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$5.9+ trn
UBS Group invested assets
As of 06/30/2024
No matter what your age, or where you are on your planning journey, we can help steer you down the right path toward retirement. We will work with you to build the foundation of your plan. Over time, as life or market circumstances change, we will work with you to adjust your plan where and when needed. When it comes to retirement planning, it's never too early to start.
Managing Director–Wealth Management
Tom began his career in the financial services industry in 1995 at Smith Barney, joining the New York office of a nationwide retirement planning group. His experience in working with clients through many market and economic cycles has reaffirmed his belief that you need to create a solid financial plan to help stay on track during volatile times. He enjoys working with his clients and their families as a trusted advisor to help them realize their goals and objectives. Tom joined UBS in November 2008 after 13 years at Smith Barney/Citigroup. In 2009, he distinguished himself amongst his peers by earning UBS’s Wealth Advisor designation. The intensive Wealth Advisor program is designed to deepen wealth management insights and master the latest tools with which to help guide clients.
Tom and his team provide their clients, primarily corporate executives who are at or near retirement, personalized asset allocation through professional portfolio management. His team begins each relationship with a comprehensive financial plan that includes a retirement income spending analysis.
Tom is FINRA registered and holds the Series 3, 7, 63 and 65 licenses as well as the Life/Accident and Health Insurance and Variable Annuities licenses. He currently holds the CERTIFIED FINANCIAL PLANNER™ certification.
Tom graduated from University of Maryland at College Park. He lives in Armonk, NY with his wife and 4 children where he is actively involved as a youth sports coach.
Recognized as an industry leader:
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Education
Credentials
Managing Director–Wealth Management
Tom began his career in the financial services industry in 1995 at Smith Barney, joining the New York office of a nationwide retirement planning group. His experience in working with clients through many market and economic cycles has reaffirmed his belief that you need to create a solid financial plan to help stay on track during volatile times. He enjoys working with his clients and their families as a trusted advisor to help them realize their goals and objectives. Tom joined UBS in November 2008 after 13 years at Smith Barney/Citigroup. In 2009, he distinguished himself amongst his peers by earning UBS’s Wealth Advisor designation. The intensive Wealth Advisor program is designed to deepen wealth management insights and master the latest tools with which to help guide clients.
Tom and his team provide their clients, primarily corporate executives who are at or near retirement, personalized asset allocation through professional portfolio management. His team begins each relationship with a comprehensive financial plan that includes a retirement income spending analysis.
Tom is FINRA registered and holds the Series 3, 7, 63 and 65 licenses as well as the Life/Accident and Health Insurance and Variable Annuities licenses. He currently holds the CERTIFIED FINANCIAL PLANNER™ certification.
Tom graduated from University of Maryland at College Park. He lives in Armonk, NY with his wife and 4 children where he is actively involved as a youth sports coach.
Recognized as an industry leader:
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Education
Credentials
24 questions for the '24 US election
Election day is fast approaching and the outcome could impact your portfolio. Connect with us for election insights and investment strategies that may be right for you.
The latest ElectionWatch report from our Chief Investment Office answers 24 of investors' frequently asked questions. Covering a range of concerns from taxes and inflation to investment considerations and monetary policy, this report can help inform your decisions regardless of the election's outcome.
$5.9+ trn
UBS Group invested assets
As of 06/30/2024
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