The Smith Group
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Experience

Makes all the difference

We are here to provide quality strategies customized to your needs–and to be your primary source of financial advice. We concentrate on developing long-term relationships through a commitment to quality client service. You can rely on our personalized advice, first-class solutions, and extensive wealth management experience.

Alan Smith

Senior Vice President–Wealth Management

Financial Advisor

Registered States:
  • AK
  • AL
  • AZ
  • CA
  • CO
  • CT
  • FL
  • GA
  • IA
  • IN
  • MD
  • MN
  • MO
  • MS
  • NC
  • NH
  • NY
  • OH
  • OK
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA

Alan Smith

12600 Deerfield Parkway
Deerfield Commons
Alpharetta, GA 30004

Email Me

Alan Smith

Senior Vice President–Wealth Management

Financial Advisor

Registered States:
  • AK
  • AL
  • AZ
  • CA
  • CO
  • CT
  • FL
  • GA
  • IA
  • IN
  • MD
  • MN
  • MO
  • MS
  • NC
  • NH
  • NY
  • OH
  • OK
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA
12600 Deerfield Parkway
Deerfield Commons
Alpharetta, GA 30004

Email Me

alan.m.smith@ubs.com
Alan Smith
12600 Deerfield Parkway,Alpharetta,GA,30004

Christopher A. "Chris" Smith, CFP

Senior Vice President–Wealth Management

Financial Advisor

Registered States:
  • AK
  • AL
  • AZ
  • CA
  • CO
  • CT
  • FL
  • GA
  • IA
  • IN
  • MD
  • MN
  • MO
  • MS
  • NC
  • NH
  • NY
  • OH
  • OK
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA

Christopher A. "Chris" Smith, CFP

12600 Deerfield Parkway
Deerfield Commons
Alpharetta, GA 30004

Email Me

Christopher A. "Chris" Smith, CFP

Senior Vice President–Wealth Management

Financial Advisor

Registered States:
  • AK
  • AL
  • AZ
  • CA
  • CO
  • CT
  • FL
  • GA
  • IA
  • IN
  • MD
  • MN
  • MO
  • MS
  • NC
  • NH
  • NY
  • OH
  • OK
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA
12600 Deerfield Parkway
Deerfield Commons
Alpharetta, GA 30004

Email Me

chris.a.smith@ubs.com
Christopher A. "Chris" Smith, CFP
12600 Deerfield Parkway,Alpharetta,GA,30004

Caroline Holland

Senior Client Associate

Registered States:
  • GA

Caroline Holland

12600 Deerfield Parkway
Deerfield Commons
Alpharetta, GA 30004

Email Me

Caroline Holland

Senior Client Associate

Registered States:
  • GA
12600 Deerfield Parkway
Deerfield Commons
Alpharetta, GA 30004

Email Me

cary.holland@ubs.com
Caroline Holland
12600 Deerfield Parkway,Alpharetta,GA,30004

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As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. For more information, please review the PDF document at ubs.com/relationshipsummary.

Neither UBS Financial Services Inc. nor its employees (including its Financial Advisors) provide tax or legal advice. You should consult with your legal counsel and/or your accountant or tax professional regarding the legal or tax implications of a particular suggestion, strategy or investment, including any estate planning strategies, before you invest or implement.

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