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$5.9+ trn
UBS Group invested assets
As of 06/30/2024
Senior Vice President–Wealth Management
Financial Advisor
Tom has over 30 years of experience providing comprehensive wealth management services in the areas of investment management, estate and trust planning, financial planning, income tax planning, lending, charitable giving and asset protection. He works with a diversified client base including executives, small business owners, professional athletes, and high net worth families.
Prior to joining UBS Financial Services, Inc., Tom was with Smith Barney, now Morgan Stanley Wealth Management as a Financial Advisor and Arthur Andersen LLP as a Tax Manager in the Private Client Group in Houston.
Tom attended the University of Miami in Coral Gables, Florida and graduated from the University of Houston with a degree in Accounting. He is a Certified Financial Planner (CFP®), Certified Exit Plan Advisor (CEPA®) and, in addition, he has earned the Certified Investment Management Analyst (CIMA®) designation through The Wharton School of Business and the Certified Private Wealth Advisor (CPWA®) designation through the University Of Chicago Booth School Of Business. He is a member of The Financial Planning Association and the Investment Management Consultants Association. Tom is also an FAA licensed pilot and a member of the Aircraft Owners and Pilots Association.
Tom lives in Houston with his wife, Cindy and son Casey. He also spends time at the family vacation home in Kauai, Hawaii.
Education
Credentials
Senior Vice President–Wealth Management
Financial Advisor
Tom has over 30 years of experience providing comprehensive wealth management services in the areas of investment management, estate and trust planning, financial planning, income tax planning, lending, charitable giving and asset protection. He works with a diversified client base including executives, small business owners, professional athletes, and high net worth families.
Prior to joining UBS Financial Services, Inc., Tom was with Smith Barney, now Morgan Stanley Wealth Management as a Financial Advisor and Arthur Andersen LLP as a Tax Manager in the Private Client Group in Houston.
Tom attended the University of Miami in Coral Gables, Florida and graduated from the University of Houston with a degree in Accounting. He is a Certified Financial Planner (CFP®), Certified Exit Plan Advisor (CEPA®) and, in addition, he has earned the Certified Investment Management Analyst (CIMA®) designation through The Wharton School of Business and the Certified Private Wealth Advisor (CPWA®) designation through the University Of Chicago Booth School Of Business. He is a member of The Financial Planning Association and the Investment Management Consultants Association. Tom is also an FAA licensed pilot and a member of the Aircraft Owners and Pilots Association.
Tom lives in Houston with his wife, Cindy and son Casey. He also spends time at the family vacation home in Kauai, Hawaii.
Education
Credentials
Roaring 20s: The next stage
Our Chief Investment Office (CIO) looks to what awaits investors in the next half of the decade with the 2025 edition of Year Ahead.
A dramatic change in US politics, Chinese economic stimulus, ongoing geopolitical developments and falling interest rates are all at play. How should you prepare your portfolio? Let’s talk about how you can move confidently forward in the new year and beyond.
$5.9+ trn
UBS Group invested assets
As of 06/30/2024
51 countries
Our global footprint
Global leader
UBS is a leading and truly global wealth manager
