Your life. Your wealth. Your future.

Pursue what matters most

Family photos on shelf

With the complexity of today's markets and uncertainty about tomorrow's economy, good financial advice is more important than ever. As a team of dedicated Financial Advisors, we're committed to helping you organize your finances around your short term needs, your longer-term goals and what you envision for generations to come. Our knowledgeable perspective, good judgement and broad experience can help you meet your challenges and seize opportunities.

Retired couple

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Patrick McCarthy Profile Photo

    Patrick McCarthy, CIMA

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AL
    • AR
    • AZ
    • CA
    • CO
    • FL
    • GA
    • IA
    • IL
    • IN
    • KS
    • LA
    • MD
    • MI
    • MN
    • MO
    • MS
    • NE
    • NJ
    • NM
    • NV
    • NY
    • OK
    • OR
    • PA
    • RI
    • SC
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    • TX
    • VA
    • WA
    • WI
    • WY

    Patrick offers over 28 years of experience in financial services and focuses on providing retirement, estate, income, insurance and education cost planning to individuals, families, business owners and foundations. He uses his knowledge and experience to help clients pursue and sustain financial independence and stability. A graduate of the University of Kansas, where he received his B.A., Patrick earned the CIMA® (Certified Investment Management AnalystSM) accreditation from the Wharton School of Business.

    • Barron's Top 1,200 Financial Advisors, 2017, 2018
      The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
    • Forbes Best-in-State Wealth Advisors, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

    • University of Kansas, B.A.
    • Certified Investment Management Analyst®
    • Senior Portfolio Manager
    • Retirement Plan Consultant
    • Endowment & Foundation Consultant
    One Hallbrook Place, Suite 300
    11150 Overbrook Road
    Leawood, KS 66211
  • Dan Lindstrom Profile Photo

    Dan Lindstrom

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AL
    • AR
    • AZ
    • CA
    • CO
    • FL
    • GA
    • IA
    • ID
    • IL
    • IN
    • KS
    • MA
    • MD
    • MI
    • MN
    • MO
    • NE
    • NH
    • NJ
    • NM
    • NY
    • OH
    • OK
    • OR
    • PA
    • RI
    • SC
    • SD
    • TX
    • VA
    • WA
    • WI

    Dan has worked in the financial services industry for more than 35 years as both an advisor and a branch manager.  He works directly with clients on portfolio management, equity and fixed income strategies.  Dan graduated from the University of Nebraska and was a letterman for the Cornhuskers.  Dan is involved with the Omaha Community Foundation, Omaha Bridges Out of Poverty, National Cowboy and Western Heritage Museum, Reining Horses, Fellowship of Christian Athletes and The University of Nebraska "N" Club.  Dan and his wife, Deb, have 3 children and 5 grandchildren.

      • University of Nebraska
        1 Valmont Plaza
        Suite 300
        Omaha, NE 68154
      • John Brown Profile Photo

        John L. Brown

        Senior Vice President–Wealth Management

        Financial Advisor

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        • AL
        • AR
        • AZ
        • CA
        • CO
        • CT
        • DC
        • FL
        • GA
        • IA
        • IL
        • IN
        • KS
        • KY
        • MD
        • MI
        • MN
        • MO
        • NE
        • NJ
        • NM
        • NV
        • NY
        • OK
        • OR
        • PA
        • RI
        • SC
        • SD
        • TX
        • VA
        • WA
        • WI

        John lends more than 35 years of investment experience to the team. He specializes in comprehensive asset and risk management while implementing retirement and estate planning strategies. Fully licensed in insurance as well as securities, John’s reviews and recommendations cover an extensive array of financial instruments. He earned his CIMA® accreditation from the Wharton School of Business and earned a B.S. from the University of Kansas.

