Let's move forward. Together.

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Mike joined UBS in 2002 after beginning his career in the technology sector where he started a branch of a Fortune 500 company that grew to be #2 of 24 in the nation. He then moved to Arthur Andersen where he ran the e-business consulting practice in Columbus, Ohio.

Mike is a Certified Exit Planning Advisor (CEPA) where he helps other entrepreneurs as they create, grow and eventually transition their businesses.

As a Certified Financial Planner (CFP®) Mike works directly with business owner families to implement multi-generational plans with customized investment, borrowing and risk management strategies.

Mike is a part of 3 Point Legacy Advisors which currently manages portfolios for over 100 Captive Insurance Companies. The goal for these portfolios is to achieve growth while maintaining stability and liquidity to pay claims and expenses. The group considers liquidity needs, domicile requirements, Captive Manager preferences and growth objectives in the portfolio construction.

Current and former community work includes; Junior Achievement Board Chair, Moeller High School Alumni Board, St. Thomas More Church "Partners in Mission" member, Church Youth Group Leader, HOBY Leadership Program Director, Miami University Football Alumni Board, Dublin Youth Football League Board Secretary and the Ohio Captive Insurance Association.

His personal interests include working out, racquetball, yoga, hiking, and participating in a weekly bible study with six of his closest friends. Mike is also the Chapel Leader for the Columbus Clippers (Cleveland Guardians AAA) baseball team.

Mike and Nicole have been married for roughly 30 years, have two adult children (Nathan and Madison) and reside in Dublin, Ohio.

CA Insurance License #0E88764

• Forbes Best-in-State Wealth Advisors, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Ohio State, Masters in Business Administration
• Miami University, B.S. in Marketing

• Private Wealth Advisor
• CERTIFIED FINANCIAL PLANNER™
• Certified Exit Planning Advisor

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Tom, the senior advisor with 3 Point Legacy Advisors has had a long career, 40+ years, in the financial services industry.  Starting at Gradison & Co. in 1981, McDonald & Co and KeyBank in the 1990’s and UBS in 2007.  While continuing to work with clients he’s held additional roles.  Branch Manager, 1998 – 2008, UBS Complex Sales Manager 2008 – 2011.  During that time, his driving goal when working with clients, is to always stay focused on their respective financial goals and objectives, while providing the highest level of personalized service. Working primarily with retirees and individual clients, he centers his business on the development and implementation of retirement, estate planning and wealth transfer strategies. 

Tom believes the first place to start when working with an financial advisor is with a plan. The UBS Financial Goal Analysis tool is the firm's flagship goals-based financial planning offering and can help you chart a course toward the future you envision. “To get to where you want to go, you need to have a plan”.

Tom is a registered with Certified Financial Planner Board of Standards, Inc. and holds the certification marks CFP®, Certified Financial Planner® and federally registered CFP® in the US, which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Tom seeks to pass on his professional experience to others, and has in the past been involved with Xavier University, Professional Mentor Program. This program offers an innovative approach to mentoring by providing students with a practical application of networking skills, personal and professional growth, insight into the realities of their chosen career field and a “best professional friend.”

Tom and his wife Betsy, live in Pierce Township. They have 3 grown children and 1 grandchild.  Avid boaters and golfers, they love to spend time at their place on Lake Toxaway in western North Carolina.

CA Insurance License #4018221

• Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Senior Vice President–Wealth Management
• CERTIFIED FINANCIAL PLANNER™

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Tyler has an entrepreneurial spirit that enables him to understand what drives business owners. Tyler joined 3 Point Legacy Advisors in 2013 to build a captive insurance practice. Starting from the ground up, his team now manages the assets for 140 captive insurance companies. Tyler has further expanded his focus to business owners and their families.

He found that he could have a significant impact on his clients’ lives by helping them make well-informed decisions and connecting them to the expertise they need. Tyler honed his skills rapidly, earning the Certified Financial Planner™ certification and going on to become a Certified Exit Planning Advisor. His knowledge and experience enable him to help entrepreneurs pursue business growth, manage risk, generate cash flow, determine the right business transition strategy and feel confident about their lives after the sale.

Driven by a strong work ethic, Tyler strives to earn his clients’ trust by delivering a high level of service and exceptional advice. He feels privileged to support them as they pursue their life’s work. Ultimately, he takes pride in putting clients on a path to lasting success and multigenerational wealth.

Tyler seeks to live his values and give back to others. He is actively involved in Junior Achievement and Young Patrons Guild. He is the founder and president of the Covington Catholic Alumni Association. Tyler founded and serves as president of the Cincinnati CEPA chapter.

