Your life. Your wealth. Your future.

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David began his career in the financial services industry with Merrill Lynch as a Financial Advisor in 1998 before joining UBS in 2004. In 2008, he received his CFP® designation. David is a Wealth Advisor and Senior Portfolio Manager, providing highly personalized wealth management services to his clients. He is the team’s lead partner responsible for portfolio construction, in addition to multi-generational estate planning, insurance, liability management and philanthropy. He is a member of the UBS Director Council.

When not at work, David enjoys spending time with his wife Leslie and daughter Allison, a student at Samford University.

• East Tennessee State University, B.A. Accounting

• CERTIFIED FINANCIAL PLANNER™
• Certified Exit Planning Advisor
• Wealth Advisor
• Senior Portfolio Manager

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• CA
• CO
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• DC
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• IA
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• OR
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• VI
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• WY

Brandon began working for UBS Financial Services in 1998. Brandon is the lead partner responsible for the team’s fixed income strategies, 10b5-1 trading plans, annuity selection and placement.

He is passionate about helping clients achieve their life’s goals, and about providing them with confidence when it comes to their financial situation. He builds his work on a foundation of strong personal relationships, taking time to understand each client’s vision of what their future looks like. He knows the value of always seeing clients as individuals, and of earning and keeping their confidence.

Brandon and his wife, Loesje, have 3 grown children and three grandsons.

• University of Tennessee, B.S. Business

• Corporate Stock Benefit Analyst

• AL
• AR
• AZ
• CA
• CO
• DC
• DE
• FL
• GA
• IL
• IN
• KY
• MA
• MI
• MN
• MO
• MS
• MT
• NC
• NJ
• NY
• OH
• OK
• OR
• PA
• SC
• TN
• TX
• VA
• VI
• VT
• WA

Mitch is a Vice President of Wealth Management at UBS Financial Services. He is the lead Partner in charge of Corporate Retirement Plans, Financial Planning and Business Development for the team. Mitch served as an active duty Army Officer and attack helicopter pilot for almost eight years and following his military service earned an MBA from East Tennessee State University. He is active in several charities, including the mentorship of returning Iraq/Afghanistan veterans in an effort to assist with their reintegration into civilian life following military service.

Mitch and his wife Dawn live in Johnson City with their two children, Ashley and Ethan. They all love the outdoors and will spend much of their free time hiking and camping throughout the region.

• ETSU, MBA
• ETSU, B.S. Political Science

• CERTIFIED FINANCIAL PLANNER™
• Chartered Retirement Plans Specialist℠
• Certified Exit Planning Advisor
• Portfolio Manager

• CO
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• GA
• IN
• NC
• PA
• SC
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• TX
• VA

Tia has been with WLP Financial Group since 2012 and is responsible for the day-to-day operations of client accounts and she is dedicated to providing clients with the highest level of service. Tia provides personal attention to every client and is passionate about helping others. She has earned her FINRA Series 7 and 66 licenses, as well as state insurance licenses. Tia has worked in the financial services industry for over 10 years. She graduated from Tennessee Tech University with a Bachelors Degree in Finance. She lives in Kingsport with her husband, Jonathan and their daughter.

• Tennessee Tech University, Finance

Ashley joined WLP Financial Group in 2018. Prior to joining UBS, Ashley worked at GPM Investments for over 5 years in the accounting department. Ashley’s strong people skills and dedication to building relationships help her deliver a high level of client care. She is charged with on-boarding new clients, managing and maintaining accounts, administrative support and additional operations. She lives in Johnson City with her Fiancé’ and their pug, Dexter.

• TN

Spencer joined WLP Financial Group in 2021. Prior to joining UBS, he worked as a Financial Relationship Senior Consultant at Regions Bank since 2018. Spencer assists in all client service and operational responsibilities for the team including preparation of statements, portfolio reviews, and tax documents. He received a B.B.A. in Marketing from Morehead State in KY. Spencer and his wife, Sydney are enjoying life in East TN.

• Morehead State, BBA Marketing