His early experience built a strong foundation in holistic wealth management and client-centered service.
A summa cum laude graduate of Ohio University’s Honors Tutorial College, David earned his Bachelor of Business Administration in Finance with a 4.0 GPA. He holds the Accredited Asset Management Specialist™ (AAMS®) designation from the College for Financial Planning and the Certified Exit Planning Advisor (CEPA®) credential from the Exit Planning Institute.
Outside of work, David enjoys spending time with family and friends, golfing, and attending classic car shows. A lifelong learner and entrepreneur at heart, he brings enthusiasm, integrity, and thoughtful guidance to every client relationship.
Client Associate
A commitment to excellent client service
Amy Baker is an integral part of the Corporate Liquidity Planning Group, responsible for managing all team operations, client requests and account administration. She is committed to building lasting relationships with each client and takes pride in responding to client requests and working with the team to address their needs, no matter how small or complex. Amy also assists in delivering customized service and solutions, always striving to exceed clients’ expectations.
Education and credentials
Life
Client Associate
A commitment to excellent client service
Amy Baker is an integral part of the Corporate Liquidity Planning Group, responsible for managing all team operations, client requests and account administration. She is committed to building lasting relationships with each client and takes pride in responding to client requests and working with the team to address their needs, no matter how small or complex. Amy also assists in delivering customized service and solutions, always striving to exceed clients’ expectations.
Education and credentials
Life
Client Associate
Ruby Manthe supports the team by preparing detailed client reports, organizing records, and ensuring seamless communication with clients. She values building meaningful relationships and is always looking for opportunities to grow both personally and professionally.
Ruby is currently pursuing a degree in Finance with a minor in Financial Planning at The Ohio State University. She enjoys applying her academic knowledge to real-world client service and operations.
Ruby’s time living in Switzerland for several years sparked her appreciation for the outdoors. She enjoys hiking and exploring nature whenever she can. Her background and curiosity drive her to connect with people and make a positive impact in every interaction.
Client Associate
Ruby Manthe supports the team by preparing detailed client reports, organizing records, and ensuring seamless communication with clients. She values building meaningful relationships and is always looking for opportunities to grow both personally and professionally.
Ruby is currently pursuing a degree in Finance with a minor in Financial Planning at The Ohio State University. She enjoys applying her academic knowledge to real-world client service and operations.
Ruby’s time living in Switzerland for several years sparked her appreciation for the outdoors. She enjoys hiking and exploring nature whenever she can. Her background and curiosity drive her to connect with people and make a positive impact in every interaction.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
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