Let's move forward. Together.

Mountain climbers reaching the summit

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Richard Rick Whalen Profile Photo

    Richard "Rick" Whalen, CIMA, CIMC

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AZ
    • CA
    • CO
    • FL
    • IN
    • MI
    • MT
    • NC
    • OH
    • TN
    • TX
    • UT
    • WA
    • WI
    • Barron's Top 1,200 Financial Advisors, 2016, 2017, 2018, 2019
      The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 

      • Certified Investment Management Analyst®
      • Certified Investment Management Consultant
      2575 East Camelback Road
      Suite 900
      Phoenix, AZ 85016
      richard.whalen@ubs.com
      Richard "Rick" Whalen, CIMA, CIMC
      2575 East Camelback Road,Phoenix,AZ,85016
    • Diane Peterson Profile Photo

      Diane Lees

      Senior Client Associate

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      • AZ
      • CA
      • MI
      • TX

            2575 East Camelback Road
            Suite 900
            Phoenix, AZ 85016
            diane.peterson@ubs.com
            Diane Lees
            2575 East Camelback Road,Phoenix,AZ,85016
          Three generations in apple orchard

          Turn possibilities into a plan

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          A leading global wealth manager

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          ElectionWatch 2024

          24 questions for the '24 US election

          Election day is fast approaching and the outcome could impact your portfolio. Connect with us for election insights and investment strategies that may be right for you.

          The latest ElectionWatch report from our Chief Investment Office answers 24 of investors' frequently asked questions. Covering a range of concerns from taxes and inflation to investment considerations and monetary policy, this report can help inform your decisions regardless of the election's outcome.

          Download the report

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          $5.9+ trn

          UBS Group invested assets
          As of 06/30/2024

          51 countries

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          UBS is a leading and truly global wealth manager

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