Senior Vice President–Wealth Management
Chartered Retirement Planning Counselor
With over 20 years in the industry, Richard has managed our client's futures through ten market corrections and two recessions. He builds long term relationships; he takes the time to understand your unique priorities and creates a personalized plan to help you live life on your terms. Richard graduated from the University of Washington with a Bachelor of Business Administration degree and has earned his Chartered Retirement Planning Counselor® designation. Richard enjoys hiking, watching various world soccer teams, gardening, and traveling.
Education
Credentials
Senior Vice President–Wealth Management
Chartered Retirement Planning Counselor
With over 20 years in the industry, Richard has managed our client's futures through ten market corrections and two recessions. He builds long term relationships; he takes the time to understand your unique priorities and creates a personalized plan to help you live life on your terms. Richard graduated from the University of Washington with a Bachelor of Business Administration degree and has earned his Chartered Retirement Planning Counselor® designation. Richard enjoys hiking, watching various world soccer teams, gardening, and traveling.
Education
Credentials
Senior Wealth Strategy Associate
Chartered Retirement Planning Counselor
Carolyn began her career in financial services in 1996. She joined UBS Financial Services in 2011 after tenures at KeyBank, McDonald Investments, and Barnett Bank. Carolyn focuses on financial planning and analysis for our clients. Carolyn earned her degree in finance and her MBA from Stetson University. She has earned her Chartered Retirement Planning Counselor® designation. She is a longtime supporter of Childhaven and volunteers two days a month in their two year old therapeutic classroom. Carolyn enjoys hiking and cheering on the Seattle Sounders, along with spending time gardening and trying new cooking recipes.
Education
Credentials
Senior Wealth Strategy Associate
Chartered Retirement Planning Counselor
Carolyn began her career in financial services in 1996. She joined UBS Financial Services in 2011 after tenures at KeyBank, McDonald Investments, and Barnett Bank. Carolyn focuses on financial planning and analysis for our clients. Carolyn earned her degree in finance and her MBA from Stetson University. She has earned her Chartered Retirement Planning Counselor® designation. She is a longtime supporter of Childhaven and volunteers two days a month in their two year old therapeutic classroom. Carolyn enjoys hiking and cheering on the Seattle Sounders, along with spending time gardening and trying new cooking recipes.
Education
Credentials
Associate Director
Team Administrator
Sonia Alexis is our Team Administrator and is originally from Trinidad and Tobago in the Caribbean. She has always been a very detail oriented person who enjoys creating efficient solutions to streamline processes. Her love of interacting with people and solving puzzles makes her uniquely suited to her role at UBS. Sonia has worked in various capacities in the banking and financial services industry for over 25 years, and holds the Series 6, 7, 63 and 65 securities licenses, as well as Life and Health Insurance Licenses.
Sonia has been with UBS since 2008 and also serves as a regional and firm-wide training resource for administrative staff in her capacity as a Team Associate Coach.
Outside the office, she enjoys working out, dancing and spending time with her husband, sisters and family. Sonia is an avid performer and regularly participates in local theatre productions as well as various musical performances
Associate Director
Team Administrator
Sonia Alexis is our Team Administrator and is originally from Trinidad and Tobago in the Caribbean. She has always been a very detail oriented person who enjoys creating efficient solutions to streamline processes. Her love of interacting with people and solving puzzles makes her uniquely suited to her role at UBS. Sonia has worked in various capacities in the banking and financial services industry for over 25 years, and holds the Series 6, 7, 63 and 65 securities licenses, as well as Life and Health Insurance Licenses.
Sonia has been with UBS since 2008 and also serves as a regional and firm-wide training resource for administrative staff in her capacity as a Team Associate Coach.
Outside the office, she enjoys working out, dancing and spending time with her husband, sisters and family. Sonia is an avid performer and regularly participates in local theatre productions as well as various musical performances
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
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