Lasting relationships. For all that matters

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Ken has over 40 years of experience in the investment advisory business and has been a Financial Advisor for the majority of his career. He graduated from Boston University in 1964 and was awarded a J.D. from Suffolk Law School in 1967. Ken holds both the Series 7 and 63 licenses, as well as the life and health insurance licenses. His seasoned approach to investing comes from the cumulative advantage he’s gained through participation in countless market cycles and gives him the long-term perspective necessary to ride out the short-term waves of turbulent markets.

• Boston University
• Suffolk Law School, J.D.

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Robert is a Senior Vice President–Wealth Management at UBS Financial Services Inc., with over 19 years of financial services experience. He began his career at RBC Wealth Management in 1997 and has been with UBS since 2005. His core business is asset, risk and cash flow management for a select group of affluent families, as well as private charitable foundations and nonprofit organizations. Rob graduated from Northeastern University in 1998 with a B.S. in marketing. He earned the Certified Investment Management Analyst® (CIMA®) designation in 2006 at The Wharton School of the University of Pennsylvania and the Certified Financial Planner™ designation (CFP®) in 2011.

• Forbes Best-in-State Wealth Advisors, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

• Northeastern University, B.S. in Marketing

• CERTIFIED FINANCIAL PLANNER®
• Certified Investment Management Analyst®
• Senior Portfolio Manager

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Dan is a Senior Wealth Strategy Associate with over 15 years of experience in the financial services industry. He graduated from Georgetown University in 1997 with a BS in Russian and a concentration in Russian Area Studies. He works closely with Rob in implementing financial plans and catering to the investment management and planning needs of high net worth individuals and their families. Prior to joining UBS, Dan spent the majority of his career as an Institutional Equity Trader at a Canadian investment bank, making markets and executing trades on behalf of hedge fund and mutual fund clients. He holds both the Series 7 and Series 66 licenses and is a CERTIFIED FINANCIAL PLANNER^TM.

• Georgetown University, B.S. in Russian and a Concentration in Russian Area Studies

• CERTIFIED FINANCIAL PLANNER®

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Barbara Alton is my Client Service Associate with over 20 years of experience in the Financial Services Industry. She is fully licensed (Series 7, 8, 63, 3, and Insurance Licensed) to assist in all your financial or administrative needs. Her background includes a BSBA in Finance from the Robins School of Business at the University of Richmond. She has served in many roles at the branch level including Operations Manager and Control Administrator at Smith Barney.

• Robins School of Business at the University of Richmond, B.S.B.A.

• Financial Paraplanner Qualified Professional™