How will we work together?

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For more than 27 years, Dave has been committed to providing comprehensive wealth management through every kind of market cycle. Many of his clients have been with him his entire career, valuing his commitment to developing steady, trusted relationships that span generations. Courteous and responsive, Dave is appreciated by his clients for his knowledge, experience and understanding. 

Dave is one of only 100 Institutional Consultants at UBS out of 7,000 advisors nationwide, which is a select group who provide investment advisory services to Taft-Hartley plans, corporations, private and public retirement plans, municipalities, foundations, and endowments.

Dave earned his BA in Political Science from Holy Cross College. He resides in Fort Salonga, New York with his wife Jennifer, and two sons Michael and Declan.  

Licenses: Series 7, 63 & 65 securities licenses, Life, Health & Annuities Insurance licenses

• Barron's Top 1,500 Financial Advisors, 2026The Barron's rating is awarded annually in March based on information from the prior year Q3.
• Forbes Best-in-State Wealth Advisors, 2021, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• NAPA Top DC Advisor Teams, 2026The NAPA rating is awarded annually in March based on information from December of the prior year.
• UBS Wealth Management Pinnacle Council, 2024, 2025UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.

• Holy Cross College, BA in Political Science

• Senior Institutional Consultant, UBS Institutional Consulting Program

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Nick is a CERTIFIED FINANCIAL PLANNER™ professional and is trained in investment management, financial planning, retirement planning and estate planning strategies. Nick also holds the Certified Investment Management Analyst® designation, administered by the Investment Management Consultants Association® and taught in conjunction with The Business school of Management, Yale University.

Nick handles many facets of the team’s investment management, which includes investment analysis and suitability, asset allocation modeling, manager search and selection and compiling portfolio reviews. Nick believes firmly in offering a customized approach to wealth management, built on personal relationships, and shaped by an understanding of the clients’ needs and aspirations.

Nick earned a B.A. in Finance and Business Management from the Smeal College of Business at The Pennsylvania State University. At Penn State he played Division 1 lacrosse. Nick resides in Bay Shore, New York.

Licenses: Series 7 and 66 securities

• Smeal College of Business at The Pennsylvania State University, B.A. in Finance and Business Management

• CERTIFIED FINANCIAL PLANNER
• Certified Investment Management Analyst

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Jennifer joined the team in 2004 with over 30 years of experience in the financial services industry. Jennifer handles the team’s multifaceted operation and coordinating the group’s overall day-to-day administration. She is the lead service provider for our relationships and maintains up-to-date knowledge of the firm resources, policies and procedures. Jennifer provides clients with the highest level of service with a commitment to excellence.  She holds her Series 7, 63 and 66 securities licenses.

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Annette is a Registered Client Associate at UBS’s Wealth Management division, where she focuses on providing exceptional client service and supporting daily operations. Annette began her career at UBS as an intern for the team while earning her degree, gaining valuable hands-on experience. Afterward, she transitioned into a Branch Service Associate role, where she further developed expertise in operations before moving into a client-facing position. In this role, Annette helps meet the needs of high-net-worth clients, ensuring a seamless experience and fostering strong, long-lasting relationships.

Annette graduated from Marist University with a Bachelor’s degree in Business Administration with a concentration in Finance, followed by a Master’s degree in Business Administration (MBA), also from Marist. She holds both the Series 7 and Series 66 licenses.