Let's move forward. Together.

Mountain climbers reaching the summit

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

Chess board

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Richard Rick Whalen Profile Photo

    Richard "Rick" Whalen, CIMA, CIMC

    Senior Vice President–Wealth Management

    Financial Advisor

    • image
    • image
    • image
    • AZ
    • CA
    • CO
    • FL
    • IA
    • IN
    • MI
    • NC
    • OH
    • TN
    • TX
    • VA
    • WA
    • WI
    • Barron's Top 1,200 Financial Advisors, 2016, 2017, 2018, 2019
      The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 

      • Certified Investment Management Analyst®
      • Certified Investment Management Consultant
      2575 East Camelback Road
      Suite 900
      Phoenix, AZ 85016
    • Diane Peterson Profile Photo

      Diane Lees

      Senior Client Associate

      • image
      • image
      • AZ
      • CA
      • MI
      • TX

            2575 East Camelback Road
            Suite 900
            Phoenix, AZ 85016

          The Year Ahead - Sustainable Investing

          Retirement planning

          Retirement planning

          Multigenerational planning

          Multigenerational planning

          Legacy—Wealth for others

          For needs that go beyond your own—to help you improve the lives of others

          What will your legacy be?
          It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

          Learn more at ubs.com/wealthway.

          Backed by the strength of UBS

          A global leader in wealth management

          $2.8 trillion

          In invested assets globally 
          As of 06/30/2022

          51 countries

          Our global footprint

          Global leader

          UBS is a world-leading wealth manager