Wealth advice for your life's goals

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For over 40 years, Mimi has advised multigenerational families and high net worth individuals on their wealth management needs. As senior member of The Wallace Group, Mimi is dedicated to providing the highest level of client service -- advising clients across all aspects of their financial lives including investments, philanthropy, and educating the next generation. Mimi began her career at J.C. Bradford in 1979 and became the first female financial advisor to hold their title of Partner. She holds the designation of Certified Investment Management Analyst® (CIMA®), which helps give her in-depth knowledge of managing investment portfolios.

An avid golfer and kayaker, Mimi can often be found outdoors and is passionate about supporting the environment. She is a member of Tennessee Women in Green, which connects women committed to environmental sustainability. She also supports the local community through her longtime role as a board member of the 100 Club of Nashville, which has provided over $1 million in financial assistance to the families of police officers, firefighters, and EMT staff who lost their lives or were victims of serious injury in the line of duty.

• Barron's Top 1,000 Financial Advisors, 2010, 2011, 2012, 2013The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
• Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
• Barron's Top 100 Women Advisors, 2009The Barron's rating is awarded annually in June and is based on information from the Q1 of the award year.
• Forbes Best-in-State Wealth Advisors, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
• Forbes Top Women Wealth Advisors Best-in-State, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.

• Hollins University, B.A. in French

• Certified Investment Management Analyst®

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Mark began his professional investment career in 1985. He is a CERTIFIED FINANCIAL PLANNER™ (CFP®) certificant, a Registered Securities Principal and a Certified Investment Management Analyst (CIMA®), earning these designations in 1990, 1994, and 1999, respectively. For the past decade, Mark's business focus has been to serve as an investment management consultant to trustees of pension, health and welfare, and defined-contribution plans.

• University of Tennessee, Knoxville, B.S. in Business

• Institutional Consultant, UBS Institutional Consulting Program
• Certified Investment Management Analyst®
• CERTIFIED FINANCIAL PLANNER®

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Gordon blends an Industrial Psychology degree from Rhodes College (1990), a Masters degree in Elementary Education from Vanderbilt University (1995) and over twenty five years of experience in the investment industry in his approach to helping clients identify and pursue meaningful financial goals. 

With his experience in behavioral finance since before the turn of the century, Gordon’s work begins with understanding clients’ relationships with money and investing.  This starting point informs Gordon’s approach to crafting an investment strategy that matches clients’ risk profiles and leverages the strengths of his team and his firm  to build and monitor portfolios.  Ongoing due diligence involving those portfolios and regular contact with clients drive Gordon’s daily activities and he is grateful to be part of a team that subscribes to the notion that “All of us know more than Any of us knows.”

Gordon, his wife Holly and family support a number of activities away from the office including the performing arts in Middle Tennessee, the Alzheimer’s Association of Middle Tennessee, Ronald McDonald House of Chattanooga, St. Jude’s Research Hospital in Memphis, the Special Olympics, and folding origami cranes. 

• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Rhodes College, B.A. in Psychology
• Peabody College at Vanderbilt University, Master's degree in Education

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Brian's passion for investing started when he purchased his first stock at age 10. He started his working career by pursuing an inside view of the business world as the General Manager of a $5 million operation in Knoxville, Tennessee. Brian then continued his entrepreneurial vision with FedEx as a business consultant to small business owners. In 2005, he brought his business experience and love of investing to UBS to help clients and their portfolio. In 2009, Brian earned the designation of CERTIFIED FINANCIAL PLANNER™ (CFP®).

• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• University of Tennessee, Knoxville, B.S. in Business Administration, Majors: Economics & Finance

• CERTIFIED FINANCIAL PLANNER®
• Portfolio Manager

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I have been a Financial Advisor since 1999. I am a native of Nashville, and I have seen many changes to this city over the years. I am married and have three wonderful children. Away from the office, I enjoy spending time with my family or traveling to Haiti where I am involved in an orphanage through my church. I have completed the requirements to be a CERTIFIED FINANCIAL PLANNER^TM, and I use that knowledge to give better advice to my clients.

• Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Tennessee State University, B.S. in Arts & Sciences

• CERTIFIED FINANCIAL PLANNER®

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Ellen is dedicated to helping clients grow and protect their wealth by designing, implementing and monitoring strategic financial plans specifically tailored to their needs. These plans can include cash flow modeling, insurance and risk management, charitable giving and estate planning. Ellen has 15 of experience in investments and wealth management ranging from selling bonds on Wall Street to working with large institutional investors to financial planning for high net worth families.

She is a graduate of the University of Georgia, where she earned her Bachelor of Business Administration with a concentration in Finance. She earned her Certified Financial Planner™ (CFP®) designation in 2014. Ellen is a Nashville native and alumna of Harpeth Hall School through which she completed her Winterim internship with The Wallace Group in 2003.

Ellen is passionate about supporting the Nashville community. She served on the boards of The Women’s Fund and Young Leaders Council and as Alumnae Board President of The Harpeth Hall School. She has been an active volunteer with many local nonprofits including The Next Door and Preston Taylor Ministries. She was awarded the Nashville Emerging Leader Award in 2017 and Nashville’s Top 30 Under 30 in 2014. She and her husband, Brian, are proud parents to three children.

• University of Georgia, Bachelor of Business Administration in Finance

• CERTIFIED FINANCIAL PLANNER®

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Bill has been in the industry since 1998 and with UBS since 2004.  He brings a wealth of knowledge and a keen focus on customer service to the team.  Outside the office he enjoys camping with his son's Boy Scout Troop, cheering on the Dallas Cowboys, and cooking. 

• Eckerd College, B.A. in Sociology

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Lisa has been in the business since 1987.  She brings years of administrative and operational experience.

Outside of the office she enjoys keeping up with her 3 teenagers and 2 dogs.

Jake graduated from Western Kentucky University in 2019 with a Bachelors Degree of Science in Finance. Post graduation, Jake joined UBS in the fall of 2019 and worked as a Cost Basis Reconciliation Analyst. Jake joined The Wallace Group in 2022 and currently holds his Series 7 FINRA license. 

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Ashley graduated from the University of Texas at El Paso in 2018 with a B.A in Accounting. After graduating, she worked for Morgan Stanley as an internal auditor and as a Client Service Associate. Ashley joined The Wallace Group at UBS in 2023 as a Client Service Associate and is studying for her FINRA series 7 and 66.