Family. Wealth. For Generations.

3PL Team photo

The proof is in our numbers

$2bn+

Assets under management

As of 01/10/2025

200+ Business Owners

Client relationships

14 person

seasoned team


3 Point Legacy Approach

Leveraging the resources of UBS - the largest Wealth Management Firm in the world – our Team manages approximately $2BN+ for clients across 40+ states, and are acutely focused on serving the needs of Business Owners and Entrepreneurs. We work with over 200 privately owned businesses and, as such, have a unique understanding of the wide range of needs that come with owning a private or family business. This includes, but is not limited to:

·    Pre & Post-Sale Planning – six Certified Exit Planning Advisor (CEPA) professionals

·    Investment Banking & Valuation Services

·    Risk Management Solutions – including a specialty in Captive & Self-Insurance

·    Family Advisory and Governance

·    Wealth Transfer & Estate Planning

·    Personal & Commercial Banking Solutions

·    Corporate & Retirement Plan Services

·    Tax Minimization Planning

Camera lens-POV
Business Owner in entryway

Advice for business owners & entrepreneurs

Mountain climbers on peak at sunrise

A leading global wealth manager

Clients sitting with advisor

Empower your investments

Insights

LA Skyline

Los Angeles fire relief

Support and resources

The UBS Optimus Foundation has committed up to $1 million in match funding for donations to trusted relief organizations Americares, World Central Kitchen, Team Rubicon and GiveDirectly in support of their efforts on behalf of those affected by the recent wildfires in southern California.

Learn more about how you can get involved and double your impact through the UBS Optimus Foundation.

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