CA Insurance License #0M95831

• Forbes America’s Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2023The Forbes rating is compiled by Shook Research and awarded annually between June and September based on information from a 12 month period ending in March of the award year.
• Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Miami University, Bachelor's Degree in Finance and Entrepreneurship

• CERTIFIED FINANCIAL PLANNER™
• Certified Exit Planning Advisor

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Scott’s passion for helping others led him to pursue a career where he could have a direct impact on his client’s lives. He joined UBS in 2015 to focus on building multi-generational wealth plans for the practice. Scott enjoys taking a long-term view on planning that allows for a broad range of custom solutions and “outside the box” critical thinking – something that led him to earn the CERTIFIED FINANCIAL PLANNER™ Certification. In addition to the CFP® mark, Scott achieved the Certified Private Wealth Advisor designation – helping him better serve the needs of his Ultra High Net Worth Families.

Scott quickly realized that entrepreneurs and owners of privately held businesses face unique challenges that often require specialized advice - skills that are underrepresented in the wealth planning community. This opportunity led him to obtain the Certified Exit Planning Advisor designation, which allows him to work with Business Owners as they navigate the challenges of starting, growing and ultimately transitioning a privately held business. As a CEPA, Scott works with his business owner clients both pre- and post-sale to educate them on their options –along with the pros and cons of each.

Scott excels at bringing together his client’s “Team” of attorneys, accountants, agents, bankers, trust officers and other advisors to collaborate behind the scenes. This allows his clients to focus their attention on other aspects of their lives with confidence – something that resonates deeply with his professional athlete clients.

Scott is a member of the Advisory Board for Good Samaritan Hospital’s Neonatal Intensive Care Unit, supporting families with children at the NICU. Scott is an active member of the Association for Corporate Growth (ACG), serving on the Membership Committee since 2022. Scott is also a member of the Vistage Trusted Advisor community and plays an active role within the Cincinnati CEPA chapter.

Scott lives in Anderson with his wife Gina and son Griffin.

• Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• University of Kentucky, Bachelor's Degree in Finance and Marketing

• Certified Private Wealth Advisor®
• Certified Exit Planning Advisor
• CERTIFIED FINANCIAL PLANNER™

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After graduating from Indiana University School of Law in 2014, Lucy began her career as an attorney, focusing her practice on families with complex multi-generational estate and tax planning needs. Lucy transitioned her skillset to wealth management in 2017, knowing she wanted the opportunity to have a more immediate impact on her client’s day-to-day financial lives.

Joining 3 Point Legacy Advisors in 2022, Lucy is intently focused on helping clients create, maintain and ultimately transition their wealth to the next generation. Lucy has a unique perspective in carrying both her law degree and the Chartered Financial Analyst® designation, which she utilizes daily in creating tailored solutions to complex planning issues. Much of Lucy’s time is spent serving the needs of the Team’s business owner clients, who often face unique challenges from a planning perspective.

Lucy enjoys being a builder of community. She currently sits on the board for several local institutions, including Welcome House, the Carnegie Center of Columbia Tusculum and Cincinnati Public Radio. She is also actively involved in the Junior League of Cincinnati, where she mentors new members and leads development initiatives.  In addition, Lucy was selected as a participant of C-Change 17 where she partnered with BLINK Cincinnati to create kits to increase the range of BLINK from a showcase of art to an immersive event for libraries, schools and neighborhoods to participate in STEM activities and creative output.

Lucy believes in starting every day with a run and ending every day with a good book.  In her free time, Lucy enjoys spending time with her husband, Kyle, her daughter, Cameron, and son, Jack, being outside and staying as active as possible.

• Indiana University, Robert H. McKinney School of Law, Juris Doctorate
• Indiana University, Bachelor's Degree, Political Science and Government

• Chartered Financial Analyst®

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Mike started his career at UBS in 2008 after graduating with a degree in Finance and Management from the University of Kentucky. In his time with UBS Mike has achieved the Certified Financial Planner™ (CFP®) and the Certified Exit Planning Advisor (CEPA) designations, and graduated with an MBA from Xavier University. After passing Level I, he is currently working on Level II of the Chartered Financial Analyst (CFA) curriculum.

Mike volunteers his time as a Board Member of CASA for Kids Northern Kentucky.

Mike and his wife, Maggie, live in Fort Thomas, Kentucky and have two kids, Michael IV (Mac) and Everette (Evie).

