Let's move forward. Together.

Hardy Winburn, CFP, CIMA, CLU, ChFC, CFS, RICP, CEPA

Managing Director–Wealth Management

Private Wealth Advisor

Hardy Winburn joined UBS in January 2002 and formed the team that would become Winburn Wealth Management. In the 19 years prior, he was president and CEO of a national manufacturing and distribution firm.

A graduate of Phillips Exeter Academy, Hardy earned his B.S. in management science from Duke University and his M.B.A. at the University of Arkansas at Little Rock. In addition, Hardy completed The Presidents’ Seminar training program through Harvard Business School.

Since 1995, Hardy has been a member of a global peer network of chief executives and business leaders, the Young Presidents’ Organization (YPO). Hardy is also a member of Chief Executives Organization (CEO), which is the exclusive organization for distinguished leaders of YPO.

 

Credentials that build confidence

– Certified Financial PlannerTM (CFP®
– Certified Investment Management Analyst® (CIMA®)
– Chartered Life Underwriter® (CLU®)
– Chartered Financial Consultant® (ChFC®)
– Certified Fund Specialist® (CFS®)
– Retirement Income Certified Professional® (RICP®)
– Certified Exit Planning Advisor® (CEPA®)

Registered States:
  • AL
  • AR
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • ID
  • IL
  • IN
  • KY
  • LA
  • MD
  • MN
  • MO
  • MS
  • NC
  • NJ
  • NY
  • OH
  • OK
  • SD
  • TN
  • TX
  • UT
  • WV

Recognized as an industry leader:

  • Barron's Top 1,000 Financial Advisors, 2009The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
  • Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022, 2023, 2024
    The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
  • Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Education

  • Duke University, B.S. Management Science
  • University of Arkansas at Little Rock, M.B.A.

Credentials

  • Private Wealth Advisor
  • Senior Portfolio Manager
  • Retirement Plan Consultant

Our advice is comprehensive. We help diverse clients in a broad range of areas, including:

Asset allocation
Business owners
Financial planning
Multi-generational families
Retirement planning
401(k) plan services
10800 Financial Center Parkway
Suite 400, 4th Floor
Little Rock, AR 72211

Email Me

hardy.winburn@ubs.com
Hardy Winburn, CFP, CIMA, CLU, ChFC, CFS, RICP, CEPA
10800 Financial Center Parkway,Little Rock,AR,72211

Carissa Holder, CRPC

Authorized Officer

Wealth Management Associate

Carissa has worked in the financial services industry since she joined Winburn Wealth Management in 2009. She is committed to building long-term client relationships through exceptional service. A graduate of the University of Central Arkansas, she earned her bachelor of business administration in finance and marketing. She maintains her Series 7, 63 and 65 securities licenses and has also attained the Chartered Retirement Planning CounselorSM designation.


Outside of her role on the team, Carissa was chosen to serve as a coach to Client Service Associates in our area and to serve on a working group to promote best practices in client service and seek solutions to client needs.

Registered States:
  • AL
  • AR
  • CA
  • CO
  • FL
  • GA
  • ID
  • IL
  • IN
  • KY
  • LA
  • MD
  • MN
  • MO
  • NC
  • OH
  • OK
  • SD
  • TN
  • TX
  • UT
  • WA
  • WV

Education

  • University of Central Arkansas, Bachelor of Business Administration in Finance and Marketing

Credentials

  • Chartered Retirement Planning Counselor
10800 Financial Center Parkway
Suite 400, 4th Floor
Little Rock, AR 72211

Email Me

carissa.holder@ubs.com
Carissa Holder, CRPC
10800 Financial Center Parkway,Little Rock,AR,72211

Lori Payne, CFS

Senior Wealth Strategy Associate

Lori, whose career in financial services spans over three decades, joined Winburn Wealth Management in 2011. She prides herself on her dedication to delivering the highest level of service to our clients. She graduated from John Brown University with a bachelor of science degree in organizational management and holds the Series 7, 24, 31, 63 and 65 securities licenses, as well as her Arkansas insurance license. Lori also holds the Certified Fund Specialist® designation.

 

 

Registered States:
  • AL
  • AR
  • CA
  • CO
  • DC
  • FL
  • GA
  • ID
  • IL
  • IN
  • KY
  • LA
  • MD
  • MN
  • MO
  • MS
  • NC
  • OH
  • OK
  • SD
  • TN
  • TX
  • UT
  • WV

Education

  • John Brown University, B.S. in Organizational Management

Credentials

  • Certified Fund Specialist®
10800 Financial Center Parkway
Suite 400, 4th Floor
Little Rock, AR 72211

Email Me

lori.payne@ubs.com
Lori Payne, CFS
10800 Financial Center Parkway,Little Rock,AR,72211

Brandy Springer, CFS, CMFC, AAMS, CRPC

Senior Wealth Strategy Associate

Brandy has spent over 23 years in both client service and management roles in the financial services industry. She joined Winburn Wealth Management in 2013 and enjoys anticipating and meeting the needs of our clients throughout the process. She is a business graduate from Oklahoma Wesleyan University who maintains the Series 3, 7, 9/10, 63 and 65 securities licenses, in addition to the Arkansas insurance license. Brandy has also earned the Certified Fund Specialist®, the Chartered Mutual Fund Counselor®, the Accredited Asset Management SpecialistSM and the Chartered Retirement Planning CounselorSM designations.

Registered States:
  • AL
  • AR
  • CA
  • CO
  • DC
  • FL
  • GA
  • ID
  • IL
  • IN
  • KY
  • LA
  • MD
  • MN
  • MO
  • NC
  • OH
  • OK
  • SD
  • TN
  • TX
  • UT
  • WV

Education

  • Oklahoma Wesleyan University

Credentials

  • Accredited Asset Management Specialist
  • Certified Fund Specialist®
  • Chartered Mutual Fund Counselor℠
  • Chartered Retirement Planning Counselor
10800 Financial Center Parkway
Suite 400, 4th Floor
Little Rock, AR 72211

Email Me

brandy.springer@ubs.com
Brandy Springer, CFS, CMFC, AAMS, CRPC
10800 Financial Center Parkway,Little Rock,AR,72211