Let's move forward. Together.

Mountain climbers reaching the summit

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Richard Rick Whalen Profile Photo

    Richard "Rick" Whalen, CIMA, CIMC

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AZ
    • CA
    • CO
    • FL
    • IN
    • MI
    • MT
    • NC
    • ND
    • OH
    • TN
    • TX
    • UT
    • WA
    • WI
    • Barron's Top 1,200 Financial Advisors, 2016, 2017, 2018, 2019
      The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 

      • Certified Investment Management Analyst®
      • Certified Investment Management Consultant
      2575 East Camelback Road
      Suite 900
      Phoenix, AZ 85016
      richard.whalen@ubs.com
      Richard "Rick" Whalen, CIMA, CIMC
      2575 East Camelback Road,Phoenix,AZ,85016
    • Diane Peterson Profile Photo

      Diane Lees

      Senior Client Associate

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      • AZ
      • CA
      • MI
      • TX

            2575 East Camelback Road
            Suite 900
            Phoenix, AZ 85016
            diane.peterson@ubs.com
            Diane Lees
            2575 East Camelback Road,Phoenix,AZ,85016
          Three generations in apple orchard

          Turn possibilities into a plan

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          A leading global wealth manager

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          Los Angeles fire relief

          Support and resources

          The UBS Optimus Foundation has committed up to $1 million in match funding for donations to trusted relief organizations Americares, World Central Kitchen, Team Rubicon and GiveDirectly in support of their efforts on behalf of those affected by the recent wildfires in southern California.

          Learn more about how you can get involved and double your impact through the UBS Optimus Foundation.

          A leader in wealth management

          Backed by the strength of our parent company, UBS AG

          $5.9+ trn

          UBS Group invested assets
          As of 06/30/2024

          51 countries

          Our global footprint

          Global leader

          UBS is a leading and truly global wealth manager

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