Lasting relationships. For all that matters

With the complexity of today's markets and uncertainty about tomorrow's economy, good financial advice is more important than ever. As a team of dedicated Financial Advisors, we're committed to helping you organize your finances around your short term needs, your longer-term goals and what you envision for generations to come. Our knowledgeable perspective, good judgement and broad experience can help you meet your challenges and seize opportunities.

Two women in office

Thomas Frank

Financial Advisor

Certified Exit Planning Advisor

I began my career at Merrill Lynch on October 19, 1987, the date of one of the greatest stock market declines in history. I have never forgotten the lesson of that day and have emphasized wealth preservation to my client's and their portfolios for the past 25 years. Wealth Advice is much more than investments, and the related markets. The emphasis should be placed on developing a financial plan and related asset allocation, then closely monitoring risks as well as returns. The best asset allocation is one which the client is comfortable holding during the worst of times.

Registered States:
  • AZ
  • CA
  • CO
  • DC
  • FL
  • GA
  • IL
  • IN
  • KS
  • KY
  • MA
  • MD
  • MI
  • MN
  • MT
  • NC
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OR
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WI
  • WV

Education

  • B.S., Finance/Investments, Minor in International Economic, Miami University

Credentials

  • Certified Exit Planning Advisor
  • Certified Investment Management Analyst®
  • Chartered Retirement Plans Specialist
  • Senior Portfolio Manager
  • Wealth Advisor
8044 Montgomery Road
Suite 100W
Cincinnati, OH 45236
  • (513) 792-5154

Email Me

The Year Ahead - Sustainable Investing

Retirement planning

Retirement planning

Multigenerational planning

Multigenerational planning

Legacy—Wealth for others

For needs that go beyond your own—to help you improve the lives of others

What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

Learn more at ubs.com/wealthway.

Backed by the strength of UBS

A global leader in wealth management

$2.8 trillion

In invested assets globally 
As of 06/30/2022

51 countries

Our global footprint

Global leader

UBS is a world-leading wealth manager

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