• University of Kentucky, Bachelor's Degree in Finance and Business Management
• Xavier Univesity, Masters in Business Administration

• CERTIFIED FINANCIAL PLANNER™
• Certified Exit Planning Advisor
• Authorized Officer

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Michael joined UBS in mid-2022 after spending 5 years with Fifth Third’s Private Bank where he led a team in advising their High Net Worth and Ultra-High Net Worth families on issues around portfolio management, income tax, and estate tax planning. He also led initiatives around educating and engaging the next generations within their client families.

Prior to his time at Fifth Third, Michael worked for The AYCO Company LP, a wholly owned subsidiary of Goldman Sachs, in NY. While at AYCO he provided executive wealth counselling on topics covering personal income taxation, portfolio construction, and complex wealth transition strategies to current, and retired C-suite executives of Fortune 500 companies.

Michael graduated from Franciscan University, in Stuebenville Ohio with a Bachelor's degree in Finance. In 2012 he earned his designation as a Certified Financial Planner (CFP®), and in 2020 his designation as a Certified Private Wealth Advisor (CPWA®). He also maintains his FINRA Series 7 and 66 licensing, as well as certifications in Life, Accident, and Health Insurance.

Michael currently lives in Northern Kentucky with his wife Kristina, and three children, Olivia, Cecilia, and Damian. He enjoys serving the community via home renovation groups for families in need, as well as working with mentally handicapped children. He is a graduate of the 2020 class of Cincy Next, the Cincinnati USA Regional Chambers Leadership Program. In his free time, he loves all things sports related, and spending time in the great outdoors with my family.

• Franciscan University, Bachelor's Degree in Finance

• CERTIFIED FINANCIAL PLANNER™
• Certified Private Wealth Advisor®
• Certified Exit Planning Advisor

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Born and raised on the west side of Cincinnati, Amy began her career at Fifth Third Bank in 1999 as Plan Service Coordinator in Retirement Plan Services where she managed a recordkeeping team and worked on Trust and 401(k) conversions from bank acquisitions. She graduated from the College of Mount St. Joseph with a B.S.B.A in Management. Since joining UBS in 2005 she has obtained her 7, 66, Insurance license, CRPS®, and is a Notary. Amy has worked closely with private and corporate clients in servicing their accounts administratively. She is the team lead for operations and qualified plans. Amy lives in West Chester with her husband Chris and twin boys Greyson and Cole. She enjoys spending time with her family, going to concerts, and is a big Cincinnati sports fan – Go Bengals & Bearcats!

• Senior Registered Client Associate
• CRPS®

Ashley joined UBS in July of 2017. Prior to joining 3 Point Legacy Advisors, Ashley was Branch Manager and Retail Officer of a local bank for 7 years and has 10 years of experience in the financial industry. She helps manage client service, operational needs and provides administrative support primarily for our Captive Insurance Business.

Outside of work, Ashley enjoys RV traveling, boating, fitness, sports and the outdoors. She also enjoys volunteering with the Juvenile Diabetes Research Foundation.
Ashley lives in Union, Kentucky with her husband Chris, and their daughter Whitney.

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Kim began her career in the financial industry in 1998 when she joined Gradison-McDonald Investments. Kim supports our clients by servicing their administrative and operational needs. She also provides administrative support to our team in their daily business practices. Kim holds Series 7 and 66 securities licenses along with life, health and annuity licenses. Kim and her husband enjoy spending time with grandchildren and vacationing in Canada.

• Senior Registered Client Associate

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Megan began her career at UBS Financial Services in June of 2014 after graduating from Miami University where she earned her Bachelor's degree in Finance.  Megan provides our clients with operational and administrative support on a day-to-day basis. She holds her Series 7 and Series 66 licenses.

Outside of work, Megan enjoys playing volleyball, being outdoors and spending time with friends and family.  Megan and her husband Josh live in West Chester, Ohio with their son Weston.

• Registered Client Associate

• OH

Prior to joining 3 Point Legacy Advisors in 2022, Cameron lived in Nashville where he worked on a team at UBS within Wealth Management Operations servicing advisors on mutual funds, alternative investments and advisory solutions. On our team, he handles client operational needs and is also a part of the investment solutions team to deliver best in class results. Additionally, one of Cameron's favorite parts of his cross-functional role is leading the Team's marketing and client outreach efforts.

A Cincinnati native and graduate from the University of Kentucky Gatton College of Business & Economics with bachelors' degrees in Finance and Marketing, Cameron is excited to be back in the area he grew up. In his free time, he enjoys all things sports, volunteering with Special Olympics Ohio/Tennessee, staying active through various workouts and yoga, and traveling the country to see his friends.

• University of Kentucky, Bachelor's Degree in Finance and Marketing