Let's move forward. Together.

Mountain climbers reaching the summit

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

Chess board

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Richard Rick Whalen Profile Photo

    Richard "Rick" Whalen, CIMA, CIMC

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AZ
    • CA
    • CO
    • FL
    • IN
    • MI
    • NC
    • OH
    • TN
    • TX
    • WA
    • WI
    • Barron's Top 1,200 Financial Advisors, 2016, 2017, 2018, 2019
      The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 

      • Certified Investment Management Analyst®
      • Certified Investment Management Consultant
      2575 East Camelback Road
      Suite 900
      Phoenix, AZ 85016
    • Diane Peterson Profile Photo

      Diane Lees

      Senior Client Associate

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      • AZ
      • CA
      • MI
      • TX

            2575 East Camelback Road
            Suite 900
            Phoenix, AZ 85016

          Focus on liquidity management

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          Tree

          UBS and Credit Suisse—stronger than ever

          Managing wealth is our craft

          We’re committed to understanding what wealth means for you.

          At UBS, excellence comes from nurturing the best of our heritage, mastering the details and delivering the expertise you need to turn your financial vision into a reality. The result? Financial advice that is finely crafted for what matters most to you.

          Backed by the strength of UBS

          A global leader in wealth management

          $5+ trillion

          In invested assets globally 
          As of 11/07/2023

          51 countries

          Our global footprint

          Global leader

          UBS is a world-leading wealth manager

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