          • University of Kansas, B.S.
          • Senior Portfolio Manager
          One Hallbrook Place, Suite 300
          11150 Overbrook Road
          Leawood, KS 66211
        • Eric Taylor Profile Photo

          Eric Taylor, CFP

          Senior Vice President–Wealth Management

          Financial Advisor

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          • AL
          • AR
          • AZ
          • CA
          • CO
          • FL
          • GA
          • IA
          • IL
          • IN
          • KS
          • MD
          • MI
          • MN
          • MO
          • NE
          • NJ
          • NM
          • NV
          • NY
          • OK
          • OR
          • PA
          • RI
          • SC
          • SD
          • TX
          • VA
          • WA
          • WI
          • WY

          Eric has been in the financial advisory business since 2003 and a member of the Total Wealth Management Group since 2008. He complements the team’s process and investment philosophy by offering thoughtful advice backed by a disciplined analysis of our clients’ goals and risk parameters. That same structured analysis is applied to a broad range of investment vehicles that may be utilized to construct risk-adjusted portfolios. He has an expertise in retirement planning working with families, business owners and foundations in managing financial assets to their stated goals.

              • CERTIFIED FINANCIAL PLANNER™
              One Hallbrook Place, Suite 300
              11150 Overbrook Road
              Leawood, KS 66211
            • Scott Jones Profile Photo

              Scott Jones

              Financial Advisor

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              • AL
              • AR
              • AZ
              • CA
              • CO
              • FL
              • GA
              • IA
              • IL
              • IN
              • KS
              • MA
              • MD
              • MI
              • MN
              • MO
              • NC
              • NE
              • NJ
              • NM
              • NV
              • NY
              • OK
              • OR
              • PA
              • RI
              • SC
              • SD
              • TX
              • VA
              • WA
              • WI
              • WY

              Since starting with UBS in 2002, Scott has built a reputation of developing personalized client relationships and advising clients utilizing an objective, comprehensive approach to wealth management. Working primarily with high net worth individuals, he helps his clients grow and protect their wealth for not only themselves, but for future generations. Scott's other area of expertise is working with private and public corporations, insurance companies, and other institutions investing in money market securities characterized as short-term cash or cash equivalents and marketable securities in the taxable and tax-exempt fixed income markets. A native of Cincinnati, Ohio, Scott earned a Bachelor of Science Degree in Mechanical Engineering with a minor in Economics at Washington University in St. Louis, Missouri.

                • Washington University, B.S. Mechanical Engineering, Minor in Economics
                • Corporate Stock Benefit Consultant
                One Hallbrook Place, Suite 300
                11150 Overbrook Road
                Leawood, KS 66211
              • Penny McKinney Profile Photo

                Penny McKinney, AAMS

                Authorized Officer

                Senior Wealth Strategy Associate

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                • AZ
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                • CO
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                • IA
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                • KS
                • MD
                • MI
                • MN
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                • NE
                • NV
                • NY
                • OK
                • OR
                • PA
                • TX
                • VA

                Penny brings over 35 years of client service experience to the group. She is responsible for processing administrative tasks that include entering security transactions and responding to client inquiries. She also works with Pat, John, Eric and Scott in preparing completed financial plans and investment proposals for clients. Penny attended Park University and earned her Series 7, 63 and 65 securities licenses, as well as life and health insurance licenses. She also received the AAMS® (Accredited Asset Management SpecialistSM) designation.

                  • Park University
                  • Accredited Asset Management Specialist℠
                  One Hallbrook Place, Suite 300
                  11150 Overbrook Road
                  Leawood, KS 66211

                Insights

                Year Ahead 2023

                A year of inflections

                Following one of the toughest years in history for investors, CIO sets its sights on the Year Ahead. Entering what we expect to be a “Year of Inflections,” uncertainty remains high. But for investors with the ability to look through short-term noise, the difficulties of 2022 should make way for longer-term opportunities. Navigating these anticipated inflection points in 2023 will be key to investment success.

                A focus on personalized access and service

                Working with diverse clients with specific needs, our team sees it as our top responsibility to understand each aspect of your unique and often complicated financial life.

                The Year Ahead - Sustainable Investing

                Retirement planning

                Retirement planning

                Multigenerational planning

                Multigenerational planning

                Backed by the strength of UBS

                A global leader in wealth management

                $2.8 trillion

                In invested assets globally 
                As of 06/30/2022

                51 countries

                Our global footprint

                Global leader

                UBS is a world-leading wealth manager